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EPT Disclosure

28th Jul 2008 11:48

RNS Number : 0018A
Deutsche Bank AG
28 July 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
25/07/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
3,628,802 0.11%
-7,625,650 -0.23%
(2) Derivatives (other than options)
 
5,570,058 0.17%
-6,508,434 -0.19%
(3) Options and agreements to purchase/sell
 
10,716,000 0.32%
-5,745,000 -0.17%
Total
 
19,914,860 0.59%
-19,879,084 -0.59%
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
15000
27.50
Purchase
5000
36.22
Purchase
100
36.25
Purchase
150
36.29
Purchase
18834
36.35
Purchase
400
36.36
Purchase
17740
36.37
Purchase
1072
36.39
Purchase
108542
36.40
Purchase
5000
36.41
Purchase
1056
36.42
Purchase
57382
36.45
Purchase
694
36.49
Purchase
1755
36.50
Purchase
4101
36.51
Purchase
2346
36.52
Purchase
1634
36.53
Purchase
25479
36.54
Purchase
8564
36.55
Purchase
11304
36.56
Purchase
1357
36.57
Purchase
5025
36.58
Purchase
222
36.59
Purchase
10705
36.60
Purchase
540
36.63
Purchase
5952
36.64
Purchase
3149
36.65
Purchase
4697
36.66
Purchase
8065
36.67
Purchase
3959
36.68
Purchase
8057
36.69
Purchase
16645
36.70
Purchase
7103
36.71
Purchase
8813
36.72
Purchase
6968
36.73
Purchase
8980
36.74
Purchase
10461
36.75
Purchase
18845
36.76
Purchase
18142
36.77
Purchase
15189
36.78
Purchase
15648
36.79
Purchase
12485
36.80
Purchase
7685
36.81
Purchase
5791
36.82
Purchase
4093
36.83
Purchase
39826
36.83
Purchase
10655
36.84
Purchase
25626
36.85
Purchase
16870
36.86
Purchase
17756
36.87
Purchase
33651
36.88
Purchase
20441
36.89
Purchase
26333
36.90
Purchase
20180
36.91
Purchase
51555
36.92
Purchase
13345
36.93
Purchase
15474
36.94
Purchase
8281
36.95
Purchase
5400
36.96
Purchase
12654
36.96
Purchase
9667
36.97
Purchase
17890
36.98
Purchase
6680
36.99
Purchase
110424
37.00
Purchase
7760
37.01
Purchase
15948
37.02
Purchase
12481
37.03
Purchase
17202
37.04
Purchase
5077
37.05
Purchase
12042
37.06
Purchase
3858
37.07
Purchase
4203
37.08
Purchase
2607
37.09
Purchase
15063
37.10
Purchase
6842
37.11
Purchase
9927
37.12
Purchase
11401
37.13
Purchase
14766
37.14
Purchase
14850
37.15
Purchase
3013
37.16
Purchase
1938
37.17
Purchase
2091
37.18
Purchase
959
37.19
Purchase
10938
37.20
Purchase
12710
37.21
Purchase
14072
37.22
Purchase
6652
37.23
Purchase
6183
37.24
Purchase
7147
37.25
Purchase
2268
37.26
Purchase
1285
37.27
Purchase
2436
37.28
Purchase
1000
37.29
Purchase
737
37.30
Purchase
3793
37.31
Purchase
3816
37.32
Purchase
1708
37.33
Purchase
132000
44.00
Purchase
12000
46.00
TOTAL PURCHASE
1,338,210
 
Sale
200000
35.00
Sale
4877
36.20
Sale
3246
36.22
Sale
1700
36.25
Sale
2000
36.26
Sale
500
36.27
Sale
650
36.28
Sale
150
36.29
Sale
4542
36.30
Sale
800
36.33
Sale
150
36.34
Sale
1700
36.35
Sale
3141
36.36
Sale
536
36.37
Sale
536
36.39
Sale
1466
36.40
Sale
353
36.41
Sale
1300
36.45
Sale
250
36.50
Sale
46
36.51
Sale
677
36.52
Sale
920
36.53
Sale
694
36.54
Sale
2321
36.55
Sale
3068
36.56
Sale
9260
36.57
Sale
1798
36.58
Sale
1264
36.59
Sale
5393
36.60
Sale
4129
36.61
Sale
8008
36.62
Sale
7407
36.63
Sale
7044
36.64
Sale
2382
36.65
Sale
608
36.66
Sale
20061
36.67
Sale
2590
36.68
Sale
4114
36.69
Sale
14309
36.70
Sale
27499
36.71
Sale
5924
36.72
Sale
10150
36.73
Sale
21125
36.74
Sale
9468
36.75
Sale
21201
36.76
Sale
38720
36.77
Sale
21357
36.78
Sale
38134
36.79
Sale
12817
36.79
Sale
24132
36.80
Sale
11325
36.81
Sale
2000
36.81
Sale
11497
36.82
Sale
6942
36.83
Sale
15033
36.84
Sale
24635
36.85
Sale
129858
36.86
Sale
35064
36.86
Sale
8814
36.87
Sale
15749
36.87
Sale
8919
36.88
Sale
10987
36.89
Sale
7438
36.90
Sale
13756
36.91
Sale
32557
36.92
Sale
13829
36.93
Sale
33319
36.94
Sale
13485
36.95
Sale
16031
36.96
Sale
6684
36.97
Sale
6994
36.98
Sale
10369
36.99
Sale
30301
37.00
Sale
14404
37.01
Sale
3235
37.02
Sale
2579
37.03
Sale
5345
37.04
Sale
3558
37.05
Sale
5117
37.06
Sale
3192
37.07
Sale
2210
37.08
Sale
8807
37.09
Sale
4469
37.10
Sale
10235
37.11
Sale
10167
37.12
Sale
6135
37.13
Sale
19558
37.14
Sale
18691
37.15
Sale
5624
37.16
Sale
1693
37.17
Sale
6560
37.18
Sale
4368
37.19
Sale
3346
37.20
Sale
6586
37.21
Sale
9945
37.22
Sale
9554
37.23
Sale
7114
37.24
Sale
8101
37.25
Sale
3883
37.26
Sale
2574
37.27
Sale
3569
37.28
Sale
3465
37.29
Sale
500
37.31
Sale
1500
37.32
Sale
7974
37.33
Sale
439
37.34
Sale
2173
37.35
Sale
230000
41.00
TOTAL SALES
1,456,773
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
4877
36.20
CFD
Long
3246
36.22
CFD
Long
1700
36.25
CFD
Long
2000
36.26
CFD
Long
500
36.27
CFD
Long
650
36.28
CFD
Long
150
36.29
CFD
Long
4542
36.30
CFD
Long
800
36.33
CFD
Long
150
36.34
CFD
Long
1700
36.35
CFD
Long
3141
36.36
CFD
Long
536
36.37
CFD
Long
536
36.39
CFD
Long
1466
36.40
CFD
Long
353
36.41
CFD
Long
1300
36.45
CFD
Long
250
36.50
CFD
Long
6950
36.57
CFD
Long
4279
36.60
CFD
Long
2888
36.61
CFD
Long
7918
36.62
CFD
Long
403
36.63
CFD
Long
6639
36.64
CFD
Long
18563
36.67
CFD
Long
200
36.68
CFD
Long
1323
36.69
CFD
Long
12694
36.70
CFD
Long
24510
36.71
CFD
Long
2288
36.72
CFD
Long
5824
36.73
CFD
Long
17984
36.74
CFD
Long
7504
36.75
CFD
Long
15888
36.76
CFD
Long
29369
36.77
CFD
Long
15549
36.78
CFD
Long
38134
36.79
CFD
Long
9044
36.79
CFD
Long
23658
36.80
CFD
Long
1440
36.81
CFD
Long
2000
36.81
CFD
Long
6024
36.82
CFD
Long
4295
36.83
CFD
Long
11163
36.84
CFD
Long
17105
36.85
CFD
Long
129858
36.86
CFD
Long
16477
36.86
CFD
Long
2634
36.87
CFD
Long
15749
36.87
CFD
Long
4572
36.88
CFD
Long
6344
36.89
CFD
Long
3845
36.90
CFD
Long
7485
36.91
CFD
Long
27341
36.92
CFD
Long
10652
36.93
CFD
Long
25056
36.94
CFD
Long
11912
36.95
CFD
Long
5874
36.96
CFD
Long
2721
36.97
CFD
Long
525
36.98
CFD
Long
7355
36.99
CFD
Long
12643
37.00
CFD
Long
5422
37.01
CFD
Long
1917
37.02
CFD
Long
1395
37.03
CFD
Long
3183
37.04
CFD
Long
574
37.05
CFD
Long
2230
37.06
CFD
Long
2645
37.07
CFD
Long
500
37.08
CFD
Long
8306
37.09
CFD
Long
3182
37.10
CFD
Long
6036
37.11
CFD
Long
6146
37.12
CFD
Long
4000
37.13
CFD
Long
13983
37.14
CFD
Long
12310
37.15
CFD
Long
500
37.16
CFD
Long
500
37.17
CFD
Long
5286
37.18
CFD
Long
2459
37.19
CFD
Long
1984
37.20
CFD
Long
3347
37.21
CFD
Long
7164
37.22
CFD
Long
5671
37.23
CFD
Long
4233
37.24
CFD
Long
2340
37.25
CFD
Long
2384
37.26
CFD
Long
2494
37.27
CFD
Long
1624
37.28
CFD
Long
2659
37.29
CFD
Long
500
37.31
CFD
Long
1500
37.32
CFD
Long
7558
37.33
CFD
Long
439
37.34
CFD
Short
100
36.25
CFD
Short
150
36.29
CFD
Short
500
36.35
CFD
Short
400
36.36
CFD
Short
1072
36.37
CFD
Short
1072
36.39
CFD
Short
200
36.40
CFD
Short
100
36.45
CFD
Short
37
36.50
CFD
Short
3623
36.51
CFD
Short
1355
36.52
CFD
Short
1254
36.54
CFD
Short
3997
36.55
CFD
Short
10492
36.56
CFD
Short
1089
36.57
CFD
Short
25
36.58
CFD
Short
222
36.59
CFD
Short
10705
36.60
CFD
Short
540
36.63
CFD
Short
500
36.64
CFD
Short
1000
36.65
CFD
Short
300
36.66
CFD
Short
1789
36.67
CFD
Short
557
36.68
CFD
Short
2734
36.69
CFD
Short
3228
36.70
CFD
Short
5040
36.71
CFD
Short
1884
36.72
CFD
Short
2733
36.74
CFD
Short
1315
36.75
CFD
Short
8036
36.76
CFD
Short
5296
36.77
CFD
Short
2854
36.78
CFD
Short
3198
36.79
CFD
Short
1500
36.80
CFD
Short
500
36.81
CFD
Short
282
36.82
CFD
Short
1549
36.83
CFD
Short
39826
36.83
CFD
Short
2620
36.84
CFD
Short
9020
36.85
CFD
Short
986
36.86
CFD
Short
2864
36.87
CFD
Short
9828
36.88
CFD
Short
5421
36.89
CFD
Short
7036
36.90
CFD
Short
1500
36.91
CFD
Short
2200
36.92
CFD
Short
4336
36.93
CFD
Short
4609
36.94
CFD
Short
5000
36.95
CFD
Short
5400
36.96
CFD
Short
3348
36.96
CFD
Short
4068
36.97
CFD
Short
2253
36.98
CFD
Short
976
36.99
CFD
Short
5462
37.00
CFD
Short
2720
37.01
CFD
Short
5068
37.02
CFD
Short
4290
37.03
CFD
Short
9092
37.04
CFD
Short
2993
37.05
CFD
Short
2308
37.06
CFD
Short
108
37.07
CFD
Short
2562
37.08
CFD
Short
1000
37.09
CFD
Short
7215
37.10
CFD
Short
3264
37.11
CFD
Short
7097
37.12
CFD
Short
7045
37.13
CFD
Short
13179
37.14
CFD
Short
4389
37.15
CFD
Short
1722
37.16
CFD
Short
1000
37.17
CFD
Short
1000
37.18
CFD
Short
32
37.19
CFD
Short
4968
37.20
CFD
Short
7190
37.21
CFD
Short
4106
37.22
CFD
Short
3643
37.23
CFD
Short
1453
37.24
CFD
Short
1353
37.25
CFD
Short
1466
37.26
CFD
Short
71
37.27
CFD
Short
1000
37.28
CFD
Short
1000
37.29
CFD
Short
1000
37.31
CFD
Short
3000
37.32
CFD
Short
1118
37.33
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
Call Option
Selling
299,000
40.00
American
28/08/2008
1.01
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
Put Option
230,000
41.00
Put Option
12,000
46.00
Put Option
132,000
44.00
Call Option
15,000
27.50
Call Option
200,000
35.00
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
28/07/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMRPMMTMMITBAP

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