11th Mar 2010 11:22
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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WITH RECOGNISED INTERMEDIARY STATUS |
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DEALING IN A CLIENT-SERVING CAPACITY |
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|
(Rule 38.5(a) of the Takeover Code)) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Shanks Group Plc |
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Class of relevant security to which the |
Common |
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|
dealings being disclosed relate |
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Date of dealing |
10/03/2010 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities |
Highest price paid |
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Lowest price paid |
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purchased |
|
|
4,078,218 |
GBP 1.10 |
GBP 1.08 |
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Total number of securities sold |
Highest price received |
|
Lowest price received |
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3,948,968 |
GBP 1.11 |
GBP 1.05 |
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(b) Derivatives transactions (other than options) |
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Product name, |
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Short/Long |
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Number of securities |
Price per unit |
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eg. CFD |
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|
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Long Swap |
LONG |
49,652 |
GBP 1.09 |
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Long Swap |
LONG |
47,807 |
GBP 1.09 |
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|
Long Swap |
LONG |
33,057 |
GBP 1.09 |
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Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
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eg. CFD |
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|
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Short Swap |
SHORT |
12,273 |
GBP 1.09 |
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Short Swap |
SHORT |
16,926 |
GBP 1.09 |
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Short Swap |
SHORT |
25,557 |
GBP 1.09 |
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(c) Options transactions in respect of existing securities |
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|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
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|
varying etc. |
|
per unit |
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|
|
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|
|
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
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|
eg call option |
option |
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|
|
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|
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3. OTHER INFORMATION |
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|
|
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Agreements, arrangements or understandings relating to options or derivatives |
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|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
11/03/2010 |
|
|
Contact name |
Bhavika Mistry |
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Telephone number |
+44 207 995 4747 |
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Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
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Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
Babcock International Group |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
10/03/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
624,990 |
GBP 5.28 |
GBP 5.23 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
282,798 |
GBP 5.27 |
GBP 5.21 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
158,092 |
GBP 5.26 |
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|
Long Swap |
LONG |
142,463 |
GBP 5.26 |
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Long Swap |
LONG |
55,000 |
GBP 5.28 |
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Long Swap |
LONG |
3,950 |
GBP 5.25 |
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Long Swap |
LONG |
643 |
GBP 5.25 |
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Long Swap |
LONG |
629 |
GBP 5.25 |
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|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
643 |
GBP 5.26 |
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Short Swap |
SHORT |
2,855 |
GBP 5.26 |
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|
Short Swap |
SHORT |
15,087 |
GBP 5.26 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
11/03/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
VT Group Plc |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
10/03/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
172,837 |
GBP 6.77 |
GBP 6.70 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
95,011 |
GBP 6.76 |
GBP 6.70 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
16 |
GBP 6.74 |
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|
Long Swap |
LONG |
1 |
GBP 6.74 |
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|
Long Swap |
LONG |
216 |
GBP 6.74 |
|
|
Long Swap |
LONG |
197 |
GBP 6.74 |
|
|
Long Swap |
LONG |
181 |
GBP 6.74 |
|
|
Long Swap |
LONG |
64 |
GBP 6.74 |
|
|
Long Swap |
LONG |
52 |
GBP 6.74 |
|
|
Long Swap |
LONG |
25 |
GBP 6.74 |
|
|
Long Swap |
LONG |
306 |
GBP 6.74 |
|
|
Long Swap |
LONG |
18 |
GBP 6.74 |
|
|
Long Swap |
LONG |
332 |
GBP 6.74 |
|
|
Long Swap |
LONG |
9 |
GBP 6.74 |
|
|
Long Swap |
LONG |
2 |
GBP 6.74 |
|
|
Long Swap |
LONG |
1 |
GBP 6.74 |
|
|
Long Swap |
LONG |
1 |
GBP 6.74 |
|
|
Long Swap |
LONG |
1 |
GBP 6.74 |
|
|
Long Swap |
LONG |
1 |
GBP 6.74 |
|
|
Long Swap |
LONG |
1 |
GBP 6.74 |
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Long Swap |
LONG |
25 |
GBP 6.74 |
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Long Swap |
LONG |
1,258 |
GBP 6.74 |
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Long Swap |
LONG |
20,610 |
GBP 6.74 |
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Long Swap |
LONG |
9,881 |
GBP 6.74 |
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Long Swap |
LONG |
3,511 |
GBP 6.74 |
|
|
Long Swap |
LONG |
3,368 |
GBP 6.74 |
|
|
Long Swap |
LONG |
1,571 |
GBP 6.74 |
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Long Swap |
LONG |
1,567 |
GBP 6.70 |
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Long Swap |
LONG |
1,505 |
GBP 6.74 |
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Long Swap |
LONG |
244 |
GBP 6.74 |
|
|
Long Swap |
LONG |
1,344 |
GBP 6.74 |
|
|
Long Swap |
LONG |
25,329 |
GBP 6.74 |
|
|
Long Swap |
LONG |
1,011 |
GBP 6.74 |
|
|
Long Swap |
LONG |
957 |
GBP 6.74 |
|
|
Long Swap |
LONG |
850 |
GBP 6.74 |
|
|
Long Swap |
LONG |
591 |
GBP 6.74 |
|
|
Long Swap |
LONG |
536 |
GBP 6.74 |
|
|
Long Swap |
LONG |
452 |
GBP 6.74 |
|
|
Long Swap |
LONG |
419 |
GBP 6.74 |
|
|
Long Swap |
LONG |
1,373 |
GBP 6.74 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
11/03/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
Vt Group Plc |
|
|
Nature of connection # |
Advisor |
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