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EPT Disclosure

3rd Sep 2008 11:25

RNS Number : 6414C
Credit Suisse Equities (Australia)
03 September 2008
 

4FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

02-09-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

11,666,154

0.347

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

11,666,154

0.347

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

2,000

39.29

Purchase

2,500

39.29

Purchase

19,323

39.29

Purchase

68

39.29

Purchase

1,000

39.29

Purchase

15,363

39.29

Purchase

251

39.29

Purchase

5,674

39.29

Purchase

37,679

39.29

Purchase

4,000

39.29

Purchase

30

39.33

Purchase

72

39.40

Purchase

300

39.40

Purchase

300

39.40

Purchase

633

39.40

Purchase

1,283

39.40

Purchase

863

39.39

Purchase

117

39.39

Purchase

1,432

39.39

Purchase

4,151

39.45

Purchase

1

39.42

Purchase

1

39.43

Purchase

7,545

39.43

Purchase

1,322

39.43

Purchase

132

39.43

Purchase

1,000

39.43

Purchase

141

39.42

Purchase

1,500

39.42

Purchase

4,999

39.42

Purchase

54

39.43

Purchase

1,824

39.43

Purchase

1,492

39.43

Purchase

300

39.43

Purchase

300

39.43

Purchase

1

39.43

Purchase

1

39.43

Purchase

594

39.40

Purchase

1,759

39.44

Purchase

241

39.44

Purchase

2,093

39.44

Purchase

896

39.52

Purchase

80

39.52

Purchase

24

39.52

Purchase

869

39.55

Purchase

131

39.55

Purchase

1,995

39.55

Purchase

5

39.55

Purchase

97

39.55

Purchase

88

39.55

Purchase

675

39.55

Purchase

140

39.55

Purchase

10,000

39.51

Purchase

81

39.57

Purchase

919

39.57

Purchase

3,220

39.56

Purchase

1

39.56

Purchase

529

39.56

Purchase

250

39.56

Purchase

204

39.58

Purchase

796

39.58

Purchase

1,000

39.56

Purchase

3,000

39.64

Purchase

108

39.63

Purchase

300

39.63

Purchase

956

39.63

Purchase

4

39.63

Purchase

1

39.63

Purchase

496

39.63

Purchase

1,046

39.61

Purchase

800

39.61

Purchase

161

39.61

Purchase

2,993

39.61

Purchase

7,898

39.64

Purchase

1,892

39.64

Purchase

84

39.63

Purchase

42

39.63

Purchase

42

39.63

Purchase

42

39.63

Purchase

86

39.69

Purchase

1,667

39.69

Purchase

8,247

39.69

Purchase

428

39.90

Purchase

185

39.90

Purchase

539

39.90

Purchase

1,607

39.90

Purchase

181

39.90

Purchase

1

39.90

Purchase

4

39.90

Purchase

7,055

39.90

Purchase

2,500

39.90

Purchase

1,000

39.98

Purchase

2,498

40.00

Purchase

20,000

40.00

Purchase

15,000

40.00

Purchase

45,845

40.00

Purchase

14,923

40.00

Purchase

781

40.00

Purchase

781

40.00

Purchase

172

40.00

Purchase

1

40.00

Purchase

31,406

40.00

Purchase

1,303

40.00

Purchase

500

40.00

Purchase

1,252

40.00

Purchase

10,000

40.00

Purchase

538

40.00

Purchase

5,000

40.00

Purchase

1,000

39.90

Purchase

7,239

39.93

Purchase

34

39.93

Purchase

56

39.93

Purchase

167

39.93

Purchase

300

39.93

Purchase

500

39.93

Purchase

900

39.93

Purchase

12

39.90

Purchase

570

39.90

Purchase

1,514

39.90

Purchase

9,547

39.90

Purchase

1,000

40.09

Purchase

716

40.08

Purchase

284

40.08

Purchase

841

40.10

Purchase

34

40.10

Purchase

125

40.10

Purchase

1,000

40.13

Purchase

500

40.12

Purchase

3,902

40.29

Purchase

2,000

40.29

Purchase

5,846

40.29

Purchase

407

40.30

Purchase

382

40.30

Purchase

211

40.30

Purchase

481

40.29

Purchase

1,000

40.30

Purchase

1,471

40.29

Purchase

983

40.28

Purchase

518

40.28

Purchase

52

40.28

Purchase

149

40.28

Purchase

2,600

40.28

Purchase

264

40.27

Purchase

4,151

40.25

Purchase

4,566

40.25

Purchase

200

40.24

Purchase

128

40.24

Purchase

2,902

40.24

Purchase

500

40.23

Purchase

2

40.24

Purchase

259

40.24

Purchase

422

40.24

Purchase

1,000

40.24

Purchase

479

40.24

Purchase

239

40.24

Purchase

301

40.24

Purchase

255

40.24

Purchase

1,194

40.24

Purchase

3,845

40.23

Purchase

264

40.23

Purchase

42

40.23

Purchase

4,566

40.24

Purchase

4,151

40.23

Purchase

75

40.19

Purchase

1,864

40.19

Purchase

1

40.19

Purchase

139

40.19

Purchase

26

40.18

Purchase

500

40.18

Purchase

249

40.18

Purchase

3,000

40.18

Purchase

2

40.18

Purchase

374

40.18

Purchase

3,963

40.22

Purchase

188

40.22

Purchase

3,322

40.20

Purchase

829

40.20

Purchase

220

40.19

Purchase

1,400

40.19

Purchase

2,531

40.19

Purchase

2,089

40.18

Purchase

62

40.18

Purchase

2,000

40.18

Purchase

913

40.16

Purchase

1,000

40.16

Purchase

2,238

40.16

Purchase

762

40.16

Purchase

1,500

40.16

Purchase

1,889

40.16

Purchase

4,661

40.17

Purchase

1,000

40.17

Purchase

2

40.17

Purchase

148

40.17

Purchase

3,484

40.15

Purchase

667

40.15

Purchase

2,813

40.12

Purchase

1,338

40.12

Purchase

3,131

40.09

Purchase

4,151

40.10

Purchase

61

40.09

Purchase

1

40.09

Purchase

3

40.09

Purchase

819

40.09

Purchase

111

40.09

Purchase

25

40.09

Purchase

4,440

40.08

Purchase

500

40.08

Purchase

733

40.08

Purchase

432

40.08

Purchase

1,770

40.08

Purchase

2,000

40.07

Purchase

4

40.07

Purchase

83

40.07

Purchase

381

40.05

Purchase

860

40.05

Purchase

1,910

40.05

Purchase

1,000

40.05

Purchase

477

40.00

Purchase

887

40.00

Purchase

841

40.00

Purchase

109

40.00

Purchase

22

40.00

Purchase

738

40.00

Purchase

4,240

40.00

Purchase

61

40.00

Purchase

939

40.00

Purchase

1

40.00

Purchase

1,059

40.00

Purchase

438

40.00

Purchase

184

40.07

Purchase

3,967

40.07

Purchase

742

40.00

Purchase

4,220

40.00

Purchase

778

40.00

Purchase

480

40.00

Purchase

2,720

40.00

Purchase

8,134

40.00

Purchase

5,970

40.00

Purchase

2,102

40.00

Purchase

5,000

40.00

Purchase

1,000

40.00

Purchase

1,898

40.00

Purchase

8,102

40.00

Purchase

549

40.00

Purchase

4,450

40.00

Purchase

331

40.00

Purchase

4,488

40.00

Purchase

7,012

40.00

Purchase

352

40.00

Purchase

126

40.01

Purchase

1

40.01

Purchase

8,352

40.00

Purchase

332

40.05

Purchase

4,789

40.05

Purchase

4,964

40.05

Purchase

36

40.05

Purchase

5,000

40.07

Purchase

3,721

40.23

Purchase

1,500

40.23

Purchase

2

40.23

Purchase

83

40.23

Purchase

1,017

40.23

Purchase

2,224

40.23

Purchase

4,151

40.20

Purchase

308

40.18

Purchase

692

40.18

Purchase

4,151

40.17

Purchase

1

40.14

Purchase

4,151

40.10

Purchase

86,851

41.07

Sale

-1,950

40.00

Sale

-4,151

40.25

Sale

-4,566

40.25

Sale

-2,427

40.25

Sale

-4,151

40.20

Sale

-4,151

40.17

Sale

-8,401

40.09

Sale

-201

39.90

Sale

-21

39.90

Sale

-10,000

39.90

Sale

-5,000

39.90

Sale

-751

39.90

Sale

-11

39.90

Sale

-1

39.91

Sale

-1,434

39.91

Sale

-196

39.91

Sale

-7

39.91

Sale

-184

39.91

Sale

-5,000

39.91

Sale

-1

39.93

Sale

-1,000

40.00

Sale

-888

40.00

Sale

-6,000

40.00

Sale

-421

40.00

Sale

-1,000

40.00

Sale

-908

40.00

Sale

-662

40.00

Sale

-533

40.00

Sale

-15,000

40.00

Sale

-50

40.00

Sale

-240

40.00

Sale

-100

40.00

Sale

-1,000

40.00

Sale

-150

40.00

Sale

-400

40.00

Sale

-250

40.00

Sale

-50

40.00

Sale

-250

40.00

Sale

-2,500

40.00

Sale

-250

40.00

Sale

-250

40.00

Sale

-75

40.00

Sale

-5,045

40.00

Sale

-625

40.00

Sale

-300

40.00

Sale

-124

40.00

Sale

-83

40.00

Sale

-17

40.00

Sale

-2,000

40.00

Sale

-1,000

40.00

Sale

-700

40.00

Sale

-290

40.00

Sale

-12

40.00

Sale

-200

40.00

Sale

-500

40.00

Sale

-500

40.00

Sale

-10,000

40.00

Sale

-13

40.00

Sale

-175

40.00

Sale

-250

40.00

Sale

-1,000

40.00

Sale

-500

40.00

Sale

-724

40.00

Sale

-390

40.00

Sale

-1,000

40.00

Sale

-200

40.00

Sale

-250

40.00

Sale

-100

40.00

Sale

-341

40.00

Sale

-232

40.00

Sale

-1,500

40.01

Sale

-1,000

40.01

Sale

-1,000

40.01

Sale

-10,000

40.02

Sale

-200

40.02

Sale

-1,000

40.02

Sale

-181

40.03

Sale

-1,000

40.03

Sale

-250

40.03

Sale

-2,000

40.03

Sale

-1,000

40.03

Sale

-250

40.03

Sale

-200

40.04

Sale

-7,500

40.04

Sale

-500

40.04

Sale

-185

40.05

Sale

-4,200

40.05

Sale

-1,000

40.05

Sale

-2

40.05

Sale

-500

40.05

Sale

-441

40.06

Sale

-16

40.06

Sale

-10

40.06

Sale

-1,000

40.06

Sale

-2,221

40.06

Sale

-1,546

40.07

Sale

-800

40.07

Sale

-16

40.28

Sale

-7,536

40.28

Sale

-1,644

40.28

Sale

-2,418

40.25

Sale

-26

40.25

Sale

-22

40.25

Sale

-2

40.25

Sale

-7,154

40.25

Sale

-47,000

40.25

Sale

-4,173

40.25

Sale

-5,000

40.25

Sale

-50

40.25

Sale

-500

40.25

Sale

-12,368

40.25

Sale

-6,211

40.25

Sale

-75

40.25

Sale

-50

40.25

Sale

-205

40.25

Sale

-1,815

40.25

Sale

-500

40.25

Sale

-1,287

40.25

Sale

-30

40.05

Sale

-1,549

40.20

Sale

-6,218

40.20

Sale

-15,000

40.20

Sale

-10,000

40.20

Sale

-10,000

40.20

Sale

-400

40.20

Sale

-50

40.20

Sale

-1,980

40.20

Sale

-360

40.20

Sale

-7,948

40.20

Sale

-4,172

40.20

Sale

-4,173

40.20

Sale

-2,376

40.20

Sale

-2,244

40.20

Sale

-4,251

40.20

Sale

-7,000

40.20

Sale

-437

40.20

Sale

-747

40.20

Sale

-167

40.20

Sale

-2,500

40.20

Sale

-4,500

40.20

Sale

-500

40.20

Sale

-250

40.20

Sale

-5,000

40.21

Sale

-3,921

40.21

Sale

-104

40.22

Sale

-1

40.22

Sale

-1

40.22

Sale

-3,281

40.24

Sale

-1,500

40.24

Sale

-500

40.24

Sale

-1

40.24

Sale

-2,067

40.24

Sale

-3,048

40.24

Sale

-4,603

40.24

Sale

-4,025

40.25

Sale

-831

40.25

Sale

-831

40.25

Sale

-196

40.25

Sale

-11

40.25

Sale

-2,493

40.25

Sale

-459

40.25

Sale

-2,318

40.25

Sale

-88,836

40.25

Sale

-952

40.17

Sale

-2,600

40.17

Sale

-323

40.17

Sale

-25

40.17

Sale

-2,343

40.17

Sale

-4,195

40.17

Sale

-450

40.17

Sale

-1

40.17

Sale

-1

40.17

Sale

-4,959

40.17

Sale

-2,235

40.09

Sale

-325

40.09

Sale

-467

40.09

Sale

-1,994

40.09

Sale

-1,364

40.09

Sale

-5,214

40.09

Sale

-200

40.00

Sale

-9,502

40.00

Sale

-2,000

40.00

Sale

-10,000

40.00

Sale

-50

40.00

Sale

-40

40.00

Sale

-3,000

40.00

Sale

-5,408

40.00

Sale

-86,851

41.07

Sale

-25,000

40.99

Sale

-250,000

40.51

TOTAL BUYS:686,182

TOTAL SELLS:879,084

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

03-09-2008

Contact name

Simon Crawley / Carolyn Collins

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFFIAVIVIIT

Related Shares:

BHP Group
FTSE 100 Latest
Value8,559.33
Change-38.09