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EPT Disclosure

9th Jun 2008 11:55

RNS Number : 2743W
Credit Suisse Securities (Eur) Ltd
09 June 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

06-Jun-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

617,835

0.062

51,260

0.005

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

617,835

0.062

51,260

0.005

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

20000

60.37 (GBP)

Buy

5135

59.05 (GBP)

Buy

4065

59.05 (GBP)

Buy

888

59.05 (GBP)

Buy

600

60.97 (GBP)

Buy

600

60.96 (GBP)

Buy

480

60.99 (GBP)

Buy

475

61.16 (GBP)

Buy

400

60.97 (GBP)

Buy

400

60.98 (GBP)

Buy

400

61.06 (GBP)

Buy

301

59.05 (GBP)

Buy

300

60.9 (GBP)

Buy

300

60.98 (GBP)

Buy

300

60.9 (GBP)

Buy

250

60.96 (GBP)

Buy

250

60.96 (GBP)

Buy

250

60.96 (GBP)

Buy

249

60.98 (GBP)

Buy

225

61.04 (GBP)

Buy

200

60.91 (GBP)

Buy

200

60.91 (GBP)

Buy

200

60.98 (GBP)

Buy

200

60.93 (GBP)

Buy

200

60.98 (GBP)

Buy

199

60.77 (GBP)

Buy

165

60.87 (GBP)

Buy

145

61.08 (GBP)

Buy

144

60.91 (GBP)

Buy

143

60.77 (GBP)

Buy

134

60.98 (GBP)

Buy

133

61.16 (GBP)

Buy

133

61.16 (GBP)

Buy

133

60.84 (GBP)

Buy

131

60.98 (GBP)

Buy

129

60.97 (GBP)

Buy

120

60.92 (GBP)

Buy

120

60.99 (GBP)

Buy

118

60.295 (GBP)

Buy

109

60.075 (GBP)

Buy

104

60.245 (GBP)

Buy

102

60.155 (GBP)

Buy

100

60.93 (GBP)

Buy

100

59.05 (GBP)

Buy

97

61.05 (GBP)

Buy

96

60.235 (GBP)

Buy

92

61.08 (GBP)

Buy

87

60.295 (GBP)

Buy

84

61.16 (GBP)

Buy

84

61.05 (GBP)

Buy

82

60.4 (GBP)

Buy

82

59.05 (GBP)

Buy

81

61.03 (GBP)

Buy

81

61 (GBP)

Buy

81

61.19 (GBP)

Buy

81

61.05 (GBP)

Buy

76

60.415 (GBP)

Buy

72

60.94 (GBP)

Buy

72

60.4 (GBP)

Buy

67

59.53 (GBP)

Buy

67

60.86 (GBP)

Buy

66

59.77 (GBP)

Buy

66

60.86 (GBP)

Buy

66

59.86 (GBP)

Buy

66

60.4 (GBP)

Buy

61

61.05 (GBP)

Buy

61

61.16 (GBP)

Buy

58

61.06 (GBP)

Buy

58

60.95 (GBP)

Buy

58

61.02 (GBP)

Buy

56

61.02 (GBP)

Buy

55

61.02 (GBP)

Buy

55

61.06 (GBP)

Buy

53

61.06 (GBP)

Buy

52

59.86 (GBP)

Buy

52

61.05 (GBP)

Buy

51

60.77 (GBP)

Buy

50

60.22 (GBP)

Buy

50

61 (GBP)

Buy

49

61.06 (GBP)

Buy

48

60.95 (GBP)

Buy

47

60.52 (GBP)

Buy

47

60.52 (GBP)

Buy

46

60.5 (GBP)

Buy

45

60.18 (GBP)

Buy

45

60.46 (GBP)

Buy

45

60.5 (GBP)

Buy

44

61.16 (GBP)

Buy

43

60.6 (GBP)

Buy

42

60.96 (GBP)

Buy

42

60.6 (GBP)

Buy

42

61.08 (GBP)

Buy

42

61.06 (GBP)

Buy

42

60.95 (GBP)

Buy

42

61.02 (GBP)

Buy

40

60.3 (GBP)

Buy

40

60.98 (GBP)

Buy

39

60.99 (GBP)

Buy

39

60.98 (GBP)

Buy

39

61.06 (GBP)

Buy

39

60.6 (GBP)

Buy

39

60.6 (GBP)

Buy

38

60.39 (GBP)

Buy

38

61.05 (GBP)

Buy

38

60.39 (GBP)

Buy

37

60.56 (GBP)

Buy

37

61 (GBP)

Buy

37

60.22 (GBP)

Buy

36

61.06 (GBP)

Buy

36

60.6 (GBP)

Buy

35

60.97 (GBP)

Buy

35

59.05 (GBP)

Buy

33

60.54 (GBP)

Buy

33

59.3 (GBP)

Buy

32

60.18 (GBP)

Buy

31

60.6 (GBP)

Buy

30

59.81 (GBP)

Buy

30

60.6 (GBP)

Buy

30

59.95 (GBP)

Buy

29

60.3 (GBP)

Buy

27

60.92 (GBP)

Buy

26

61.02 (GBP)

Buy

26

61.06 (GBP)

Buy

26

61.06 (GBP)

Buy

22

60.96 (GBP)

Buy

21

60.915 (GBP)

Buy

19

61.03 (GBP)

Buy

16

61.06 (GBP)

Buy

16

61.02 (GBP)

Buy

15

60.95 (GBP)

Buy

15

61.06 (GBP)

Buy

14

61.05 (GBP)

Buy

13

60.23 (GBP)

Buy

13

61.06 (GBP)

Buy

13

60.97 (GBP)

Buy

13

61 (GBP)

Buy

13

61.03 (GBP)

Buy

12

60.6 (GBP)

Buy

12

60.54 (GBP)

Buy

12

60.18 (GBP)

Buy

11

60.3 (GBP)

Buy

11

60.6 (GBP)

Buy

9

61.05 (GBP)

Buy

7

60.25 (GBP)

Buy

1

59.05 (GBP)

Buy

1

60.52 (GBP)

Buy

1

60.95 (GBP)

Buy

1

60.9 (GBP)

Sell

20000

60.37 (GBP)

Sell

1898

59.25 (GBP)

Sell

1680

60.2 (GBP)

Sell

1320

60.2 (GBP)

Sell

1240

60.2 (GBP)

Sell

1112

60.5 (GBP)

Sell

1090

60.41 (GBP)

Sell

1000

60.6 (GBP)

Sell

1000

60.08 (GBP)

Sell

1000

60.18 (GBP)

Sell

957

60.23 (GBP)

Sell

944

60.6 (GBP)

Sell

855

60.5 (GBP)

Sell

814

60.04 (GBP)

Sell

767

60.59 (GBP)

Sell

720

60.42 (GBP)

Sell

720

59.99 (GBP)

Sell

717

60.5 (GBP)

Sell

717

60.5 (GBP)

Sell

666

59.78 (GBP)

Sell

637

60.6 (GBP)

Sell

631

60.91 (GBP)

Sell

600

60.72 (GBP)

Sell

600

60.25 (GBP)

Sell

600

60.44 (GBP)

Sell

585

60.58 (GBP)

Sell

561

60.44 (GBP)

Sell

500

60.12 (GBP)

Sell

500

60.56 (GBP)

Sell

500

59.76 (GBP)

Sell

488

60.53 (GBP)

Sell

480

60.55 (GBP)

Sell

480

60.61 (GBP)

Sell

480

60.55 (GBP)

Sell

480

60.21 (GBP)

Sell

445

60.55 (GBP)

Sell

424

60.55 (GBP)

Sell

423

60.45 (GBP)

Sell

400

60.21 (GBP)

Sell

400

60.24 (GBP)

Sell

400

60.13 (GBP)

Sell

400

61.15 (GBP)

Sell

400

60.23 (GBP)

Sell

400

59.25 (GBP)

Sell

400

59.25 (GBP)

Sell

390

60.5 (GBP)

Sell

386

60.95 (GBP)

Sell

362

60.51 (GBP)

Sell

360

60.57 (GBP)

Sell

360

60.57 (GBP)

Sell

360

60.95 (GBP)

Sell

360

60.2 (GBP)

Sell

360

60.02 (GBP)

Sell

360

60.09 (GBP)

Sell

350

61.15 (GBP)

Sell

348

60.19 (GBP)

Sell

339

60.24 (GBP)

Sell

337

59.05 (GBP)

Sell

333

60.39 (GBP)

Sell

326

60.58 (GBP)

Sell

323

60.57 (GBP)

Sell

304

60.57 (GBP)

Sell

300

60.24 (GBP)

Sell

300

60.57 (GBP)

Sell

300

60.45 (GBP)

Sell

300

60.44 (GBP)

Sell

300

61.16 (GBP)

Sell

300

61.15 (GBP)

Sell

300

60.9 (GBP)

Sell

300

60.4 (GBP)

Sell

300

60.88 (GBP)

Sell

300

60.95 (GBP)

Sell

292

60.28 (GBP)

Sell

286

60.48 (GBP)

Sell

285

60.29 (GBP)

Sell

282

60.15 (GBP)

Sell

273

59.69 (GBP)

Sell

271

59.77 (GBP)

Sell

270

60.04 (GBP)

Sell

268

60.51 (GBP)

Sell

249

60.17 (GBP)

Sell

248

60.44 (GBP)

Sell

245

60.58 (GBP)

Sell

240

59.75 (GBP)

Sell

240

60.04 (GBP)

Sell

240

60.02 (GBP)

Sell

240

60.02 (GBP)

Sell

240

60.04 (GBP)

Sell

240

60.22 (GBP)

Sell

240

60.22 (GBP)

Sell

240

60.02 (GBP)

Sell

240

60.11 (GBP)

Sell

240

60.33 (GBP)

Sell

240

60.7 (GBP)

Sell

240

59.83 (GBP)

Sell

240

60.02 (GBP)

Sell

240

60.02 (GBP)

Sell

238

60.14 (GBP)

Sell

234

60.51 (GBP)

Sell

230

60.29 (GBP)

Sell

224

59.71 (GBP)

Sell

220

60.12 (GBP)

Sell

207

60.27 (GBP)

Sell

206

60.5 (GBP)

Sell

204

60.94 (GBP)

Sell

200

60.27 (GBP)

Sell

200

60.48 (GBP)

Sell

200

60.21 (GBP)

Sell

200

60.53 (GBP)

Sell

200

60.53 (GBP)

Sell

200

60.05 (GBP)

Sell

200

60.1 (GBP)

Sell

200

60.38 (GBP)

Sell

200

60.28 (GBP)

Sell

200

59.69 (GBP)

Sell

200

60.41 (GBP)

Sell

200

61.14 (GBP)

Sell

200

60.08 (GBP)

Sell

200

60.17 (GBP)

Sell

200

60.53 (GBP)

Sell

200

61.14 (GBP)

Sell

198

60.38 (GBP)

Sell

186

60.04 (GBP)

Sell

181

60.45 (GBP)

Sell

180

60.6 (GBP)

Sell

180

60.14 (GBP)

Sell

176

59.69 (GBP)

Sell

174

60.04 (GBP)

Sell

167

60.19 (GBP)

Sell

165

60.57 (GBP)

Sell

165

60.37 (GBP)

Sell

163

60.19 (GBP)

Sell

160

60.17 (GBP)

Sell

153

59.9 (GBP)

Sell

153

60.94 (GBP)

Sell

151

60.44 (GBP)

Sell

151

60.48 (GBP)

Sell

151

60.48 (GBP)

Sell

150

59.76 (GBP)

Sell

147

60.21 (GBP)

Sell

140

60.26 (GBP)

Sell

134

60.45 (GBP)

Sell

129

60.61 (GBP)

Sell

122

60.6 (GBP)

Sell

120

60.6 (GBP)

Sell

120

60.26 (GBP)

Sell

120

60.55 (GBP)

Sell

120

60.3 (GBP)

Sell

120

60.25 (GBP)

Sell

120

60.02 (GBP)

Sell

120

60.6 (GBP)

Sell

120

60.48 (GBP)

Sell

120

60.4 (GBP)

Sell

120

60.71 (GBP)

Sell

120

59.23 (GBP)

Sell

120

60.02 (GBP)

Sell

120

61 (GBP)

Sell

120

60.08 (GBP)

Sell

120

60.25 (GBP)

Sell

115

60.58 (GBP)

Sell

109

60.48 (GBP)

Sell

106

60.45 (GBP)

Sell

100

60.62 (GBP)

Sell

96

60.235 (GBP)

Sell

92

60.02 (GBP)

Sell

91

59.73 (GBP)

Sell

87

60.12 (GBP)

Sell

87

60.295 (GBP)

Sell

82

60.68 (GBP)

Sell

82

60.36 (GBP)

Sell

80

60.1 (GBP)

Sell

76

60.415 (GBP)

Sell

75

60.57 (GBP)

Sell

75

60.51 (GBP)

Sell

73

60.39 (GBP)

Sell

66

60.66 (GBP)

Sell

66

60.6 (GBP)

Sell

66

60.48 (GBP)

Sell

66

60.28 (GBP)

Sell

65

60.66 (GBP)

Sell

65

60.69 (GBP)

Sell

65

60.68 (GBP)

Sell

59

60.61 (GBP)

Sell

56

61.1 (GBP)

Sell

53

59.73 (GBP)

Sell

52

60.6 (GBP)

Sell

52

60.5 (GBP)

Sell

50

61.11 (GBP)

Sell

49

61.21 (GBP)

Sell

49

61.11 (GBP)

Sell

49

60.25 (GBP)

Sell

49

60.25 (GBP)

Sell

49

61.08 (GBP)

Sell

48

60.55 (GBP)

Sell

46

60.12 (GBP)

Sell

42

60.61 (GBP)

Sell

42

60.96 (GBP)

Sell

41

61.1 (GBP)

Sell

40

60.49 (GBP)

Sell

39

60.49 (GBP)

Sell

39

60.93 (GBP)

Sell

38

60.39 (GBP)

Sell

38

60.89 (GBP)

Sell

37

60.56 (GBP)

Sell

36

61.11 (GBP)

Sell

35

60.02 (GBP)

Sell

35

60.66 (GBP)

Sell

35

60.66 (GBP)

Sell

34

60.68 (GBP)

Sell

34

60.52 (GBP)

Sell

34

60.52 (GBP)

Sell

33

60.12 (GBP)

Sell

33

60.35 (GBP)

Sell

33

60.35 (GBP)

Sell

33

60.12 (GBP)

Sell

32

60.54 (GBP)

Sell

32

60.54 (GBP)

Sell

31

60.46 (GBP)

Sell

31

60.96 (GBP)

Sell

30

60.46 (GBP)

Sell

29

60.5 (GBP)

Sell

29

60.5 (GBP)

Sell

28

60.28 (GBP)

Sell

28

60.02 (GBP)

Sell

28

60.28 (GBP)

Sell

26

60.98 (GBP)

Sell

23

59.77 (GBP)

Sell

23

60.12 (GBP)

Sell

22

60.59 (GBP)

Sell

22

60.96 (GBP)

Sell

21

61 (GBP)

Sell

21

60.915 (GBP)

Sell

18

60.55 (GBP)

Sell

18

60.08 (GBP)

Sell

18

60.91 (GBP)

Sell

17

60.12 (GBP)

Sell

16

60.61 (GBP)

Sell

16

60.55 (GBP)

Sell

15

61.1 (GBP)

Sell

14

60.12 (GBP)

Sell

13

61.03 (GBP)

Sell

12

59.95 (GBP)

Sell

11

60.96 (GBP)

Sell

11

60.48 (GBP)

Sell

11

60.45 (GBP)

Sell

11

60.45 (GBP)

Sell

6

61 (GBP)

Sell

6

60.59 (GBP)

Sell

5

60.59 (GBP)

Sell

3

60.45 (GBP)

Sell

3

60.33 (GBP)

Sell

2

60.66 (GBP)

Sell

1

60.95 (GBP)

TOTAL BUYS:43733

TOTAL SELLS:81117

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

 09/06/2008

Contact name

Collins,Carolyn

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMSSIFSUSASEIM

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81