30th Apr 2008 11:01
Credit Suisse Securities (Eur) Ltd30 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATIONName of exempt principal trader Credit Suisse Securities (Europe) LimitedCompany dealt in Rio Tinto PlcClass of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1)Date of dealing 29-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 1024347 0.103 750 0(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 1024347 0.103 750 0 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)Class Of Relevant Security : Ordinary Shares ( AU000000RIO1 Long Short)(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 0 ( 0 % ) 0 ( 0 % ) (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3)(a) Purchases and salesPurchase/sale Number of securities Price per unit (Note 4)Buy 166 60.1 (GBP)Buy 165 60.39 (GBP)Buy 165 60.28 (GBP)Buy 130 60.1 (GBP)Buy 97 60.41 (GBP)Buy 96 59.84 (GBP)Buy 92 59.725 (GBP)Buy 91 60.48 (GBP)Buy 89 60.2 (GBP)Buy 83 60.09 (GBP)Buy 83 60.05 (GBP)Buy 83 59.96 (GBP)Buy 83 60.17 (GBP)Buy 82 60.25 (GBP)Buy 82 60.45 (GBP)Buy 82 60.71 (GBP)Buy 82 60.61 (GBP)Buy 82 60.34 (GBP)Buy 82 60.22 (GBP)Buy 82 60.76 (GBP)Buy 82 60.72 (GBP)Buy 63 60.37 (GBP)Buy 55 60.125 (GBP)Buy 52 61.12 (GBP)Buy 52 61.12 (GBP)Buy 50 60.25 (GBP)Buy 50 60.27 (GBP)Buy 49 60.23 (GBP)Buy 49 60.26 (GBP)Buy 48 60.32 (GBP)Buy 48 60.91 (GBP)Buy 48 60.32 (GBP)Buy 48 60.41 (GBP)Buy 48 60.41 (GBP)Buy 47 60.23 (GBP)Buy 47 60.55 (GBP)Buy 47 60.25 (GBP)Buy 47 60.16 (GBP)Buy 47 60.32 (GBP)Buy 47 60.32 (GBP)Buy 47 60.3 (GBP)Buy 47 60.41 (GBP)Buy 46 60.16 (GBP)Buy 46 60.2 (GBP)Buy 46 60.35 (GBP)Buy 46 60.16 (GBP)Buy 46 60.2 (GBP)Buy 46 60.25 (GBP)Buy 46 60.49 (GBP)Buy 46 60.69 (GBP)Buy 45 60.22 (GBP)Buy 45 60.27 (GBP)Buy 45 60.32 (GBP)Buy 45 60.13 (GBP)Buy 45 60.32 (GBP)Buy 45 60.27 (GBP)Buy 45 60.22 (GBP)Buy 45 60.13 (GBP)Buy 44 60.14 (GBP)Buy 44 60.34 (GBP)Buy 44 60.14 (GBP)Buy 43 60.16 (GBP)Buy 43 60.17 (GBP)Buy 43 60.29 (GBP)Buy 43 60.91 (GBP)Buy 42 60.18 (GBP)Buy 42 60.13 (GBP)Buy 41 60.02 (GBP)Buy 40 60.98 (GBP)Buy 38 60.28 (GBP)Buy 37 60.125 (GBP)Buy 36 60.23 (GBP)Buy 36 60.26 (GBP)Buy 36 60.25 (GBP)Buy 36 60.27 (GBP)Buy 35 60.41 (GBP)Buy 34 60.29 (GBP)Buy 34 60.32 (GBP)Buy 34 60.41 (GBP)Buy 34 60.16 (GBP)Buy 34 60.33 (GBP)Buy 34 60.23 (GBP)Buy 34 60.55 (GBP)Buy 34 60.28 (GBP)Buy 34 60.2 (GBP)Buy 33 60.49 (GBP)Buy 33 60.69 (GBP)Buy 32 60.78 (GBP)Buy 32 61.16 (GBP)Buy 32 60.34 (GBP)Buy 31 60.83 (GBP)Buy 31 60.19 (GBP)Buy 31 60.06 (GBP)Buy 30 60.85 (GBP)Buy 30 60.18 (GBP)Buy 30 60.07 (GBP)Buy 30 60.06 (GBP)Buy 30 60.13 (GBP)Buy 29 60.02 (GBP)Buy 29 60.17 (GBP)Buy 27 60.23 (GBP)Buy 25 60.22 (GBP)Buy 25 60.98 (GBP)Buy 24 60.25 (GBP)Buy 24 60.32 (GBP)Buy 24 60.35 (GBP)Buy 24 60.32 (GBP)Buy 20 60.94 (GBP)Buy 19 60.1 (GBP)Buy 19 60.41 (GBP)Buy 16 60.24 (GBP)Buy 16 60.41 (GBP)Buy 14 60.41 (GBP)Buy 13 60.28 (GBP)Buy 13 60.32 (GBP)Buy 13 60.29 (GBP)Buy 13 60.25 (GBP)Buy 13 60.23 (GBP)Buy 13 60.16 (GBP)Buy 13 60.33 (GBP)Buy 13 60.27 (GBP)Buy 13 60.23 (GBP)Buy 13 60.41 (GBP)Buy 13 60.41 (GBP)Buy 12 60.35 (GBP)Buy 12 60.23 (GBP)Buy 12 60.19 (GBP)Buy 12 60.55 (GBP)Buy 12 60.49 (GBP)Buy 12 60.69 (GBP)Buy 12 60.34 (GBP)Buy 11 60.01 (GBP)Buy 11 60.18 (GBP)Buy 10 60.23 (GBP)Buy 10 60.23 (GBP)Buy 10 60.23 (GBP)Buy 10 60.35 (GBP)Buy 10 60.23 (GBP)Buy 10 60.41 (GBP)Buy 9 60.97 (GBP)Buy 8 60.23 (GBP)Buy 5 60.91 (GBP)Buy 4 60.28 (GBP)Buy 4 60.2 (GBP)Buy 2 60.41 (GBP)Buy 2 60.17 (GBP)Buy 1 60.1 (GBP)Sell 1576 60.1 (GBP)Sell 196 60.66 (GBP)Sell 166 59.89 (GBP)Sell 165 60.52 (GBP)Sell 83 59.77 (GBP)Sell 83 59.81 (GBP)Sell 83 60.24 (GBP)Sell 83 59.76 (GBP)Sell 83 59.68 (GBP)Sell 82 60.46 (GBP)Sell 82 60.58 (GBP)Sell 82 60.77 (GBP)Sell 82 60.69 (GBP)Sell 82 60.83 (GBP)Sell 82 60.64 (GBP)Sell 71 60.03 (GBP)Sell 62 59.84 (GBP)Sell 50 60.77 (GBP)Sell 50 60.71 (GBP)Sell 50 60.78 (GBP)Sell 50 60.69 (GBP)Sell 50 60.73 (GBP)Sell 48 60.73 (GBP)Sell 48 60.64 (GBP)Sell 47 60.63 (GBP)Sell 46 60.7 (GBP)Sell 46 60.77 (GBP)Sell 46 60.73 (GBP)Sell 45 60.77 (GBP)Sell 41 60.83 (GBP)Sell 41 60.83 (GBP)Sell 41 60.77 (GBP)Sell 38 60.17 (GBP)Sell 38 60.2 (GBP)Sell 38 60.15 (GBP)Sell 37 60.83 (GBP)Sell 37 60.125 (GBP)Sell 37 60.14 (GBP)Sell 37 60.25 (GBP)Sell 37 60.25 (GBP)Sell 37 60.2 (GBP)Sell 37 60.16 (GBP)Sell 36 60.77 (GBP)Sell 36 60.71 (GBP)Sell 36 60.7 (GBP)Sell 36 60.77 (GBP)Sell 36 60.15 (GBP)Sell 36 60.14 (GBP)Sell 36 60.69 (GBP)Sell 35 60.72 (GBP)Sell 35 60.15 (GBP)Sell 35 60.64 (GBP)Sell 34 60.63 (GBP)Sell 33 60.73 (GBP)Sell 30 60.07 (GBP)Sell 29 60.08 (GBP)Sell 24 60.7 (GBP)Sell 19 59.88 (GBP)Sell 13 60.77 (GBP)Sell 13 60.69 (GBP)Sell 13 60.63 (GBP)Sell 13 60.71 (GBP)Sell 13 60.72 (GBP)Sell 13 60.72 (GBP)Sell 13 60.7 (GBP)Sell 12 60.63 (GBP)Sell 12 60.73 (GBP)Sell 12 60.7 (GBP)Sell 10 60.7 (GBP)TOTAL BUYS: 5956 TOTAL SELLS: 4878(b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATIONAgreements, arrangements or understandings relating to options or derivativesFull details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 30-Apr-2008 09:20:34Contact name Segal,DebraTelephone number 44 20 7883 4577Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) ADVISOR NotesThe Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto