16th Nov 2007 11:35
UBS AG (EPT)16 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 15 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 17,100 0.01% 1,000 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 17,100 0.01% 1,000 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 1250 929 pence SALE 629 929 SALE 2445 929 SALE 1706 929 SALE 764 929 SALE 5207 929 SALE 642 929 SALE 170 929.5 SALE 2500 929.5 SALE 751 929.5 SALE 7 929.5 SALE 129 929.5 PURCHASE 209 930 SALE 2499 930 SALE 2020 930 SALE 374 930 SALE 600 930 SALE 2500 930 SALE 593 930 SALE 771 930 SALE 8 930 SALE 3350 930 SALE 314 930 SALE 3300 930 SALE 16 930 SALE 1684 930 PURCHASE 781 930.5 PURCHASE 5799 930.5 PURCHASE 2300 930.5 PURCHASE 1400 930.5 PURCHASE 401 930.5 PURCHASE 1300 930.5 PURCHASE 860 930.5 PURCHASE 500 930.5 PURCHASE 41 930.5 PURCHASE 2315 930.5 PURCHASE 872 930.5 PURCHASE 338 930.5 PURCHASE 931 930.5 PURCHASE 867 930.5 SALE 56 930.5 SALE 266 930.5 SALE 16 930.5 PURCHASE 338 930.5 PURCHASE 859 931 PURCHASE 2500 931 PURCHASE 2486 931 PURCHASE 1184 931 PURCHASE 293 931 PURCHASE 259 931 PURCHASE 100 931 PURCHASE 2500 931 PURCHASE 200 931 PURCHASE 785 931 PURCHASE 2154 931 PURCHASE 1100 931 PURCHASE 403 931 PURCHASE 341 931 PURCHASE 1114 931 PURCHASE 302 931 PURCHASE 1643 931 PURCHASE 100 931 PURCHASE 348 931 PURCHASE 454 931 PURCHASE 965 931 PURCHASE 95 931 PURCHASE 774 931 PURCHASE 373 931.5 PURCHASE 58 931.5 PURCHASE 290 931.5 PURCHASE 10 931.5 PURCHASE 3116 932 PURCHASE 4413 932 PURCHASE 11 932 PURCHASE 584 932 PURCHASE 821 932 SALE 16120 932 PURCHASE 200 933 PURCHASE 900 933 TOTAL PURCHASES 50,987 TOTAL SALES 50,687 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 16 NOVEMBER 2007Contact name NIMISHA SACHDEVTelephone number 020 7568 9289Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros