29th Nov 2007 09:37
UBS Securities Australia Limited29 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS Securities Australia LimitedCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 28 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 278199 0.06% 3642253 0.80% (2) Derivatives (other than options) (3) Options and agreements to purchase/sell 6775031 1.48% 4564578 1.00% Total 7053230 1.54% 8206831 1.80% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and salesPurchase/Sale Number of securities Price per unit (AUD) (Note 4)Purchase 459 136.11Purchase 360 136.13Purchase 312 136.11Purchase 200 136.1Purchase 188 135Purchase 188 136.11Purchase 108 136.12Purchase 78 135Purchase 64 136.12Purchase 41 136.11Purchase 40 136.13Purchase 22 136.12Purchase 6 136.12Purchase 4 135.75Purchase 1 135Sale 1 135Sale 1 135.15Sale 1 135.45Sale 1 135.13Sale 1 135.45Sale 1 135.14Sale 1 135.1Sale 1 135.15Sale 1 135.1Sale 1 135.25Sale 1 135.15Sale 1 135.15Sale 1 135.24Sale 1 135.25Sale 1 135.42Sale 1 135.14Sale 1 135.15Sale 1 135.26Sale 1 135.09Sale 1 135.06Sale 1 135.06Sale 1 135.7Sale 1 135.1Sale 1 135.15Sale 1 135.06Sale 1 135.1Sale 1 135.1Sale 1 135.11Sale 1 135.3Sale 1 135.2Sale 1 135.14Sale 1 135.27Sale 1 135.1Sale 1 135.55Sale 1 135.1Sale 1 135.11Sale 1 135.15Sale 1 135.15Sale 1 135.1Sale 1 137.03Sale 2 135.21Sale 2 136.59Sale 2 136.24Sale 2 136.33Sale 2 136.83Sale 3 135.3Sale 3 135.7Sale 3 135.17Sale 3 135.1Sale 3 135.35Sale 3 135.7Sale 3 135.1Sale 3 135.49Sale 3 135.42Sale 3 136.24Sale 4 135.4Sale 4 135.13Sale 4 135.36Sale 4 136.59Sale 4 137.03Sale 4 137.1Sale 4 136.82Sale 5 135.12Sale 5 135.27Sale 6 135.29Sale 6 135.35Sale 8 135.36Sale 8 136.99Sale 10 135.12Sale 10 135.14Sale 10 135.1Sale 10 136.33Sale 11 135.15Sale 11 135.35Sale 11 135.1Sale 11 135.36Sale 11 135.42Sale 11 137.15Sale 12 135.53Sale 13 135.5Sale 13 135.27Sale 13 137Sale 14 135.1Sale 14 135.1Sale 14 137Sale 15 135.7Sale 15 135.3Sale 15 135.06Sale 15 135.1Sale 15 135.73Sale 15 135.41Sale 15 136.83Sale 16 135.45Sale 16 135.17Sale 16 135.1Sale 16 135.27Sale 16 135.27Sale 16 135.49Sale 17 135.45Sale 17 135.15Sale 17 135.15Sale 17 135.13Sale 17 135.17Sale 17 135.7Sale 17 136.59Sale 17 135.42Sale 18 135.47Sale 19 136.24Sale 19 136.69Sale 19 137.1Sale 19 137.03Sale 20 135.12Sale 20 136.82Sale 21 135.36Sale 21 135.4Sale 21 136.99Sale 22 137Sale 25 135.29Sale 25 135.14Sale 25 136.5Sale 27 135.25Sale 27 135.2Sale 28 135.1Sale 29 135.15Sale 30 135.1Sale 32 137.15Sale 33 135.5Sale 36 135.26Sale 37 135.36Sale 37 135.1Sale 38 136.24Sale 40 135.24Sale 42 135.7Sale 46 136.83Sale 47 135.16Sale 47 135.1Sale 47 135.42Sale 48 136.62Sale 48 136.62Sale 49 135.34Sale 49 136.17Sale 49 136.9Sale 49 136.5Sale 50 135.12Sale 51 135.25Sale 51 135.36Sale 51 136.33Sale 52 135.4Sale 53 135.5Sale 55 135.1Sale 56 135.1Sale 56 136.6Sale 56 137Sale 57 135.1Sale 57 135.15Sale 58 135.14Sale 59 135.31Sale 59 135.4Sale 59 135.1Sale 59 136.24Sale 59 136.9Sale 60 135.55Sale 60 137.03Sale 61 136.55Sale 62 137.25Sale 62 136.69Sale 63 135.15Sale 63 136.56Sale 63 137.15Sale 63 136.6Sale 63 135.49Sale 65 135.35Sale 65 136.73Sale 66 135Sale 66 135.4Sale 69 135.1Sale 69 136.14Sale 70 135.37Sale 72 135.4Sale 73 135.35Sale 73 137Sale 73 136.32Sale 74 135.38Sale 76 135.14Sale 78 135Sale 78 135.14Sale 78 135.38Sale 78 135.5Sale 83 135.15Sale 84 135.49Sale 86 136.6Sale 87 135.49Sale 89 136.68Sale 89 137.2Sale 91 136.9Sale 92 136.85Sale 92 136.9Sale 93 136.66Sale 93 136.62Sale 93 136.82Sale 93 136.92Sale 93 137.1Sale 93 136.6Sale 93 136.9Sale 93 136.84Sale 96 135.44Sale 97 135.54Sale 98 136.58Sale 99 135Sale 99 135.26Sale 99 136.34Sale 100 135Sale 100 135.53Sale 100 136.68Sale 100 136.5Sale 102 136.62Sale 103 135.4Sale 103 135.5Sale 103 136.78Sale 110 137.38Sale 110 137Sale 111 136.57Sale 115 135.25Sale 119 136.83Sale 120 135.3Sale 120 136.69Sale 120 136.24Sale 121 135.16Sale 122 136.99Sale 123 137.25Sale 126 135.38Sale 126 136.79Sale 127 136.59Sale 127 137Sale 128 135.11Sale 128 137.03Sale 130 135.41Sale 131 135.3Sale 133 136.32Sale 134 136.97Sale 135 135.21Sale 135 136.59Sale 135 136.6Sale 139 135.3Sale 140 135.3Sale 140 135.21Sale 140 135.4Sale 142 136.36Sale 146 136.56Sale 146 136.96Sale 149 135.35Sale 149 136.84Sale 151 135.4Sale 151 135.4Sale 155 135.15Sale 155 135.38Sale 156 136.6Sale 156 137.12Sale 157 135.4Sale 158 135.61Sale 159 135.3Sale 159 136.9Sale 162 136.6Sale 164 135.26Sale 164 135.2Sale 166 136.32Sale 170 135.7Sale 171 136.97Sale 174 135.3Sale 180 136.59Sale 182 137.25Sale 183 135.1Sale 184 135.16Sale 184 136.59Sale 185 135.1Sale 187 135Sale 188 135Sale 195 136.58Sale 198 135.45Sale 198 135Sale 199 136.55Sale 200 135.27Sale 203 135.15Sale 205 137Sale 210 135.09Sale 210 136.82Sale 218 135.29Sale 218 137.03Sale 219 136.57Sale 220 136.9Sale 222 136.24Sale 223 135.15Sale 224 136.69Sale 230 136.25Sale 233 135.73Sale 237 135.18Sale 238 136.34Sale 239 136.7Sale 244 137.38Sale 246 135.1Sale 248 136.55Sale 249 136.32Sale 249 137Sale 250 135.35Sale 250 136.68Sale 250 137.34Sale 258 136.9Sale 259 135.1Sale 270 135.26Sale 274 136.6Sale 280 135.15Sale 280 136.9Sale 282 136.85Sale 290 135.3Sale 291 135.15Sale 292 135.55Sale 292 135.5Sale 295 135.42Sale 296 135.7Sale 300 135.4Sale 300 137.05Sale 301 135.23Sale 301 135.55Sale 302 135.1Sale 305 136.61Sale 308 135.15Sale 310 135.2Sale 311 137.38Sale 312 136.85Sale 312 136.6Sale 312 136.6Sale 312 137Sale 315 135.73Sale 317 135.2Sale 317 135.1Sale 318 135.14Sale 321 135.09Sale 323 136.55Sale 331 136.69Sale 332 135.49Sale 334 136.92Sale 337 135.14Sale 341 136.55Sale 341 136.84Sale 343 137.2Sale 344 136.33Sale 347 135.11Sale 348 135.15Sale 348 135.4Sale 348 136.32Sale 350 135.3Sale 351 135.49Sale 351 137.03Sale 352 136.33Sale 356 135.11Sale 359 135.2Sale 360 135.44Sale 363 135.1Sale 364 135.21Sale 371 135.7Sale 379 135.1Sale 389 135.73Sale 391 136.32Sale 392 135.7Sale 400 136.33Sale 400 137Sale 417 135.1Sale 426 136.62Sale 439 136.59Sale 445 137Sale 450 136.59Sale 469 135.15Sale 488 137.22Sale 495 135.17Sale 498 135.4Sale 499 136.84Sale 500 135.45Sale 500 136.33Sale 546 135.15Sale 547 135.24Sale 547 135.24Sale 583 136.99Sale 584 135.1Sale 589 135.15Sale 601 135.1Sale 622 135.54Sale 632 135.13Sale 642 136.9Sale 660 136.6Sale 673 135.15Sale 679 135.7Sale 681 135.5Sale 706 135.44Sale 744 135.24Sale 749 135.24Sale 761 135.3Sale 767 135.34Sale 778 136.99Sale 788 135.14Sale 790 136.31Sale 792 135.1Sale 798 137.15Sale 798 137.05Sale 800 136.7Sale 804 135.1Sale 804 135.35Sale 831 135.1Sale 847 135.42Sale 858 136.95Sale 861 136.82Sale 864 136.85Sale 879 135.5Sale 907 136.94Sale 921 135.4Sale 924 135.14Sale 948 136.97Sale 980 135.54Sale 984 136.95Sale 993 135.4Sale 994 137.07Sale 996 135.21Sale 1000 135.7Sale 1032 136.85Sale 1052 135.15Sale 1055 135.3Sale 1058 135.4Sale 1077 135.21Sale 1114 135.36Sale 1116 135.3Sale 1121 135.5Sale 1121 136.5Sale 1184 135.4Sale 1221 135.15Sale 1242 135.3Sale 1243 135.54Sale 1311 135.15Sale 1311 137Sale 1376 135.4Sale 1406 137.1Sale 1423 135.15Sale 1443 135.21Sale 1499 136.55Sale 1500 135.4Sale 1558 135.34Sale 1558 135.34Sale 1559 135.42Sale 1582 135.24Sale 1753 135.09Sale 1762 137Sale 1835 135.1Sale 1854 135.11Sale 1996 137Sale 2309 135.7Sale 2322 135.7Sale 2335 135.1Sale 2518 135.15Sale 2883 135.25Sale 2980 135.47Sale 3029 135.06Sale 3181 136.97Sale 3325 135.15Sale 3429 135.15Sale 3436 135.47Sale 3825 136.85Sale 4202 137.1Sale 4750 135.28Sale 4757 135.15Sale 4801 135Sale 5000 135TOTAL PURCHASES 2071TOTAL SALES 182571 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, e.g. Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money paidcall option purchasing, to which the option price American, date /received per varying etc. relates (Note 6) (AUD) European etc. unit (Note 4) Call Option Purchasing 5100 139.27 American 24-Jan-08 6.65 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 29 November 2007 Contact name Mark Riches Telephone number +44 207 567 3613 Name of offeree/offeror with which connected BHP Billiton PLC / BHP Billiton LimitedNature of connection (Note 9) Connected Advisor Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.5(b) DETAILS OF OPEN POSITIONS (This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1) Product name, e.g. Written or Number of Exercise Type, e.g. Expiry date call option purchased securities to which price (AUD) American, the option or (Note 2) European etc. derivative relatesCall Option Purchased 300000 96 American 20-Dec-07Call Option Purchased 200000 98 American 20-Dec-07Call Option Purchased 200000 94 American 20-Dec-07Call Option Purchased 142000 120 American 20-Dec-07Call Option Purchased 100000 135 American 20-Dec-07Call Option Purchased 100000 134 American 27-Mar-08Call Option Purchased 100000 102 American 20-Dec-07Call Option Purchased 100000 135 American 20-Dec-07Call Option Purchased 95000 85 European 24-Jan-08Call Option Purchased 67000 150 American 28-Feb-08Call Option Purchased 50000 106 American 20-Dec-07Call Option Purchased 48000 125 American 20-Dec-07Call Option Purchased 48000 125 American 20-Dec-07Call Option Purchased 40000 106 American 27-Mar-08Call Option Purchased 30000 125 American 20-Dec-07Call Option Purchased 25000 140 American 29-Nov-07Call Option Purchased 25000 57 European 29-Nov-07Call Option Purchased 24000 112 American 29-Nov-07Call Option Purchased 21000 114 American 20-Dec-07Call Option Purchased 20000 120 American 20-Dec-07Call Option Purchased 20000 145 American 20-Dec-07Call Option Purchased 5100 139.27 American 24-Jan-08Call Option Purchased 5000 110 American 29-Nov-07Call Option Purchased 2000 120 American 20-Dec-07Call Option Purchased 1000 116 American 29-Nov-07Call Option Purchased 1000 114.74 European 19-Jun-09Call Warrant Written 706 0 American 30-Jun-14Call Option Written 3000 130 American 29-Nov-07Call Option Written 3060 72.58 American 24-Jan-08Call Option Written 3060 109.85 American 24-Jan-08Call Option Written 14280 90.23 American 24-Jan-08Call Option Written 16000 87 American 29-Nov-07Call Option Written 20000 140 American 29-Nov-07Call Option Written 25000 140 American 29-Nov-07Call Option Written 33000 90 American 29-Nov-07Call Option Written 36720 107.89 American 24-Jan-08Call Option Written 50000 96 American 29-Nov-07Call Option Written 90000 100 American 20-Dec-07Call Option Written 100000 132 American 20-Dec-07Call Option Written 200000 90 American 20-Dec-07Call Option Written 300000 94 American 29-Nov-07Call Warrant Written 1325 90 European 20-Dec-07Call Warrant Written 1680 55 European 18-Jun-09Call Warrant Written 5152 96 European 06-Nov-08Call Warrant Written 6766 90 European 20-Dec-07Call Warrant Written 7554 56.5 European 27-May-08Call Warrant Written 7632 85 European 24-Jan-08Call Warrant Written 8744 38.5 European 14-Mar-08Call Warrant Written 10300 98 European 20-Dec-07Call Warrant Written 11439 94 European 20-Dec-07Call Option Written 20000 120 American 20-Dec-07Call Option Written 25000 57 European 29-Nov-07Call Option Written 25000 140 American 29-Nov-07Call Option Written 48000 125 American 20-Dec-07Call Option Written 95000 85 European 24-Jan-08Call Option Written 100000 135 American 20-Dec-07Call Option Written 150000 107.89 American 24-Jan-08Call Option Written 180000 120 American 20-Dec-07Put Option Purchased 600000 90 American 27-Mar-08Put Option Purchased 450000 75 American 20-Dec-07Put Option Purchased 300000 87 American 29-Nov-07Put Option Purchased 300000 96 American 27-Mar-08Put Option Purchased 280000 88 American 20-Dec-07Put Option Purchased 250000 101 American 28-Feb-08Put Option Purchased 250000 90 American 20-Dec-07Put Option Purchased 150000 77 American 22-Dec-11Put Option Purchased 100000 102 American 28-Feb-08Put Option Purchased 100000 90 American 26-Jun-08Put Option Purchased 70000 102 American 20-Dec-07Put Option Purchased 47000 130 American 28-Feb-08Put Option Purchased 30000 112 American 20-Dec-07Put Option Purchased 19000 112 American 29-Nov-07Put Option Purchased 10000 80 American 20-Dec-07Put Option Purchased 8160 100.04 American 24-Jan-08Put Option Purchased 2000 98 American 29-Nov-07Put Option Written 2000 140 American 20-Dec-07Put Option Written 2000 104 American 20-Dec-07Put Option Written 2000 130 American 20-Dec-07Put Option Written 4000 62 American 27-Mar-08Put Option Written 5000 140 American 26-Jun-08Put Option Written 10000 160 American 26-Jun-08Put Option Written 10000 70 American 27-Mar-08Put Option Written 10200 73.56 American 24-Jan-08Put Option Written 16320 94.16 American 24-Jan-08Put Option Written 20000 106 American 29-Nov-07Put Option Written 20000 89 American 29-Nov-07Put Option Written 36720 107.89 American 24-Jan-08Put Option Written 51000 90.23 American 24-Jan-08Put Option Written 99000 110 American 20-Dec-07Put Option Written 100000 108 American 20-Dec-07Put Option Written 150000 79 American 22-Dec-11Put Option Written 150000 104 American 20-Dec-07Put Option Written 200000 96 American 20-Dec-07Put Option Written 232000 66 American 26-Jun-08Put Option Written 600000 88 American 27-Mar-08Put Option Written 600000 100 American 27-Mar-08Put Warrant Written 240 98 European 20-Dec-07Put Warrant Written 12075 94 European 20-Dec-07Put Warrant Written 27740 90 European 20-Dec-07Put Option Written 115 88.74 American 05-Aug-10Put Option Written 119 83.55 American 11-Aug-10Put Option Written 125 99.48 American 29-Jul-10Put Option Written 125 99.59 American 28-Jun-12Put Option Written 126 99.07 American 07-Sep-12Put Option Written 127 98.35 American 22-Jun-10Put Option Written 128 77.89 American 21-Jun-11Put Option Written 130 76.73 American 25-Jun-08Put Option Written 130 76.7 American 19-May-11Put Option Written 131 94.91 American 26-Jul-12Put Option Written 132 97.5 American 02-Jul-12Put Option Written 146 98.79 American 29-Jul-10Put Option Written 146 102.05 American 26-Jul-12Put Option Written 150 99.59 American 29-Jul-10Put Option Written 152 98.36 American 28-Jun-12Put Option Written 157 99.86 American 29-Jul-10Put Option Written 158 99.12 American 29-Jul-10Put Option Written 158 78.77 American 24-Jun-11Put Option Written 159 78.2 American 23-Jun-09Put Option Written 159 78.31 American 21-Jun-11Put Option Written 164 91.04 American 11-May-12Put Option Written 175 57.14 American 24-Sep-08Put Option Written 176 113.21 American 25-Oct-12Put Option Written 181 101 American 29-Jul-10Put Option Written 198 100.52 American 16-Jun-10Put Option Written 203 98.47 American 22-Jun-10Put Option Written 203 98.08 American 22-Jun-10Put Option Written 209 81.14 American 28-Apr-11Put Option Written 214 93.26 American 28-Jun-12Put Option Written 218 100.49 American 28-Jun-12Put Option Written 227 44.05 American 22-Jun-10Put Option Written 232 43.1 American 03-Jun-08Put Option Written 240 83.48 American 18-Apr-11Put Option Written 243 102.51 American 26-Jul-12Put Option Written 246 101.6 American 24-Jun-10Put Option Written 257 76.5 American 17-Jun-11Put Option Written 265 75.38 American 22-Jun-11Put Option Written 271 73.66 American 10-Jun-09Put Option Written 271 73.76 American 05-Jun-09Put Option Written 283 78.34 American 19-Oct-11Put Option Written 286 91.6 American 30-Aug-12Put Option Written 296 67.43 American 15-Sep-09Put Option Written 298 100.5 American 25-Jun-10Put Option Written 300 71.7 American 02-Jan-09Put Option Written 305 75.25 American 25-Jun-09Put Option Written 310 96.73 American 23-Jun-10Put Option Written 325 77.02 American 21-May-09Put Option Written 341 43.98 American 24-Jun-08Put Option Written 343 29.15 American 20-Jun-08Put Option Written 352 98.21 American 29-Jul-10Put Option Written 353 70.82 American 09-Feb-09Put Option Written 353 42.49 American 08-May-08Put Option Written 356 70.14 American 10-Jun-09Put Option Written 363 82.51 American 28-Apr-09Put Option Written 366 81.82 American 14-May-08Put Option Written 371 99.3 American 29-Jul-10Put Option Written 382 98 American 26-Jul-12Put Option Written 396 75.01 American 08-Mar-10Put Option Written 400 74.9 American 22-Jun-11Put Option Written 404 98.86 American 24-Jun-10Put Option Written 413 96.82 American 24-Jun-10Put Option Written 413 96.75 American 21-Jun-12Put Option Written 419 71.59 American 19-Jan-09Put Option Written 425 78.61 American 30-Jun-11Put Option Written 429 34.96 American 18-Jun-09Put Option Written 434 98.52 American 29-Jul-10Put Option Written 448 44.64 American 17-Jun-08Put Option Written 452 44.24 American 24-Jun-08Put Option Written 454 44.05 American 26-Jun-08Put Option Written 457 43.76 American 12-Jun-08Put Option Written 465 98.9 American 28-Jun-12Put Option Written 472 90.6 American 29-Jul-10Put Option Written 484 103.17 American 26-Jul-12Put Option Written 491 33.6 American 19-May-08Put Option Written 500 33.2 American 16-May-08Put Option Written 509 98.07 American 29-Jul-10Put Option Written 510 98 American 29-Jul-10Put Option Written 514 77.75 American 30-Jun-11Put Option Written 518 96.51 American 31-May-12Put Option Written 524 43.89 American 24-Jun-08Put Option Written 528 75.48 American 29-Jun-11Put Option Written 535 50.14 American 10-Sep-10Put Option Written 538 99.08 American 26-Jul-12Put Option Written 539 74.19 American 21-Feb-08Put Option Written 555 45.04 American 22-Jun-10Put Option Written 561 44.56 American 25-Jun-08Put Option Written 562 99.67 American 29-Jul-10Put Option Written 564 90.39 American 22-Jun-12Put Option Written 566 35.33 American 22-Jun-09Put Option Written 567 35.27 American 19-Jun-09Put Option Written 568 44.01 American 26-Jun-08Put Option Written 573 34.9 American 18-Jun-09Put Option Written 576 43.4 American 23-Jun-08Put Option Written 591 95.3 American 29-Jul-10Put Option Written 597 33.5 American 06-Dec-07Put Option Written 598 83.69 American 22-Jun-12Put Option Written 600 73.45 American 30-Jun-11Put Option Written 601 99.71 American 25-Jun-10Put Option Written 626 28.75 American 23-Jun-08Put Option Written 628 99.44 American 29-Jul-10Put Option Written 634 78.7 American 27-May-09Put Option Written 637 47.09 American 18-Jun-08Put Option Written 648 97.31 American 24-Jun-09Put Option Written 650 92.25 American 12-Jun-12Put Option Written 663 75.36 American 23-Jun-11Put Option Written 663 75.38 American 25-Jun-09Put Option Written 663 30.16 American 12-Jun-08Put Option Written 675 29.62 American 13-Jun-08Put Option Written 676 74.05 American 12-Jun-08Put Option Written 680 73 American 12-Jun-08Put Option Written 696 99.01 American 26-Jul-12Put Option Written 701 42.79 American 04-Jun-10Put Option Written 703 85.3 American 22-Jun-12Put Option Written 704 78.59 American 15-May-08Put Option Written 706 99.04 American 25-Jun-10Put Option Written 733 102.26 American 28-Jun-12Put Option Written 742 53.8 American 17-Sep-08Put Option Written 794 75.5 American 23-Jun-11Put Option Written 797 43.91 American 24-Jun-08Put Option Written 815 98.29 American 30-Jun-08Put Option Written 821 103.41 American 22-Jun-12Put Option Written 828 98.9 American 29-Jul-10Put Option Written 831 96.8 American 28-Jun-12Put Option Written 836 99.24 American 15-Jun-10Put Option Written 869 75.44 American 23-Jun-11Put Option Written 870 97.65 American 22-Jun-12Put Option Written 887 98.08 American 28-Jun-12Put Option Written 941 42.5 American 03-Jun-10Put Option Written 982 74.85 American 30-Jun-11Put Option Written 1000 76 American 14-Jun-11Put Option Written 1000 76.49 American 19-Jun-09Put Option Written 1003 43.86 American 26-Jun-08Put Option Written 1008 99.09 American 18-Jun-10Put Option Written 1020 74.54 American 01-Aug-11Put Option Written 1038 76.08 American 30-Jun-11Put Option Written 1040 96.14 American 26-May-10Put Option Written 1062 98.28 American 28-Jun-12Put Option Written 1080 101.81 American 29-Jul-10Put Option Written 1083 92.25 American 28-Jun-12Put Option Written 1175 42.5 American 27-Jan-10Put Option Written 1257 99.37 American 28-Jun-12Put Option Written 1281 43.4 American 21-Jun-10Put Option Written 1291 77.44 American 30-Jun-11Put Option Written 1334 74.99 American 22-Jun-11Put Option Written 1360 73.51 American 28-Jul-11Put Option Written 1407 44.42 American 25-Jun-08Put Option Written 1418 91.6 American 29-Jul-10Put Option Written 1441 99.64 American 29-Jul-10Put Option Written 1500 78.2 American 22-Mar-10Put Option Written 1500 78.39 American 23-Mar-10Put Option Written 1512 99.17 American 25-Jun-10Put Option Written 1558 48.13 American 25-Jun-08Put Option Written 1588 99.88 American 26-Jul-12Put Option Written 1594 100.35 American 26-Jul-12Put Option Written 1600 77.2 American 25-Feb-10Put Option Written 1628 102.26 American 24-Jun-10Put Option Written 1639 103.64 American 26-Jul-12Put Option Written 1656 77.02 American 30-Jun-11Put Option Written 1787 100.7 American 26-Jul-12Put Option Written 1806 101.45 American 26-Jul-12Put Option Written 1902 98.51 American 28-Jun-12Put Option Written 2264 110.36 American 24-Jun-09Put Option Written 2450 76.54 American 28-Jul-11Put Option Written 2515 98.79 American 26-Jul-12Put Option Written 2716 78.99 American 28-Jul-11Put Option Written 2719 99.08 American 29-Jul-10Put Option Written 2739 94.91 American 29-Jul-10Put Option Written 2746 72.82 American 24-Jun-11Put Option Written 3013 101.81 American 26-Jul-12Put Option Written 3628 67.79 American 29-Sep-11Put Option Written 3675 85.7 American 22-Jun-12Put Option Written 3685 76.01 American 30-Jun-11Put Option Written 3905 102.41 American 29-Jul-10Put Option Written 4005 77.32 American 30-Jun-11Put Option Written 4058 78 American 28-Jul-11Put Option Written 4434 78.23 American 30-Jun-11Put Option Written 4983 50.17 American 19-Jun-08Put Option Written 5380 29.73 American 17-Jun-08Put Option Written 5461 78.43 American 28-Jul-11Put Option Written 5478 91.26 American 26-Aug-10Put Option Written 8721 78.86 American 28-Jul-11Put Option Written 16695 102.42 American 29-Jun-12Put Option Written 150000 102.98 American 24-Jan-08Put Option Written 200000 80 American 26-Jun-08Put Option Written 200000 93 American 28-Feb-08Put Option Written 300000 66 American 20-Dec-07Put Option Written 500000 95 American 28-Feb-08Put Option Written 500000 80 American 20-Dec-07Put Option Written 600000 68 American 20-Dec-07Long Call Position 1769100Short Call Position 1598418Long Put Position 2966160Short Put Position 5005931 Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existingagreements to purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5and their Notes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto