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EPT Disclosure

20th Oct 2008 10:49

RNS Number : 1995G
Macquarie Group Limited
20 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Macquarie Capital Securities (Australia) Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary shares ISIN: AU000000RIO1

Date of dealing

17 October 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 0 0%

 0 0%

 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

Fully Paid Ordinary

ISIN: AU000000RIO1

3. DEALINGS (Note 3)

(a) Purchases and sales

See Annexure A

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO

Date of disclosure

20 October 2008

Contact name

Johanna Uy

Telephone number

+44 (0) 2030374339

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

Connected principal trader

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

Annexure A:

Buy = 25958 Sell = 25958

RIO

Purchase

10000

66.66

RIO

Purchase

958

66.25

RIO

Purchase

14042

66.26

RIO

Purchase

958

66.26

25958

RIO

Sale

15

66.51

RIO

Sale

27

66.5

RIO

Sale

20

66.5

RIO

Sale

20

66.5

RIO

Sale

500

66.5

RIO

Sale

250

66.41

RIO

Sale

168

66.41

RIO

Sale

100

66.4

RIO

Sale

900

66.4

RIO

Sale

300

66.4

RIO

Sale

100

66.4

RIO

Sale

250

66.4

RIO

Sale

350

66.4

RIO

Sale

16

66.38

RIO

Sale

250

66.38

RIO

Sale

99

66.38

RIO

Sale

635

66.38

RIO

Sale

1000

66.36

RIO

Sale

32

66.36

RIO

Sale

109

66.36

RIO

Sale

235

66.36

RIO

Sale

624

66.36

RIO

Sale

1000

66.36

RIO

Sale

1000

66.35

RIO

Sale

768

66.4

RIO

Sale

232

66.35

RIO

Sale

478

66.35

RIO

Sale

225

66.33

RIO

Sale

297

66.33

RIO

Sale

997

65.84

RIO

Sale

401

65.83

RIO

Sale

217

65.83

RIO

Sale

156

65.83

RIO

Sale

119

65.82

RIO

Sale

120

65.82

RIO

Sale

380

65.81

RIO

Sale

5

65.81

RIO

Sale

106

65.81

RIO

Sale

88

65.81

RIO

Sale

28

65.76

RIO

Sale

500

65.76

RIO

Sale

275

65.76

RIO

Sale

351

65.75

RIO

Sale

500

65.75

RIO

Sale

100

65.68

RIO

Sale

46

65.68

RIO

Sale

100

65.65

RIO

Sale

30

65.65

RIO

Sale

30

65.6

RIO

Sale

117

65.6

RIO

Sale

500

65.52

RIO

Sale

223

65.52

RIO

Sale

500

65.53

RIO

Sale

211

65.53

RIO

Sale

18

65.6

RIO

Sale

14

65.6

RIO

Sale

182

65.53

RIO

Sale

20

65.53

RIO

Sale

298

65.53

RIO

Sale

90

65.53

RIO

Sale

171

65.53

RIO

Sale

51

65.53

RIO

Sale

87

65.52

RIO

Sale

303

65.52

RIO

Sale

180

65.55

RIO

Sale

659

65.55

RIO

Sale

42

65.53

RIO

Sale

153

65.53

RIO

Sale

45

65.53

RIO

Sale

15

65.51

RIO

Sale

25

65.5

RIO

Sale

100

65.5

RIO

Sale

80

65.5

RIO

Sale

30

65.5

RIO

Sale

50

65.5

RIO

Sale

50

65.5

RIO

Sale

150

65.5

RIO

Sale

20

65.5

RIO

Sale

50

65.5

RIO

Sale

25

65.5

RIO

Sale

12

65.5

RIO

Sale

15

65.5

RIO

Sale

18

65.5

RIO

Sale

50

65.5

RIO

Sale

100

65.5

RIO

Sale

30

65.5

RIO

Sale

100

65.5

RIO

Sale

50

65.5

RIO

Sale

30

65.5

RIO

Sale

128

65.47

RIO

Sale

100

65.4

RIO

Sale

15

65.37

RIO

Sale

527

65.29

RIO

Sale

52

65.25

RIO

Sale

178

65.25

RIO

Sale

10

65.26

RIO

Sale

107

65.26

RIO

Sale

203

65.26

RIO

Sale

6

65.26

RIO

Sale

302

65.26

RIO

Sale

166

65.26

RIO

Sale

250

65.2

RIO

Sale

73

65.2

RIO

Sale

277

65.2

RIO

Sale

50

65.2

RIO

Sale

253

65.11

RIO

Sale

49

65.11

RIO

Sale

951

65.11

RIO

Sale

15

65.11

RIO

Sale

1000

65.11

RIO

Sale

268

65.11

RIO

Sale

276

65.11

RIO

Sale

128

65.14

RIO

Sale

9

65.14

RIO

Sale

55

65.12

RIO

Sale

139

65.12

RIO

Sale

958

65.33

25958

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFEASUSSASELS

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