22nd Apr 2008 10:44
Credit Suisse Securities (Eur) Ltd22 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code)1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1) Date of dealing 21-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 1,201,562 0.120 8,126 0 (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total 1,201,562 0.120 8,126 0 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class Of Relevant Security : Ordinary Shares Long Short (1) Relevant Securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) Buy 2120 62.37 (GBP)Buy 81 61.63 (GBP)Buy 81 61.5 (GBP)Buy 80 61.68 (GBP)Buy 80 61.95 (GBP)Buy 80 61.81 (GBP)Buy 64 61.68 (GBP)Buy 64 61.63 (GBP)Buy 64 61.55 (GBP)Buy 64 61.82 (GBP)Buy 64 61.67 (GBP)Buy 64 61.63 (GBP)Buy 64 61.66 (GBP)Buy 64 61.78 (GBP)Buy 64 61.81 (GBP)Buy 64 61.74 (GBP)Buy 64 61.89 (GBP)Buy 64 61.58 (GBP)Buy 64 61.44 (GBP)Buy 7 62.37 (GBP)Sell 3964 62.37 (GBP)Sell 1000 62 (GBP)Sell 960 61.56 (GBP)Sell 624 61.72 (GBP)Sell 522 61.86 (GBP)Sell 500 61.71 (GBP)Sell 480 61.85 (GBP)Sell 416 61.58 (GBP)Sell 360 61.57 (GBP)Sell 329 61.7 (GBP)Sell 311 62.01 (GBP)Sell 240 61.6 (GBP)Sell 220 61.49 (GBP)Sell 204 61.72 (GBP)Sell 194 61.96 (GBP)Sell 175 61.49 (GBP)Sell 160 62.37 (GBP)Sell 158 62.07 (GBP)Sell 155 61.7 (GBP)Sell 149 61.87 (GBP)Sell 143 61.99 (GBP)Sell 143 62.01 (GBP)Sell 141 62.01 (GBP)Sell 91 61.49 (GBP)Sell 87 62.07 (GBP)Sell 85 62 (GBP)Sell 81 61.62 (GBP)Sell 81 61.67 (GBP)Sell 81 61.64 (GBP)Sell 80 62.04 (GBP)Sell 80 61.95 (GBP)Sell 80 61.65 (GBP)Sell 80 61.94 (GBP)Sell 80 61.67 (GBP)Sell 64 61.75 (GBP)Sell 64 61.88 (GBP)Sell 64 61.85 (GBP)Sell 64 61.86 (GBP)Sell 64 61.71 (GBP)Sell 64 61.76 (GBP)Sell 64 61.82 (GBP)Sell 64 61.62 (GBP)Sell 64 61.89 (GBP)Sell 64 62.1 (GBP)Sell 49 62.02 (GBP)Sell 48 61.96 (GBP)Sell 48 61.98 (GBP)Sell 48 61.91 (GBP)Sell 47 61.95 (GBP)Sell 47 61.89 (GBP)Sell 46 61.95 (GBP)Sell 46 61.89 (GBP)Sell 46 61.95 (GBP)Sell 45 61.57 (GBP)Sell 42 61.89 (GBP)Sell 42 61.93 (GBP)Sell 41 61.89 (GBP)Sell 38 61.92 (GBP)Sell 36 61.72 (GBP)Sell 35 61.91 (GBP)Sell 34 61.98 (GBP)Sell 34 61.89 (GBP)Sell 33 61.95 (GBP)Sell 33 61.92 (GBP)Sell 33 61.57 (GBP)Sell 33 61.87 (GBP)Sell 32 61.89 (GBP)Sell 30 61.89 (GBP)Sell 26 61.92 (GBP)Sell 25 62.37 (GBP)Sell 25 61.92 (GBP)Sell 22 61.93 (GBP)Sell 20 61.92 (GBP)Sell 20 61.96 (GBP)Sell 19 61.95 (GBP)Sell 19 61.96 (GBP)Sell 15 61.49 (GBP)Sell 15 61.96 (GBP)Sell 15 61.95 (GBP)Sell 13 61.89 (GBP)Sell 13 61.89 (GBP)Sell 13 61.98 (GBP)Sell 13 61.91 (GBP)Sell 13 61.93 (GBP)Sell 13 61.96 (GBP)Sell 12 61.92 (GBP)Sell 12 61.57 (GBP)Sell 12 61.95 (GBP)Sell 11 61.89 (GBP)Sell 11 61.49 (GBP)Sell 9 61.49 (GBP)Sell 8 61.78 (GBP)Sell 8 62.06 (GBP)Sell 5 61.69 (GBP)Sell 3 61.89 (GBP)Sell 3 61.89 (GBP)Sell 2 61.49 (GBP)Sell 2 61.49 (GBP)TOTAL BUYS:3361 TOTAL SELLS:14457 (b) Derivatives transactions (other than options) Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 22-Apr-2008 09:16:25 Contact name Segal,Debra Telephone number 44 20 7883 4577 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) ADVISOR Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto