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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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26-09-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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4466130
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0.133
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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4466130
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0.133
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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34,959
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35.84
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Purchase
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5,000
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35.84
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Purchase
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1,500
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35.84
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Purchase
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500
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35.84
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Purchase
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48,247
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35.84
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Purchase
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5,000
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35.83
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Purchase
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4,786
|
35.83
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Purchase
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33
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35.83
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Purchase
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181
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35.83
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Purchase
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4,400
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35.83
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Purchase
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600
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35.83
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Purchase
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121
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35.80
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Purchase
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523
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35.80
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Purchase
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1,292
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35.80
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Purchase
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1
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35.80
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Purchase
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1,870
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35.80
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Purchase
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656
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35.80
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Purchase
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583
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35.80
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Purchase
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1,230
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35.79
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Purchase
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500
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35.79
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Purchase
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149
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35.79
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Purchase
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1
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35.79
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Purchase
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7,741
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35.80
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Purchase
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8,400
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35.80
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Purchase
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18,749
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35.80
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Purchase
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8,613
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35.80
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Purchase
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2,000
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35.80
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Purchase
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200
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35.80
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Purchase
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1,679
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35.80
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Purchase
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3,919
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35.80
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Purchase
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400
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35.80
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Purchase
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380
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35.80
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Purchase
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11,773
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35.80
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Purchase
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4,737
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35.79
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Purchase
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21
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35.79
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Purchase
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1,845
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35.79
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Purchase
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3,000
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35.79
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Purchase
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1,000
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35.79
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Purchase
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3,413
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35.79
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Purchase
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2,000
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35.79
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Purchase
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5,020
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35.79
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Purchase
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5,678
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35.69
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Purchase
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106
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35.69
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Purchase
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103
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35.68
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Purchase
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1,283
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35.68
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Purchase
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1,277
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35.68
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Purchase
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145
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35.68
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Purchase
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449
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35.68
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Purchase
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49
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35.68
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Purchase
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27
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35.68
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Purchase
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266
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35.68
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Purchase
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62
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35.68
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Purchase
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858
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35.68
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Purchase
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1,300
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35.68
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Purchase
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161
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35.68
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Purchase
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44
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35.68
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Purchase
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352
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35.69
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Purchase
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2
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35.69
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Purchase
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3
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35.69
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Purchase
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3
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35.69
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Purchase
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1,755
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35.70
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Purchase
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250
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35.70
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Purchase
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1,631
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35.70
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Purchase
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788
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35.70
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Purchase
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1,386
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35.70
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Purchase
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50
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35.83
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Purchase
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20
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35.66
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Purchase
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20
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35.70
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Purchase
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30
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35.82
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Purchase
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30
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35.69
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Purchase
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100
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36.00
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Purchase
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500
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36.00
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Purchase
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200
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36.00
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Purchase
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200
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36.00
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Purchase
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732
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36.34
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Purchase
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204
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36.34
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Purchase
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64
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36.34
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Purchase
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56
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36.63
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Purchase
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94
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36.63
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Purchase
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1,000
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36.66
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Purchase
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108
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36.87
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Purchase
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110
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36.87
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Purchase
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14
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36.87
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Purchase
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55
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36.87
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Purchase
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40
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36.87
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Purchase
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3
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36.87
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Purchase
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42
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36.87
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Purchase
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1
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36.87
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Purchase
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2,927
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36.87
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Purchase
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1,000
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36.68
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Purchase
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68,703
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39.16
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Purchase
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35,000
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35.46
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Purchase
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34,000
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35.46
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Purchase
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7
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35.74
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Purchase
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3,993
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35.74
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Purchase
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9,056
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35.76
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Purchase
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74
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35.76
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Purchase
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574
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35.76
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Purchase
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296
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35.76
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Purchase
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880
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35.77
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Purchase
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74
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35.77
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Purchase
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74
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35.77
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Purchase
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74
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35.77
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Purchase
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3,761
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35.77
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Purchase
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42
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35.77
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Purchase
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28
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35.77
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Purchase
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67
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35.76
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Purchase
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3,527
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35.75
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Purchase
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1,400
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35.75
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Purchase
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73
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35.75
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Purchase
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5,626
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35.81
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Purchase
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294
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35.81
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Purchase
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73
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35.81
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Purchase
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43
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35.81
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Purchase
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1,000
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35.81
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Purchase
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494
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35.81
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Purchase
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589
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35.81
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Purchase
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1
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35.81
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Purchase
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185
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35.81
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Purchase
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149
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35.81
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Purchase
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73
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35.81
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Purchase
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1,400
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35.80
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Purchase
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73
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35.80
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Purchase
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1,000
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35.46
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Sale
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-17
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36.36
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Sale
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-15
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36.32
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Sale
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-22
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35.77
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Sale
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-69
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35.77
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Sale
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-59
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35.77
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Sale
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-47,983
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36.36
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Sale
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-2,017
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36.37
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Sale
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-42,983
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36.36
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Sale
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-2,000
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36.36
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Sale
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-5,000
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36.37
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Sale
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-24,833
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36.30
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Sale
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-167
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36.33
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Sale
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-14,913
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36.30
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Sale
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-1
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36.31
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Sale
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-5,000
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36.31
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Sale
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-1
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36.33
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Sale
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-5,000
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36.33
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Sale
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-85
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36.33
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Sale
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-21,248
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36.30
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Sale
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-56
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36.32
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Sale
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-252
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36.32
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Sale
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-2,095
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36.32
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Sale
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-253
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36.32
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Sale
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-1,081
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36.33
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Sale
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-15,562
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36.30
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Sale
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-500
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36.30
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Sale
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-150
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36.30
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Sale
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-2,095
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36.31
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Sale
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-6,309
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36.31
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Sale
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-384
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36.32
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Sale
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-297
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39.70
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Sale
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-2,438
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38.98
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Sale
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-117
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38.98
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Sale
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-22,967
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38.98
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Sale
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-1,203
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38.98
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Sale
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-2,104
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38.98
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Sale
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-5,874
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38.98
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Sale
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-35,000
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35.46
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Sale
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-69,000
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35.61
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Sale
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-34,000
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39.35
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TOTAL BUYS: 395303
TOTAL SELLS: 373150
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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29-09-2008
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Contact name
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Simon Crawley; Philipp Abelbeck
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Telephone number
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44 20 7888 5416
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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