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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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29-08-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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616,681
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0.135
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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616,681
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0.135
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Purchase
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2,815
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127.50
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Purchase
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21
|
127.50
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Purchase
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7
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125.87
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Purchase
|
771
|
125.85
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Purchase
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139
|
125.84
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Purchase
|
459
|
125.84
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Purchase
|
195
|
125.84
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Purchase
|
160
|
125.84
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Purchase
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3
|
125.84
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Purchase
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273
|
125.84
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Purchase
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3
|
125.83
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Purchase
|
55
|
125.80
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Purchase
|
158
|
125.80
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Purchase
|
99
|
125.80
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Purchase
|
353
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125.80
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Purchase
|
119
|
125.79
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Purchase
|
65
|
125.74
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Purchase
|
180
|
125.74
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Purchase
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155
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125.74
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Purchase
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6
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125.46
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Purchase
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3
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125.46
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Purchase
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70
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125.40
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Purchase
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737
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125.40
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Purchase
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8
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125.42
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Purchase
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404
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125.40
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Purchase
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29
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125.40
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Purchase
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21
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125.40
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Purchase
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4
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125.40
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Purchase
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359
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125.40
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Purchase
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23
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125.40
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Purchase
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160
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125.40
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Purchase
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45
|
125.55
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Purchase
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1
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125.55
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Purchase
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1
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125.55
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Purchase
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1
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125.55
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Purchase
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37
|
125.55
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Purchase
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182
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125.55
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Purchase
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200
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125.55
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Purchase
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1,473
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125.55
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Purchase
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6
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125.55
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Purchase
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2
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125.55
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Purchase
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99
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125.55
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Purchase
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180
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125.55
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Purchase
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32
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125.54
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Purchase
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168
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125.54
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Purchase
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94
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125.54
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Purchase
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479
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125.54
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Purchase
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471
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125.51
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Purchase
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30
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125.51
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Purchase
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89
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125.51
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Purchase
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1,784
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125.52
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Purchase
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24
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125.52
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Purchase
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170
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125.51
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Purchase
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22
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125.51
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Purchase
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1,143
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125.53
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Purchase
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23
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125.51
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Purchase
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-834
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125.51
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Purchase
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834
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125.51
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Purchase
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23
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125.53
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Purchase
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168
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125.53
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Purchase
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158
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125.53
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Purchase
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473
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125.53
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Purchase
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170
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125.53
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Purchase
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144
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125.53
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Purchase
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864
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125.53
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Purchase
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104
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125.53
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Purchase
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864
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125.53
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Purchase
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1,000
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125.54
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Purchase
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8
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125.53
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Purchase
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23
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125.53
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Purchase
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1
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125.53
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Purchase
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8
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125.52
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Purchase
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101
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125.53
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Purchase
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158
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125.53
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Purchase
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56
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125.53
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Purchase
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4
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125.53
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Purchase
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180
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125.53
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Purchase
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1
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125.53
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Purchase
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1
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125.54
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Purchase
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71
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125.52
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Purchase
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1
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125.52
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Purchase
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47
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125.51
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Purchase
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24
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125.51
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Purchase
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220
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125.52
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Purchase
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1
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125.52
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Purchase
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20
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125.52
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Purchase
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685
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125.52
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Purchase
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73
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125.52
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Purchase
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1
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125.52
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Purchase
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2,000
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125.50
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Purchase
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2,000
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125.50
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Purchase
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23
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125.50
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Purchase
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1,977
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125.50
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Purchase
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53
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125.50
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Purchase
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180
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125.50
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Purchase
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767
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125.50
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Purchase
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1,000
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125.50
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Purchase
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607
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125.50
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Purchase
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22
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125.50
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Purchase
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40
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125.50
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Purchase
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331
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125.50
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Purchase
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250
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125.50
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Purchase
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25
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125.50
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Purchase
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409
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125.50
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Purchase
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170
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125.50
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Purchase
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146
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125.50
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Purchase
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748
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125.50
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Purchase
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252
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125.50
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Purchase
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24
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125.49
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Purchase
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52
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125.49
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Purchase
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100
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125.49
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Purchase
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100
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125.49
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Purchase
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6
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125.36
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Purchase
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6
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125.76
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Purchase
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5
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126.19
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Purchase
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6
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126.37
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Purchase
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5
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126.11
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Purchase
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5
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126.56
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Purchase
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6
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126.65
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Purchase
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4
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126.76
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Purchase
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5
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127.06
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Purchase
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5
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127.42
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Purchase
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4
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127.43
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Purchase
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4
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127.18
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Purchase
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3
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127.17
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Purchase
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4
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127.13
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Purchase
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2
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126.99
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Purchase
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3
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127.13
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Purchase
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3
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126.99
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Purchase
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2
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127.20
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Purchase
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3
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127.25
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Purchase
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2
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126.85
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Purchase
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2
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126.80
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Purchase
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2
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126.67
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Purchase
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2
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126.46
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Purchase
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3
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126.63
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Purchase
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3
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126.55
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Purchase
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3
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126.58
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Purchase
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3
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126.29
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Purchase
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4
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126.43
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Purchase
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4
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126.15
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Purchase
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3
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126.24
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Purchase
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4
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126.15
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Purchase
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4
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126.17
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Purchase
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6
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125.71
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Purchase
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4
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125.46
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Purchase
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5
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125.42
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Purchase
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5
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124.84
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Purchase
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5
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124.88
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Purchase
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5
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124.78
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Purchase
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6
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124.91
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Purchase
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6
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125.34
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Purchase
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6
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125.46
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Purchase
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7
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125.96
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Purchase
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6
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126.51
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Purchase
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9
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127.00
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Purchase
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8
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127.30
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Purchase
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248
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127.15
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Purchase
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1
|
127.15
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Purchase
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700
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127.14
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Purchase
|
110
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127.10
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Purchase
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440
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127.10
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Purchase
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1
|
127.09
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Purchase
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6
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126.78
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Purchase
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7
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126.43
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Purchase
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834
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125.51
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Sale
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-5,000
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125.40
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Sale
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-24,509
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125.55
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Sale
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-1
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125.55
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TOTAL BUYS:34,083
TOTAL SELLS:29,510
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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01-09-2008
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Contact name
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Simon Crawley / Carolyn Collins
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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