22nd Nov 2007 12:36
UBS AG (EPT)22 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto PLCClass of relevant security to which the 10p Ordinarydealings being disclosed relate (Note 1)Date of dealing 21 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 2,395,667 0.24% 0 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 2,395,667 0.24% 0 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 40 4842 pence SALE 400 4842 PURCHASE 290 4845 PURCHASE 597 4846 PURCHASE 160 4846 PURCHASE 43 4846 PURCHASE 48 4846 PURCHASE 442 4846 PURCHASE 172 4848 SALE 240 4850 PURCHASE 291 4851 SALE 421 4852 SALE 30 4852 SALE 500 4853 SALE 1090 4853 PURCHASE 1090 4853 SALE 998 4853 PURCHASE 194 4854 PURCHASE 642 4856 SALE 1188 4856 PURCHASE 1188 4856 SALE 635 4856 PURCHASE 635 4856 SALE 413 4856 SALE 212 4856 SALE 939 4856 SALE 61 4856 SALE 1 4856 SALE 985 4856 SALE 390 4857 SALE 800 4857 SALE 500 4858 SALE 14 4858 SALE 117 4860 SALE 640 4860 SALE 1000 4861 SALE 1017 4861 PURCHASE 565 4861 SALE 210 4861 SALE 415 4861 SALE 639 4861 SALE 354 4862 SALE 409 4862 SALE 429 4862 SALE 1017 4862 PURCHASE 1017 4862 PURCHASE 700 4862 SALE 1132 4863 SALE 2664 4863.5 SALE 1232 4863.5 SALE 678 4864 SALE 1408 4864 PURCHASE 1408 4864 SALE 670 4864 SALE 1113 4864 SALE 400 4866 SALE 400 4866 PURCHASE 386 4866 PURCHASE 358 4866 PURCHASE 419 4867 SALE 1211 4867.5 SALE 349 4867.5 SALE 426 4868 PURCHASE 289 4868 PURCHASE 250 4868 PURCHASE 198 4868 PURCHASE 270 4868 PURCHASE 200 4869 SALE 429 4869 SALE 4608 4869 SALE 267 4869 SALE 1233 4869 SALE 1190 4869 PURCHASE 1831 4870 PURCHASE 622 4870 SALE 45 4870 SALE 800 4870 PURCHASE 104 4870 PURCHASE 104 4870 PURCHASE 784 4870 PURCHASE 45 4870 SALE 1035 4871 PURCHASE 1035 4871 SALE 500 4873 SALE 400 4874 SALE 400 4875 PURCHASE 489 4875 SALE 100 4876 SALE 100 4876 PURCHASE 1011 4880 SALE 500 4881 SALE 1248 4881 SALE 400 4884 SALE 1411 4884 SALE 13 4884 PURCHASE 398 4884 PURCHASE 528 4885 PURCHASE 400 4886 PURCHASE 488 4886 SALE 1287 4888 PURCHASE 685 4889 SALE 970 4890 PURCHASE 268 4891 PURCHASE 67 4892 SALE 135 4892 PURCHASE 400 4893 PURCHASE 400 4893 PURCHASE 400 4893 PURCHASE 1313 4893 SALE 16 4894 SALE 1000 4895 SALE 1205 4895 PURCHASE 42 4895 PURCHASE 336 4895 PURCHASE 267 4896 PURCHASE 163 4896 SALE 479 4897 SALE 392 4897 SALE 6 4898 SALE 567 4898 SALE 86 4898 SALE 117 4898 SALE 250 4898 SALE 790 4898 SALE 186 4898 SALE 68 4899 SALE 1236 4899 SALE 1100 4899 SALE 994 4899 SALE 500 4900 PURCHASE 537 4900 SALE 1604 4900 SALE 229 4900 PURCHASE 920 4900 PURCHASE 328 4900 PURCHASE 340 4900 PURCHASE 1000 4901 PURCHASE 247 4902 PURCHASE 400 4902 PURCHASE 330 4903 PURCHASE 790 4903 SALE 250 4903 SALE 250 4903 PURCHASE 1386 4903 PURCHASE 11 4903 PURCHASE 658 4903 PURCHASE 22 4904 PURCHASE 313 4904 PURCHASE 357 4904 PURCHASE 61 4904 PURCHASE 500 4904 PURCHASE 400 4904 PURCHASE 1200 4904 SALE 730 4904 PURCHASE 61 4905 PURCHASE 66 4905 PURCHASE 115 4905 PURCHASE 1750 4905 PURCHASE 400 4906 PURCHASE 426 4907 PURCHASE 2630 4907 PURCHASE 390 4908 PURCHASE 500 4908 PURCHASE 140 4908 PURCHASE 350 4908 PURCHASE 310 4908 PURCHASE 1788 4909 SALE 100 4909 SALE 714 4909 PURCHASE 1120 4909 PURCHASE 120 4909 PURCHASE 560 4909 PURCHASE 560 4909 PURCHASE 102 4909 PURCHASE 1220 4910 SALE 2036 4911 SALE 1375 4911 SALE 1369 4911 SALE 1000 4911 SALE 363 4912 SALE 975 4912 SALE 940 4914 PURCHASE 400 4915 SALE 639 4915 SALE 3051 4915 PURCHASE 1045 4915 SALE 1190 4916 PURCHASE 209 4916 PURCHASE 266 4916 PURCHASE 46 4916 PURCHASE 518 4917 PURCHASE 400 4917 PURCHASE 400 4918 SALE 500 4918 SALE 762 4919 PURCHASE 259 4921 PURCHASE 199 4921 SALE 1000 4922 PURCHASE 821 4922 PURCHASE 1000 4922 PURCHASE 666 4923 PURCHASE 590 4923 SALE 1000 4923 SALE 1080 4924 PURCHASE 488 4925 PURCHASE 399 4925 PURCHASE 1132 4925 PURCHASE 27 4925 PURCHASE 203 4925 PURCHASE 831 4926 SALE 500 4926 SALE 3045 4926 SALE 265 4927 SALE 900 4928 PURCHASE 400 4929 PURCHASE 592 4929 SALE 2150 4930 SALE 1389 4930 SALE 1268 4930 SALE 760 4930 PURCHASE 730 4931 PURCHASE 227 4931 PURCHASE 3 4931 PURCHASE 612 4932 SALE 1388 4933 SALE 200 4933 SALE 250 4933 PURCHASE 997 4933 PURCHASE 544 4934 PURCHASE 377 4934 PURCHASE 400 4934 SALE 1046 4934 PURCHASE 400 4935 PURCHASE 158 4935 PURCHASE 519 4935 PURCHASE 306 4936 PURCHASE 520 4936 PURCHASE 30 4936 PURCHASE 500 4937 PURCHASE 355 4937 PURCHASE 181 4938 PURCHASE 277 4938 PURCHASE 260 4938 PURCHASE 784 4938 PURCHASE 98 4938 SALE 482 4938 PURCHASE 500 4938 PURCHASE 2192 4938 SALE 1266 4940 SALE 3036 4940 PURCHASE 659 4940 SALE 872 4940 PURCHASE 1480 4941 PURCHASE 316 4941 PURCHASE 816 4941 PURCHASE 1613 4941 PURCHASE 110 4941 SALE 911 4941 SALE 1036 4941 PURCHASE 1111 4942 SALE 719 4942 PURCHASE 829 4943 PURCHASE 311 4943 PURCHASE 48 4943 PURCHASE 35 4943 PURCHASE 162 4943 PURCHASE 248 4943 PURCHASE 47 4943 SALE 390 4943 SALE 137 4943 SALE 30 4944 SALE 845 4945 PURCHASE 480 4945 PURCHASE 265 4945 SALE 462 4945 SALE 922 4945 SALE 662 4945 SALE 1166 4945 PURCHASE 1580 4946 SALE 449 4946 SALE 625 4946 SALE 261 4946 PURCHASE 844 4946 SALE 321 4947 SALE 666 4947 SALE 753 4947 SALE 579 4947 SALE 13 4947 SALE 479 4948 SALE 379 4948 SALE 201 4948 SALE 1662 4948 SALE 1000 4948 SALE 142 4948 PURCHASE 238 4949 PURCHASE 291 4949 PURCHASE 390 4949 SALE 693 4949 SALE 114 4949 SALE 1600 4949 PURCHASE 2675 4950 PURCHASE 94 4950 PURCHASE 38 4950 PURCHASE 1256 4950 PURCHASE 127 4950 PURCHASE 471 4950 PURCHASE 560 4950 PURCHASE 2954 4950 PURCHASE 270 4950 PURCHASE 266 4950 PURCHASE 453 4950 PURCHASE 1174 4950 SALE 142 4950 SALE 1364 4950 PURCHASE 400 4950 SALE 370 4951 SALE 729 4951 PURCHASE 433 4951 PURCHASE 73 4951 SALE 962 4951 PURCHASE 300 4951 PURCHASE 147 4952 PURCHASE 841 4952 PURCHASE 154 4957 PURCHASE 400 4957 SALE 560 4958 SALE 380 4958 SALE 111 4958 PURCHASE 720 4959 SALE 114 4960 SALE 13 4960 SALE 1102 4960 SALE 466 4964 SALE 702 4964 SALE 715 4967 PURCHASE 84 4968 PURCHASE 348 4968 SALE 279 4971 SALE 279 4971 SALE 400 4971 SALE 813 4973 SALE 1438 4973 SALE 225 4973 SALE 146 4976 PURCHASE 439 4979 PURCHASE 1104 4979 PURCHASE 110 4979 PURCHASE 81 4979 PURCHASE 870 4980 PURCHASE 922 4980 SALE 877 4980 SALE 260 4980 PURCHASE 1872 4980 PURCHASE 579 4981 PURCHASE 539 4981 PURCHASE 1200 4982 PURCHASE 479 4982 PURCHASE 800 4982 PURCHASE 371 4983 PURCHASE 110 4983 PURCHASE 282 4983 PURCHASE 390 4983 PURCHASE 427 4983 PURCHASE 100 4984 PURCHASE 307 4984 PURCHASE 37 4984 PURCHASE 198 4984 PURCHASE 1189 4984 PURCHASE 285 4984 PURCHASE 123 4984 PURCHASE 796 4985 PURCHASE 955 4985 PURCHASE 1367 4985 PURCHASE 102 4985 PURCHASE 298 4985 PURCHASE 96 4985 PURCHASE 53 4985 SALE 1022 4985 SALE 614 4985 PURCHASE 400 4986 PURCHASE 8 4986 PURCHASE 269 4986 SALE 314 4986 SALE 1525 4986 SALE 523 4986 PURCHASE 66 4986 PURCHASE 283 4986 PURCHASE 400 4986 PURCHASE 800 4986 PURCHASE 790 4986 PURCHASE 477 4986 PURCHASE 713 4986 PURCHASE 614 4986 SALE 313 4987 PURCHASE 530 4987 SALE 390 4987 PURCHASE 450 4987 PURCHASE 462 4987 PURCHASE 998 4987 SALE 300 4988 PURCHASE 760 4988 PURCHASE 510 4988 SALE 390 4988 SALE 400 4988 SALE 13 4988 SALE 300 4988 SALE 287 4988 SALE 172 4988 SALE 560 4988 PURCHASE 760 4989 SALE 504 4989 SALE 1018 4989 PURCHASE 599 4989 SALE 50 4989 SALE 50 4989 SALE 400 4989 SALE 1225 4989 PURCHASE 676 4990 PURCHASE 1065 4990 SALE 60 4990 SALE 493 4990 PURCHASE 510 4990 PURCHASE 50 4991 PURCHASE 1289 4991 PURCHASE 50 4991 PURCHASE 206 4991 PURCHASE 160 4991 SALE 500 4991 SALE 448 4991 SALE 175 4991 SALE 14 4991 SALE 140 4991 SALE 474 4991 SALE 140 4992 SALE 640 4992 PURCHASE 1268 4992 SALE 604 4992 SALE 292 4992 SALE 500 4993 SALE 500 4993 PURCHASE 100 4993 PURCHASE 266 4993 PURCHASE 1176 4993 PURCHASE 1290 4993 PURCHASE 256 4993 PURCHASE 456 4993 SALE 400 4993 SALE 400 4993 SALE 393 4993 SALE 390 4993 PURCHASE 76 4994 SALE 800 4994 SALE 400 4994 SALE 100 4994 SALE 700 4994 PURCHASE 631 4994 PURCHASE 14 4994 PURCHASE 200 4994 PURCHASE 56 4994 PURCHASE 684 4994 SALE 291 4995 SALE 1754 4995 PURCHASE 521 4995 SALE 258 4995 SALE 479 4995 SALE 298 4995 SALE 319 4995 SALE 271 4995 SALE 14 4995 SALE 400 4995 SALE 344 4995 SALE 14 4995 SALE 1396 4995 PURCHASE 3002 4996 SALE 1000 4996 SALE 640 4996 SALE 640 4996 PURCHASE 2000 4996 SALE 13 4996 SALE 293 4996 SALE 469 4996 SALE 300 4997 SALE 49 4997 SALE 49 4997 SALE 308 4997 SALE 429 4997 SALE 40 4997 SALE 14 4997 SALE 2500 4998 SALE 500 4998 SALE 13 4998 SALE 2623 4998 PURCHASE 1323 4998 PURCHASE 623 4998 SALE 266 4998 SALE 222 4998 SALE 241 4998 SALE 273 4998 SALE 234 4998 SALE 220 4998 SALE 313 4998 SALE 149 4998 SALE 186 4998 SALE 316 4998 SALE 210 4998 SALE 13 4998 SALE 297 4998 SALE 295 4998 SALE 169 4998 SALE 14 4998 SALE 64 4998 SALE 144 4998 SALE 1592 4998 SALE 112 4998 SALE 1638 4998 SALE 39 4998 SALE 168 4998 SALE 80 4998 SALE 875 4998 SALE 1000 4999 SALE 1375 4999 SALE 594 4999 SALE 320 5000 SALE 60 5000 SALE 2252 5000 SALE 35 5000 PURCHASE 164 5000 PURCHASE 150 5000 PURCHASE 30 5000 PURCHASE 53 5000 PURCHASE 381 5000 PURCHASE 245 5000 PURCHASE 264 5000 PURCHASE 98 5001 SALE 1411 5001 SALE 497 5001 PURCHASE 525 5001 PURCHASE 500 5001 SALE 14 5001 SALE 542 5001 SALE 251 5001 SALE 316 5001 SALE 307 5001 SALE 311 5001 SALE 309 5001 SALE 268 5001 SALE 247 5001 SALE 10 5002 PURCHASE 1000 5002 PURCHASE 98 5002 PURCHASE 207 5002 PURCHASE 51 5002 PURCHASE 338 5002 PURCHASE 1304 5002 SALE 909 5003 PURCHASE 299 5003 PURCHASE 1232 5003 PURCHASE 195 5003 PURCHASE 98 5003 PURCHASE 164 5003 PURCHASE 1150 5003 SALE 309 5004 PURCHASE 123 5004 PURCHASE 354 5004 PURCHASE 1800 5005 PURCHASE 733 5005 PURCHASE 127 5005 PURCHASE 228 5005 PURCHASE 93 5005 PURCHASE 34 5005 PURCHASE 45 5005 PURCHASE 327 5005 PURCHASE 30000 5005 PURCHASE 112 5006 PURCHASE 100 5006 PURCHASE 100 5006 PURCHASE 250 5006 PURCHASE 400 5006 PURCHASE 100 5007 SALE 310 5007 SALE 243 5007 SALE 504 5007 PURCHASE 551 5007 PURCHASE 1 5007 SALE 1681 5007 SALE 526 5007 PURCHASE 63 5008 PURCHASE 166 5008 PURCHASE 97 5008 PURCHASE 51 5008 PURCHASE 37 5008 PURCHASE 500 5008 PURCHASE 36 5008 PURCHASE 201 5008 SALE 1000 5008 SALE 663 5008 SALE 467 5008 PURCHASE 1367 5009 PURCHASE 307 5009 PURCHASE 6 5009 PURCHASE 49 5009 PURCHASE 49 5009 SALE 49 5009 SALE 49 5009 SALE 49 5009 SALE 2994 5010 SALE 600 5010 SALE 1275 5010 SALE 416 5010 SALE 895 5010 SALE 40 5010 SALE 1635 5010 SALE 361 5010 SALE 130 5010 SALE 274 5010 SALE 319 5010 SALE 267 5010 SALE 381 5010 SALE 1439 5010 PURCHASE 57 5010 PURCHASE 228 5010 PURCHASE 934 5010 PURCHASE 14 5010 PURCHASE 614 5010 PURCHASE 264 5010 PURCHASE 999 5010 PURCHASE 1908 5010 PURCHASE 11 5010 SALE 504 5010 SALE 49 5010 SALE 49 5010 SALE 49 5010 PURCHASE 288 5011 PURCHASE 200 5011 PURCHASE 244 5011 PURCHASE 300 5011 PURCHASE 158 5011 PURCHASE 106 5011 PURCHASE 83 5011 PURCHASE 172 5011 SALE 1000 5011 PURCHASE 105 5011 PURCHASE 586 5011 PURCHASE 1000 5011 PURCHASE 133 5011 PURCHASE 300 5011 PURCHASE 2746 5012 PURCHASE 553 5012 PURCHASE 114 5012 PURCHASE 147 5012 PURCHASE 117 5012 PURCHASE 2088 5012 SALE 194 5012 PURCHASE 256 5012 PURCHASE 2992 5012 PURCHASE 17 5012 PURCHASE 141 5012 PURCHASE 136 5012 PURCHASE 37 5012 PURCHASE 202 5012 SALE 479 5012 PURCHASE 1272 5012 PURCHASE 156 5012 PURCHASE 264 5012 PURCHASE 244 5012 PURCHASE 241 5013 PURCHASE 241 5013 PURCHASE 300 5013 PURCHASE 149 5013 PURCHASE 1994 5013 PURCHASE 102 5013 PURCHASE 42 5013 PURCHASE 334 5013 SALE 500 5013 SALE 500 5013 PURCHASE 154 5013 PURCHASE 256 5013 PURCHASE 281 5013 PURCHASE 98 5013 PURCHASE 466 5013 PURCHASE 1394 5013 SALE 2992 5013 PURCHASE 1366 5013 PURCHASE 38 5013 PURCHASE 900 5013 SALE 400 5013 PURCHASE 161 5014 PURCHASE 147 5014 PURCHASE 132 5014 PURCHASE 367 5014 PURCHASE 102 5014 PURCHASE 200 5014 PURCHASE 410 5014 SALE 462 5014 SALE 321 5014 SALE 257 5014 PURCHASE 335 5014 SALE 688 5014 SALE 743 5014 SALE 162 5014 SALE 323 5014 PURCHASE 665 5014 PURCHASE 164 5014 PURCHASE 2991 5015 PURCHASE 16 5015 PURCHASE 1038 5015 PURCHASE 249 5015 PURCHASE 328 5015 PURCHASE 1178 5015 PURCHASE 150 5015 PURCHASE 50 5015 PURCHASE 618 5015 PURCHASE 1405 5015 PURCHASE 98 5015 PURCHASE 300 5015 PURCHASE 121 5015 PURCHASE 220 5015 SALE 62 5015 SALE 479 5015 PURCHASE 751 5016 SALE 286 5016 SALE 1178 5016 SALE 236 5016 PURCHASE 98 5016 PURCHASE 1365 5016 SALE 1000 5017 PURCHASE 2318 5017 SALE 1595 5017 PURCHASE 554 5017 PURCHASE 600 5017 PURCHASE 321 5017 SALE 149 5017 SALE 341 5017 SALE 14 5017 SALE 62 5017 SALE 800 5017 PURCHASE 1039 5017 SALE 149 5017 SALE 13 5017 SALE 13 5017 SALE 500 5017 PURCHASE 762 5018 SALE 117 5018 SALE 375 5018 SALE 187 5018 SALE 14 5018 SALE 666 5018 PURCHASE 314 5018 PURCHASE 179 5018 PURCHASE 31 5018 PURCHASE 193 5018 SALE 347 5018 SALE 311 5018 SALE 318 5019 SALE 750 5019 SALE 300 5019 PURCHASE 173 5019 PURCHASE 300 5019 PURCHASE 49 5019 PURCHASE 49 5019 PURCHASE 49 5019 SALE 900 5019 SALE 533 5019 SALE 142 5019 SALE 610 5019 PURCHASE 800 5019 SALE 124 5019 SALE 800 5019 SALE 400 5019 PURCHASE 252 5019 PURCHASE 1887 5020 PURCHASE 161 5020 PURCHASE 1000 5020 SALE 576 5020 PURCHASE 1287 5020 PURCHASE 679 5020 PURCHASE 58 5020 PURCHASE 1176 5020 PURCHASE 125 5020 SALE 485 5020 SALE 15 5020 SALE 96 5020 SALE 96 5020 SALE 900 5020 SALE 900 5020 PURCHASE 312 5020 PURCHASE 98 5020 PURCHASE 593 5020 PURCHASE 799 5020 PURCHASE 334 5020 PURCHASE 1364 5020 PURCHASE 52 5020 PURCHASE 265 5020 PURCHASE 1364 5020 PURCHASE 227 5020 PURCHASE 264 5020 PURCHASE 643 5020 PURCHASE 557 5020 PURCHASE 767 5020 PURCHASE 182 5020 PURCHASE 119 5020 PURCHASE 1377 5020 PURCHASE 55 5020 SALE 412 5021 SALE 1146 5021 SALE 13 5021 SALE 324 5021 PURCHASE 5 5021 PURCHASE 772 5021 PURCHASE 586 5022 PURCHASE 115 5022 PURCHASE 92 5022 PURCHASE 287 5022 SALE 76 5023 PURCHASE 411 5024 SALE 2985 5024 SALE 257 5025 SALE 192 5025 SALE 276 5025 SALE 108 5025 SALE 295 5025 PURCHASE 394 5026 SALE 14 5026 SALE 14 5026 PURCHASE 367 5026 SALE 249 5026 SALE 171 5026 PURCHASE 79 5027 PURCHASE 800 5027 PURCHASE 103 5027 SALE 220 5028 SALE 28 5028 SALE 14 5028 SALE 224 5028 SALE 156 5028 SALE 478 5029 SALE 1258 5029 PURCHASE 39 5030 SALE 99 5030 SALE 300 5030 SALE 330 5030 SALE 192 5030 SALE 133 5030 SALE 152 5030 SALE 400 5030 PURCHASE 100 5031 SALE 528 5032 SALE 498 5032 PURCHASE 138 5033 SALE 127 5033 SALE 165 5033 SALE 310 5033 PURCHASE 702 5034 SALE 233 5034 SALE 284 5034 SALE 295 5034 SALE 2119 5035 PURCHASE 70 5036 PURCHASE 38 5036 PURCHASE 40 5036 PURCHASE 14 5036 PURCHASE 280 5036 SALE 236 5037 SALE 100 5037 PURCHASE 151 5037 SALE 121 5037 SALE 707 5038 SALE 894 5038 SALE 796 5038 SALE 250 5038 SALE 1853 5038 SALE 1055 5039 SALE 494 5039 SALE 751 5039 PURCHASE 529 5039 PURCHASE 171 5039 PURCHASE 469 5039 PURCHASE 39 5040 SALE 500 5040 SALE 142 5040 SALE 858 5040 PURCHASE 216 5041 PURCHASE 285 5041 PURCHASE 205 5041 PURCHASE 80 5041 SALE 45 5041 SALE 962 5042 SALE 1000 5042 PURCHASE 1529 5043 SALE 27 5044 SALE 322 5044 PURCHASE 162 5045 PURCHASE 229 5045 PURCHASE 40 5045 PURCHASE 15 5045 PURCHASE 103 5045 PURCHASE 104 5045 PURCHASE 60 5045 SALE 200 5045 SALE 200 5045 SALE 200 5045 SALE 27 5045 SALE 531 5045 PURCHASE 75 5045 PURCHASE 200 5045 PURCHASE 56 5045 PURCHASE 97 5046 PURCHASE 500 5046 PURCHASE 537 5046 PURCHASE 228 5046 PURCHASE 23 5046 PURCHASE 1159 5046 PURCHASE 250 5047 SALE 39 5047 SALE 565 5048 SALE 48 5048 SALE 200 5048 SALE 380 5049 PURCHASE 54 5049 PURCHASE 1286 5049 PURCHASE 200 5049 PURCHASE 250 5050 PURCHASE 200 5051 PURCHASE 173 5051 PURCHASE 58 5051 PURCHASE 76 5051 PURCHASE 171 5051 PURCHASE 17 5051.5 PURCHASE 1353 5052 PURCHASE 309 5052 PURCHASE 146 5052 PURCHASE 800 5053 PURCHASE 1141 5053 PURCHASE 98 5053 PURCHASE 53 5053 PURCHASE 593 5053 PURCHASE 1386 5053 SALE 716 5053 SALE 388 5053 PURCHASE 194 5053 PURCHASE 596 5054 PURCHASE 1038 5054 SALE 506 5055 SALE 189 5055 PURCHASE 4983 5055.5 PURCHASE 361 5056 PURCHASE 265 5056 SALE 103 5057 PURCHASE 102 5058 PURCHASE 40 5058 PURCHASE 324 5058 PURCHASE 10 5059 PURCHASE 450 5059 PURCHASE 85 5060 PURCHASE 500 5060 PURCHASE 387 5060 PURCHASE 88 5060 SALE 250 5060 SALE 1352 5060 PURCHASE 60 5061 PURCHASE 159 5061 SALE 448 5063 SALE 407 5063 SALE 254 5063 SALE 519 5063 SALE 500 5063 SALE 516 5063 SALE 250 5064 SALE 253 5064 SALE 1352 5065 SALE 166 5065 SALE 169 5066 SALE 317 5066 PURCHASE 482 5067 SALE 682 5068 PURCHASE 8 5068 PURCHASE 387 5068 PURCHASE 71 5069 PURCHASE 264 5069 PURCHASE 164 5069 PURCHASE 241 5069 PURCHASE 387 5069 PURCHASE 77 5069 SALE 309 5069 SALE 43 5069 SALE 311 5069 SALE 309 5069 PURCHASE 473 5070 SALE 250 5070 SALE 358 5070 PURCHASE 900 5070 SALE 477 5070 PURCHASE 3567 5070 SALE 834 5070 SALE 621 5070 PURCHASE 915 5070 PURCHASE 518 5070 SALE 29 5070 SALE 518 5070 SALE 524 5070 PURCHASE 387 5071 PURCHASE 841 5071 PURCHASE 841 5071 PURCHASE 1217 5071 PURCHASE 275 5072 PURCHASE 1167 5072 PURCHASE 56 5072 SALE 1512 5073 PURCHASE 387 5073 PURCHASE 805 5073 PURCHASE 1248 5073 SALE 354 5074 SALE 101 5074 SALE 2510 5074 SALE 446 5074 SALE 160 5074 SALE 300 5074 SALE 853 5075 SALE 591 5075 SALE 335 5075 SALE 511 5075 SALE 56 5077 PURCHASE 250 5078 PURCHASE 792 5078 PURCHASE 62 5078 PURCHASE 250 5078 PURCHASE 250 5078 PURCHASE 45 5078 PURCHASE 53 5078 PURCHASE 40 5079 PURCHASE 209 5079 PURCHASE 493 5080 SALE 439 5080 SALE 301 5080 SALE 588 5080 PURCHASE 453 5081 PURCHASE 453 5081 SALE 90 5082 SALE 197 5082 SALE 144 5084 SALE 510 5085 SALE 828 5085 SALE 695 5085 SALE 72 5085 SALE 1782 5085 SALE 1346 5086 SALE 1154 5086 SALE 481 5087 PURCHASE 250 5087 PURCHASE 33 5088 PURCHASE 223 5088 PURCHASE 300 5088 PURCHASE 400 5088 PURCHASE 1144 5088 SALE 995 5089 SALE 485 5089 SALE 300 5091 SALE 1783 5095 SALE 234 5096 PURCHASE 824 5099 PURCHASE 359 5099 PURCHASE 758 5099 PURCHASE 38 5099 TOTAL PURCHASES 305,919 TOTAL SALES 283,335 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 22 NOVEMBER 2007Contact name NIMISHA SACHDEVTelephone number 020 7568 9289Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto