14th Sep 2007 11:16
UBS AG (EPT)14 September 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in SAINSBURY (J) PLCClass of relevant security to which the 28 4/7 ORDdealings being disclosed relate (Note 1)Date of dealing 13 SEPTEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 17,313 0.00% 5,212 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 17,313 0.00% 5,212 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 312 555.5 pence PURCHASE 5000 555.5 SALE 1375 556 PURCHASE 400 556 PURCHASE 44 556 SALE 128 556.5 PURCHASE 868 556.5 PURCHASE 151 556.5 PURCHASE 800 556.5 PURCHASE 439 556.5 SALE 1211 556.5 PURCHASE 221 556.5 PURCHASE 221 556.5 PURCHASE 1600 556.5 PURCHASE 1400 556.5 PURCHASE 6838 556.5 PURCHASE 1524 557 PURCHASE 1200 557 PURCHASE 1392 557 PURCHASE 439 557 PURCHASE 1674 557 PURCHASE 439 557 PURCHASE 26 557 SALE 1814 557 SALE 179 557 SALE 1210 557 PURCHASE 1723 557 SALE 1047 557 SALE 788 557 PURCHASE 1370 557 PURCHASE 251 557 PURCHASE 200 557 PURCHASE 1500 557 SALE 997 557 SALE 22 557 SALE 262 557 SALE 349 557 PURCHASE 315 557 PURCHASE 5500 557 PURCHASE 235 557 SALE 831 557 SALE 777 557 SALE 2150 557 SALE 707 557 SALE 738 557 SALE 917 557 SALE 613 557 PURCHASE 1483 557.5 PURCHASE 200 557.5 PURCHASE 439 557.5 SALE 835 557.5 SALE 128 557.5 SALE 1246 557.5 SALE 78 557.5 PURCHASE 1459 557.5 PURCHASE 800 557.5 SALE 536 557.5 SALE 1597 557.5 SALE 898 557.5 PURCHASE 502 557.5 PURCHASE 512 557.5 PURCHASE 1600 557.5 PURCHASE 557 557.5 SALE 1367 557.5 SALE 1341 557.5 PURCHASE 1597 557.5 SALE 49 557.5 SALE 1222 557.5 SALE 1218 557.5 SALE 3649 557.5 SALE 1900 557.5 SALE 10 558 PURCHASE 3974 558 PURCHASE 1482 558 PURCHASE 439 558 SALE 252 558 SALE 5081 558 SALE 1532 558 SALE 19 558 PURCHASE 1293 558 PURCHASE 2859 558 SALE 979 558.5 SALE 3063 558.5 SALE 1476 558.5 SALE 1493 558.5 SALE 1216 558.5 PURCHASE 4572 558.5 PURCHASE 5400 558.5 PURCHASE 439 558.5 PURCHASE 100 558.5 SALE 1369 558.5 SALE 1940 558.5 SALE 656 558.5 SALE 971 558.5 SALE 74 558.5 SALE 872 558.5 SALE 5048 558.5 SALE 33 558.5 SALE 1084 558.5 PURCHASE 1350 558.5 PURCHASE 221 558.5 PURCHASE 410 558.5 PURCHASE 2878 559 SALE 176 559 SALE 926 559 SALE 507 559 SALE 5100 559 SALE 562 559 SALE 5385 559 SALE 3861 559 SALE 1130 559 SALE 200 559 SALE 1220 559 SALE 581 559 SALE 937 559 SALE 1231 559 SALE 8500 559 SALE 1346 559 SALE 1558 559 SALE 1027 559 SALE 3446 559 SALE 522 559 SALE 4089 559 SALE 1373 559 SALE 1536 559 SALE 754 559 SALE 496 559 SALE 1917 559 PURCHASE 4262 559.5 SALE 14 559.5 SALE 3114 559.5 SALE 3000 559.5 PURCHASE 1771 559.5 PURCHASE 520 559.5 SALE 2919 559.5 PURCHASE 85 560 PURCHASE 3060 560 PURCHASE 3164 560 PURCHASE 8000 560 PURCHASE 3407 560 PURCHASE 9000 560 PURCHASE 3159 560 PURCHASE 1745 560 SALE 12 560 SALE 3649 560 SALE 600 560 SALE 1800 560 PURCHASE 1016 560 SALE 371 560 SALE 2976 560 SALE 3600 560 SALE 96 560 SALE 800 560 PURCHASE 400 560 PURCHASE 1500 560 PURCHASE 2600 560.5 SALE 626 560.5 SALE 835 560.5 PURCHASE 660 560.5 PURCHASE 572 560.5 PURCHASE 822 560.5 SALE 1984 560.5 SALE 600 560.5 SALE 815 560.5 SALE 1493 560.5 SALE 3956 560.5 SALE 643 560.5 PURCHASE 8 560.5 PURCHASE 1400 560.5 PURCHASE 718 560.5 PURCHASE 81 560.5 PURCHASE 900 560.5 PURCHASE 954 560.5 SALE 900 560.5 SALE 744 560.5 SALE 1613 560.5 SALE 2976 560.5 SALE 3035 560.5 PURCHASE 175 560.5 PURCHASE 33 560.5 PURCHASE 5500 560.5 PURCHASE 1000 561 PURCHASE 1000 561 SALE 752 561 PURCHASE 8635 561 SALE 2833 561 SALE 624 561 SALE 178 561 SALE 2273 561 SALE 827 561 SALE 3994 561 SALE 4000 561 SALE 3543 561 SALE 2066 561 PURCHASE 2636 561 PURCHASE 175 561 PURCHASE 5000 561 PURCHASE 474 561 SALE 147 561 SALE 2432 561.5 SALE 1212 561.5 SALE 3693 561.5 PURCHASE 1297 561.5 PURCHASE 5500 561.5 SALE 1799 561.5 SALE 764 561.5 SALE 19 561.5 SALE 2505 561.5 SALE 45 561.5 SALE 221 561.5 SALE 1341 561.5 SALE 3766 561.5 SALE 1123 561.5 SALE 812 561.5 SALE 1503 561.5 SALE 827 561.5 SALE 1300 561.5 SALE 2391 561.5 SALE 1000 561.5 PURCHASE 3574 561.5 SALE 1051 562 SALE 2095 562 SALE 2095 562 SALE 1239 562 PURCHASE 6100 562 PURCHASE 1906 562 PURCHASE 1094 562 SALE 295 562 SALE 411 562 PURCHASE 7078 562 SALE 661 562 SALE 742 562 PURCHASE 35 562 PURCHASE 1339 562 SALE 671 562 PURCHASE 1349 562 PURCHASE 518 562 PURCHASE 5758 562 PURCHASE 2065 562 PURCHASE 3405 562 PURCHASE 1298 562 PURCHASE 800 562 PURCHASE 2600 562 SALE 1825 562 SALE 1234 562 SALE 1593 562 SALE 1825 562 SALE 2052 562 SALE 1593 562 SALE 4790 562 SALE 4000 562 SALE 808 562 SALE 2885 562 SALE 339 562 SALE 1217 562 SALE 1240 562 PURCHASE 2276 562 PURCHASE 6425 562 PURCHASE 12212 562 SALE 1039 562 SALE 1123 562 PURCHASE 177 562 PURCHASE 1131 562 SALE 5477 562.5 SALE 275 562.5 SALE 112 562.5 SALE 2293 562.5 SALE 964 562.5 PURCHASE 964 562.5 PURCHASE 230 562.5 SALE 137 562.5 SALE 144 562.5 SALE 1133 562.5 PURCHASE 800 562.5 PURCHASE 2061 562.5 SALE 381 562.5 SALE 2500 562.5 PURCHASE 857 562.5 PURCHASE 4083 562.5 PURCHASE 6435 562.5 PURCHASE 10485 562.5 SALE 6600 562.5 SALE 1500 562.5 SALE 5210 562.5 SALE 654 562.5 SALE 1374 562.5 PURCHASE 1911 562.5 PURCHASE 5200 562.5 SALE 246 562.5 SALE 147 562.5 SALE 1465 562.5 SALE 578 562.5 PURCHASE 2128 563 SALE 2033 563 PURCHASE 3000 563 PURCHASE 14761 563 SALE 3274 563 SALE 828 563 SALE 414 563 SALE 3561 563 PURCHASE 938 563 SALE 17746 563.5 SALE 2680 563.5 PURCHASE 6865 564 PURCHASE 1377 564 PURCHASE 1370 564 PURCHASE 175 564 PURCHASE 4944 564 PURCHASE 1401 564 PURCHASE 2200 564 PURCHASE 5000 564.5 SALE 870 565 TOTAL PURCHASES 290,202 TOTAL SALES 298,307 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 14 SEPTEMBER 2007Contact name NIMISHA SACHDEVTelephone number 020 7568 9289Name of offeree/offeror with which connected SAINSBURY (J) PLCNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Sainsbury's