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EPT Disclosure

10th Oct 2008 10:16

RNS Number : 5660F
SG Option Europe
10 October 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

09 October 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

566,204   0.06

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

566,204  0.06

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/Sale

Number of Securities

Price per unit (GBP)

Purchase

320

27.14

Purchase

679

27.33

Purchase

342

27.35

Purchase

335

27.41

Purchase

28000

27.41

Purchase

320

27.42

Purchase

6285

27.44

Purchase

341

27.45

Purchase

320

27.46

Purchase

337

27.49

Purchase

52937

27.50

Purchase

683

27.51

Purchase

3247

27.54

Purchase

500

27.55

Purchase

331

27.56

Purchase

648

27.57

Purchase

320

27.58

Purchase

69887

27.60

Purchase

1184

27.60

Purchase

478

27.61

Purchase

320

27.63

Purchase

988

27.65

Purchase

194

27.65

Purchase

166

27.66

Purchase

320

27.67

Purchase

50010

27.68

Purchase

354

27.68

Purchase

727

27.69

Purchase

334

27.70

Purchase

320

27.71

Purchase

671

27.75

Purchase

394

27.76

Purchase

422

27.77

Purchase

351

27.80

Purchase

568

27.82

Purchase

317

27.83

Purchase

318

27.84

Purchase

1284

27.86

Purchase

347

27.87

Purchase

351

27.89

Purchase

720

27.91

Purchase

943

27.92

Purchase

440

27.93

Purchase

1382

27.94

Purchase

220227

27.94

Purchase

320

27.97

Purchase

320

27.98

Purchase

634

27.99

Purchase

1398

28.00

Purchase

640

28.01

Purchase

397

28.02

Purchase

490

28.05

Purchase

1023

28.06

Purchase

320

28.07

Purchase

283

28.08

Purchase

282

28.09

Purchase

559

28.10

Purchase

657

28.11

Purchase

281

28.12

Purchase

553

28.13

Purchase

1549

28.14

Purchase

387

28.15

Purchase

820

28.16

Purchase

171

28.16

Purchase

500

28.17

Purchase

1167

28.18

Purchase

1082

28.19

Purchase

1165

28.20

Purchase

2503

28.21

Purchase

902

28.22

Purchase

604

28.23

Purchase

2162

28.24

Purchase

320

28.25

Purchase

665

28.26

Purchase

1122

28.27

Purchase

1560

28.28

Purchase

254

28.30

Purchase

562

28.31

Purchase

1372

28.32

Purchase

665

28.33

Purchase

22929

28.36

Purchase

294

28.36

Purchase

295

28.38

Purchase

145

28.39

Purchase

100

28.40

Purchase

647

28.41

Purchase

320

28.42

Purchase

433

28.43

Purchase

563

28.45

Purchase

490

28.47

Purchase

482

28.49

Purchase

320

28.52

Purchase

408

28.59

Purchase

320

28.61

Purchase

302

28.63

Purchase

320

28.64

Purchase

791

28.65

Purchase

665

28.66

Purchase

344

28.68

Purchase

326

28.69

Purchase

525

28.70

Purchase

229

28.72

Purchase

394

28.77

Purchase

255

28.78

Purchase

413

28.80

Purchase

522

28.82

Purchase

353

28.83

Purchase

284

28.91

Purchase

320

28.96

Purchase

996

28.98

Purchase

700

28.99

Purchase

2465

29.01

Purchase

1858

29.02

Purchase

1087

29.03

Purchase

698

29.04

Purchase

415

29.06

Purchase

255

29.07

Purchase

436

29.11

Purchase

362

29.19

Total Purchase

520712

 

Sale

27119

27.01

Sale

19062

27.09

Sale

321

27.20

Sale

796

27.23

Sale

320

27.30

Sale

320

27.33

Sale

640

27.35

Sale

320

27.38

Sale

320

27.49

Sale

16234

27.50

Sale

320

27.51

Sale

507

27.52

Sale

588

27.56

Sale

640

27.57

Sale

2688

27.57

Sale

900

27.58

Sale

840

27.59

Sale

859

27.64

Sale

18367

27.67

Sale

527

27.75

Sale

1154

27.78

Sale

318

27.79

Sale

473

27.81

Sale

87

27.82

Sale

319

27.85

Sale

539

27.89

Sale

200

27.90

Sale

327

27.91

Sale

303

27.93

Sale

675

27.94

Sale

1371

27.98

Sale

960

27.99

Sale

920

28.01

Sale

604

28.02

Sale

178725

28.03

Sale

625

28.03

Sale

583

28.04

Sale

856

28.05

Sale

770

28.07

Sale

733

28.08

Sale

328

28.09

Sale

313

28.10

Sale

1159

28.12

Sale

1399

28.13

Sale

1264

28.14

Sale

900

28.15

Sale

1020

28.16

Sale

842

28.17

Sale

483

28.18

Sale

666

28.19

Sale

120

28.20

Sale

974

28.21

Sale

987

28.22

Sale

642

28.23

Sale

250

28.24

Sale

1004

28.25

Sale

956

28.26

Sale

800

28.27

Sale

217

28.28

Sale

633

28.29

Sale

31971

28.32

Sale

313

28.32

Sale

621

28.33

Sale

614

28.36

Sale

302

28.37

Sale

907

28.38

Sale

737

28.39

Sale

989

28.40

Sale

1300

28.41

Sale

469

28.45

Sale

1842

28.46

Sale

469

28.47

Sale

785

28.48

Sale

1516

28.49

Sale

849

28.50

Sale

650

28.51

Sale

320

28.52

Sale

959

28.53

Sale

320

28.61

Sale

807

28.63

Sale

1287

28.64

Sale

1014

28.66

Sale

382

28.68

Sale

393

28.69

Sale

781

28.70

Sale

547

28.74

Sale

461

28.78

Sale

800

28.79

Sale

1073

28.80

Sale

52

28.81

Sale

410

28.82

Sale

342

28.83

Sale

320

28.89

Sale

619

28.90

Sale

703

28.91

Sale

455

28.95

Sale

320

28.98

Sale

459

28.99

Sale

320

29.01

Sale

649

29.04

Sale

1240

29.05

Sale

11379

29.06

Sale

857

29.06

Sale

791

29.07

Sale

250

29.08

Sale

150

29.10

Sale

1345

29.11

Sale

1181

29.12

Sale

520

29.13

Sale

341

29.15

Sale

800

29.18

Sale

359

29.19

Sale

772

29.23

Total Sale

375299

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

10 October 2008

Contact name

Patrick Overmeer

Telephone number

0207 676 6885

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,699.31
Change14.75