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EPT Disclosure

13th May 2008 10:50

RNS Number : 3059U
Citigroup GM Australia Pty Ltd
13 May 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

Company dealt in

Rio Tinto Ltd

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ord/Equity

Date of dealing

12 May 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

405,536 (0.09%)

120,273 (0.03%)

(2) Derivatives (other than options)

(0.00%)

 (0.00%)

(3) Options and agreements to purchase/sell

1,050,396 (0.23%)

 1,471,027 (0.32%)

Total

1,455,932   (0.32%)

1,591,300 (0.35%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

1754

146.76

1017

147.28999

1015

147

1009

147.5

1000

147.38001

995

147.38001

873

146.3

828

147.36

796

146.71001

766

146.67999

759

146.19

705

147.36

692

146.23

658

147.5

633

147

622

147.38001

600

146.71001

596

147.5

570

147.09

563

146.76

560

147.37

539

146.73

539

146.88001

532

147.03

525

147.03

498

147.32001

481

146.7

474

147.28999

470

147.46001

452

147

452

147.14999

448

146.2

448

147.38001

391

147.03

383

146.27

367

147

360

146.8

352

145.75

315

147.37

305

146.2

302

147.28999

301

146.64999

287

147.25

285

147.47

261

146.2

249

145.91

246

147.44

237

146.8

235

147.41

225

147.46001

221

147.36

215

146.28

213

147.25

209

147.03

208

146.67999

200

147

200

147.47

191

147.49001

184

147.44

183

147

180

146.2

173

147.49001

170

147.37

162

147.03

161

147.37

159

146.87

157

146.2

151

146.42999

151

146.71001

149

147.39

148

145.75

148

147.46001

145

147.5

144

147.47

140

147

136

147.28

135

147.38001

134

146.39

133

146.39

133

147.38001

131

147.03

130

147.09

128

146.71001

124

147.36

120

147.28

118

146.76

118

147.5

109

146.3

108

147.49001

100

146.87

100

147.47

100

147.38001

100

147.38001

100

147.38001

100

147.39

100

147.39

100

147.39999

99

147.03

94

147.38001

89

146.89999

88

147.38001

86

147.06

81

146.82001

80

146.27

80

146.99001

79

147.38001

78

145.91

74

147.5

73

147.23

73

145.91

71

147.45

69

147.03

68

147.37

67

146.39

66

147.44

66

147.39

64

147.38001

63

146.28999

63

147.34

61

147.38001

60

146.71001

60

147.5

60

147.38001

60

147.38001

59

147.39

59

147.41

59

147.41

55

146.28

54

147.38001

53

146.82001

49

146.83

48

146.76

47

146.64

46

147.45

46

146.19

45

146.89

43

146.2

43

146.8

41

147.36

41

146.28999

41

147.41

39

146.3

39

146.83

39

147.5

38

146.81

38

147

37

146.2

37

146.7

37

147.36

35

147.49001

35

147

34

147.38001

34

147.39

32

146.19

32

147.37

31

146.64999

31

147.03

30

146.72

30

146.85001

30

147.09

29

147.41

28

147.46001

28

146.19

28

147

28

147.13001

28

147.28999

27

146.23

27

146.81

26

146.67999

26

147.39

26

147.39

25

146.83

25

146.85001

25

146.87

25

146.89999

25

147

22

147.38001

22

147.38001

21

146.28999

21

146.73

21

146.67999

21

146.71001

21

146.89

21

147.45

21

147.47

20

146.99001

20

147

20

147.22

18

146.3

18

146.7

16

146.76

16

146.73

16

147.37

16

147.09

16

147.03

15

147.22

15

147.39

15

147.39999

14

146.25

14

146.28999

14

147.22

13

146.8

13

146.83

13

147.37

13

147

13

147.03

12

147.46001

12

147.38001

11

146.67999

11

147.38001

10

146.2

10

146.83

10

147.37

9

146.71001

9

147.49001

9

147.5

8

147.16

8

147.22

8

147.31

7

146.83

7

147.49001

6

147.28999

6

147.33

6

147.38001

6

147.38001

5

146.23

5

146.2

5

146.42

5

146.71001

5

147.38001

5

147.38001

4

147.36

4

146.23

4

146.19

4

146.19

4

146.19

4

146.25

4

146.25

4

146.67999

4

146.67999

4

146.83

4

147.13001

4

147.28999

4

147.28999

4

147.45

4

147.46001

4

147.47

4

147.5

4

147.49001

4

147.03

4

147.03

4

147.03

3

147.36

3

146.23

3

146.19

3

147.5

3

147.49001

3

147.36

3

147.38001

3

147.38001

3

147.06

2

147.49001

2

147.38001

1

146.8

1

146.76

1

146.39

1

146.7

1

146.71001

1

146.82001

1

147.36

1

147.38001

Total

39,611

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

146.16

-1

146.39

-1

146.7

-1

146.71001

-1

146.82001

-1

147.36

-1

147.38001

-2

146.2

-2

147.28

-2

147.38001

-2

147.49001

-2

147.38001

-3

146.13001

-3

146.19

-3

147.01

-3

147

-3

146.23

-3

146.19

-3

147.06

-3

147.49001

-3

147.5

-3

147.36

-3

147.38001

-3

147.38001

-4

146.19

-4

146.19

-4

146.23

-4

146.19

-4

146.25

-4

146.25

-4

146.67999

-4

146.67999

-4

146.83

-4

147.13001

-4

147.03

-4

147.03

-4

147.28999

-4

147.28999

-4

147.45

-4

147.46001

-4

147.47

-4

147.5

-4

147.49001

-4

147.03

-5

146.17999

-5

146.23

-5

146.2

-5

146.42

-5

146.71001

-5

147.38001

-5

147.38001

-6

147.28999

-6

147.33

-6

147.38001

-6

147.38001

-7

146.17

-7

146.13001

-7

146.83

-7

147.49001

-8

147.16

-8

147.22

-8

147.31

-9

146.17999

-9

146.71001

-9

147.36

-9

146.71001

-9

147.49001

-9

147.5

-10

146.2

-10

146.83

-10

147.37

-11

145.97

-11

146.14

-11

147.47

-11

146.67999

-11

147.38001

-12

147.38001

-13

146.2

-13

146.83

-13

147.37

-13

147

-13

147.03

-14

146.25

-14

146.28999

-14

147.22

-15

147.35001

-15

146.86

-15

147

-15

147.22

-15

147.39

-15

147.39999

-16

147.38001

-16

146.73

-16

147.37

-16

147.03

-16

147.09

-17

146.95

-18

145.91

-18

146.17999

-18

146.99001

-18

146.91

-18

146.3

-18

146.7

-19

147.39

-20

147

-20

147

-20

146.99001

-20

147.22

-21

146.73

-21

146.28999

-21

146.73

-21

146.67999

-21

146.71001

-21

146.89

-21

147.45

-21

147.47

-22

147.38001

-22

147.38001

-23

147.73

-24

147.47

-25

146.83

-25

146.85001

-25

146.87

-25

146.89999

-25

147

-26

146.67999

-26

147.39

-26

147.39

-27

146.11

-27

146.23

-27

146.81

-28

145.97

-28

146.07001

-28

146.19

-28

147

-28

147.28999

-28

147.13001

-29

146.83

-29

147.41

-30

146.72

-30

146.85001

-30

147.09

-31

146.64999

-31

147.03

-32

146.19

-32

147.37

-34

147.67999

-34

147.38001

-34

147.39

-35

147

-35

147.49001

-35

147

-37

146.2

-37

146.2

-37

146.7

-37

147.36

-38

147.45

-38

146.81

-38

147

-39

146.94

-39

146.3

-39

146.83

-39

147.5

-41

146.28999

-41

147.41

-43

146.2

-43

146.71001

-43

146.2

-43

146.8

-45

146.89

-46

146.19

-47

146.64

-49

146.83

-50

146.07001

-52

146.13001

-53

147.28999

-53

146.82001

-54

147.38001

-55

147.45

-55

146.28

-57

147.3

-59

147.39

-59

147.41

-59

147.41

-60

146.23

-60

146.71001

-60

147.5

-60

147.38001

-60

147.38001

-61

147.38001

-62

146.14

-62

147.45

-63

146.23

-63

146.28999

-63

147.34

-64

147.38001

-66

147.44

-66

147.39

-67

146.39

-68

147.37

-69

147.45

-69

147.03

-70

146.17999

-72

147.01

-73

145.91

-73

147.23

-74

147.5

-76

147.28999

-77

147.69

-79

146.98

-79

147.38001

-80

146.22

-80

146.27

-80

146.99001

-81

146.82001

-83

147.46001

-86

147.06

-88

146.87

-88

147.28999

-88

147.38001

-89

146.89999

-90

147.75

-94

147.38001

-96

147.28

-99

147.03

-100

146.11

-100

146.87

-100

147.47

-100

147.38001

-100

147.38001

-100

147.38001

-100

147.39

-100

147.39

-100

147.39999

-101

147.28999

-104

146.73

-107

146

-108

147.49001

-109

146.3

-110

145.85001

-114

147.31

-114

147.44

-118

147.5

-120

147.28

-125

147.75

-128

146.71001

-130

147.09

-131

147.44

-131

147.03

-133

146.88001

-133

146.39

-133

147.38001

-134

146.39

-135

147.38001

-136

147.45

-136

147.28

-137

147

-138

147.36

-139

147.69

-140

147

-141

147.31

-141

147.28999

-144

147.47

-145

147.5

-149

147.36

-149

147.39

-151

146.42999

-151

146.71001

-155

147.28999

-157

147.47

-157

146.2

-159

146.87

-159

146.87

-161

147.37

-162

147.03

-164

147.45

-166

146.73

-170

147.37

-171

146.94

-173

147.49001

-174

147.28

-178

146.88001

-180

146.2

-181

146.39999

-181

147.03

-182

147.74001

-183

147

-184

147.44

-187

147.60001

-191

147.49001

-195

147.5

-200

147

-200

147.47

-208

146.67999

-209

145.92

-209

147.03

-213

147.25

-215

146.28

-221

147.36

-221

147.36

-222

145.92

-235

147.41

-241

145.92

-242

147.28

-246

147.44

-247

146.76

-253

147.67999

-261

146.2

-282

146.17999

-285

147.47

-287

147.25

-292

147.48

-292

146.89999

-295

146.13001

-299

145.99001

-300

146.89999

-300

146.99001

-301

146.64999

-302

147.28999

-302

147.28999

-305

146.2

-305

146.2

-315

147.37

-320

146.21001

-367

147

-383

146.27

-391

147.03

-424

147.3

-448

146.2

-448

146.2

-448

147.38001

-452

147

-452

147.14999

-457

146.17999

-474

147.28999

-481

146.7

-492

145.92

-498

147.32001

-500

145.97

-500

145.59

-500

146.11

-500

145.92

-500

147.60001

-525

147.03

-532

147.03

-532

147.03

-539

146.73

-539

146.88001

-539

146.73

-539

146.88001

-560

147.37

-570

147.09

-575

146.26

-596

147.5

-600

146.71001

-622

147.38001

-633

147

-658

147.5

-689

147.38001

-692

146.23

-692

146.23

-705

147.36

-705

147.36

-759

146.19

-759

146.19

-766

146.67999

-796

146.71001

-796

146.71001

-828

147.36

-873

146.3

-981

146.09

-995

147.38001

-1000

147.38001

-1009

147.5

-1015

147

-1017

147.28999

-1021

147.03999

-1021

146.96001

-1190

146.83

-1490

146.94

-1872

146.89999

-2000

146.11

Total

65,446

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (AUD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

Call Option

Purchasing

3,600

120

European

20080828

5.84

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

13 May 2008

Contact name

Pavla Trskova

Telephone number

02890 409544

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

P

purchased

200000

120

A

20080925

P

purchased

140000

130

A

20081218

P

purchased

130000

60

A

20080925

P

purchased

120000

110

E

20080529

P

purchased

100000

132

A

20080925

C

purchased

52000

128

A

20080529

P

purchased

50979

56.1501

A

20101011

P

purchased

40000

74.25

E

20110727

P

purchased

39000

58

A

20080925

P

purchased

30588

56.0324

E

20081103

P

purchased

6920

116.82

A

20120711

P

purchased

6789

94.91

A

20110623

P

purchased

6646

37.6132

E

20091001

P

purchased

6646

37.6132

E

20091001

P

purchased

6415

77.94

E

20100219

P

purchased

6415

77.94

E

20100219

P

purchased

6268

88.6

A

20120327

P

purchased

5906

119.75

A

20120628

P

purchased

5428

92.64

A

20110624

P

purchased

5066

109.19

A

20120530

P

purchased

4886

97.272

A

20120828

P

purchased

4420

88.07

A

20110623

P

purchased

4320

99.12

A

20120425

P

purchased

3801

96.12

A

20110623

P

purchased

3468

164.66

A

20121227

P

purchased

3188

115.61

A

20120613

P

purchased

3105

99.8

A

20110428

P

purchased

2994

85.04

A

20110328

P

purchased

2862

119

A

20120711

P

purchased

2591

38.5842

E

20091201

P

purchased

2591

38.5842

E

20091201

P

purchased

2269

44.0766

E

20080630

P

purchased

2269

44.0766

E

20080630

P

purchased

2248

73.8533

A

20101229

P

purchased

2024

98.79

E

20100629

P

purchased

2024

98.79

E

20100629

C

purchased

2000

78.46

A

20090924

P

purchased

1976

160.932

A

20121128

P

purchased

1936

174.48

A

20130521

P

purchased

1792

153.6

A

20130107

P

purchased

1370

85.0735

A

20110228

P

purchased

1273

78.5

E

20110630

P

purchased

1273

78.5

E

20110630

P

purchased

1188

105.3

A

20110523

P

purchased

1152

43.3704

E

20100628

P

purchased

1152

43.3704

E

20100628

P

purchased

1152

43.3704

E

20100628

P

purchased

1152

43.3704

E

20100628

P

purchased

1132

83.22

A

20111007

C

purchased

1000

106

A

20080626

P

purchased

869

89.4361

A

20110207

P

purchased

765

43.9589

E

20080630

P

purchased

765

43.9589

E

20080630

P

purchased

725

138

A

20130228

P

purchased

561

89

E

20100809

P

purchased

561

89

E

20100809

P

purchased

514

77.8

E

20090630

P

purchased

514

77.8

E

20090630

P

purchased

464

95.75

E

20100629

P

purchased

464

95.75

E

20100629

P

purchased

454

44.0766

E

20080630

P

purchased

454

44.0766

E

20080630

P

purchased

422

138.11

E

20120416

P

purchased

422

138.11

E

20120416

P

purchased

405

98.1

A

20100625

P

purchased

400

131.96

A

20130205

P

purchased

392

131.14

A

20121011

P

purchased

388

77.2

E

20110627

P

purchased

388

77.2

E

20110627

P

purchased

365

137

A

20130328

P

purchased

337

29.61

E

20080625

P

purchased

332

75.22

E

20100524

P

purchased

332

75.22

E

20100524

P

purchased

302

82.55

E

20100517

P

purchased

302

82.55

E

20100517

P

purchased

290

95.75

E

20100628

P

purchased

290

95.75

E

20100628

P

purchased

268

135.22

A

20110412

P

purchased

266

94.08

A

20110728

P

purchased

254

78.6

E

20110707

P

purchased

254

78.6

E

20110707

P

purchased

236

84.55

E

20110509

P

purchased

236

84.55

E

20110509

P

purchased

208

95.7

E

20120905

P

purchased

208

95.7

E

20120905

P

purchased

203

98.22

E

20120912

P

purchased

203

98.22

E

20120912

P

purchased

191

78.5

E

20110630

P

purchased

191

78.5

E

20110630

P

purchased

191

78.5

E

20110630

P

purchased

191

78.5

E

20110630

P

purchased

160

131.2

A

20130328

P

purchased

159

94.02

A

20110728

P

purchased

141

93.6

A

20110728

P

purchased

138

92.66

A

20110728

P

purchased

117

128.71

A

20110224

P

purchased

115

130.34

A

20121220

P

purchased

81

124.35

A

20130228

P

purchased

79

127.31

A

20130228

P

purchased

78

128.75

A

20130228

P

purchased

77

129.41

A

20121220

P

written

-191

78.5

E

20110630

P

written

-191

78.5

E

20110630

C

written

-200

65

A

20081127

P

written

-203

98.22

E

20120912

P

written

-208

95.7

E

20120905

P

written

-236

84.55

E

20110509

P

written

-254

78.6

E

20110707

P

written

-290

95.75

E

20100628

P

written

-302

82.55

E

20100517

P

written

-332

75.22

E

20100524

P

written

-388

77.2

E

20110627

P

written

-422

138.11

E

20120416

P

written

-454

44.0766

E

20080630

P

written

-464

95.75

E

20100629

P

written

-514

77.8

E

20090630

P

written

-561

89

E

20100809

P

written

-765

43.9589

E

20080630

P

written

-1000

94

A

20080626

P

written

-1152

43.3704

E

20100628

P

written

-1152

43.3704

E

20100628

P

written

-1273

78.5

E

20110630

P

written

-2000

77

A

20111222

C

written

-2020

42.5

A

20080623

P

written

-2024

98.79

E

20100629

P

written

-2269

44.0766

E

20080630

P

written

-2591

38.5842

E

20091201

P

written

-5000

68

A

20101223

C

written

-5400

120

E

20080828

C

written

-5682

64

A

20090619

P

written

-6415

77.94

E

20100219

P

written

-6646

37.6132

E

20091001

C

written

-8658

53.463

A

20120628

P

written

-10000

100

A

20080626

P

written

-10000

128

A

20080626

P

written

-16000

124

A

20080626

P

written

-17000

126

A

20080626

P

written

-18000

74

A

20080626

C

written

-22770

105

A

20081127

C

written

-33000

85

A

20111222

P

written

-44000

72

A

20081218

C

written

-49000

150

A

20080626

C

written

-50000

122

A

20081218

P

written

-57000

80

A

20111222

P

written

-71000

75

A

20111222

C

written

-75000

56.89

A

20090924

P

written

-100000

136

A

20080626

P

written

-112000

68.66

A

20090924

P

written

-140000

110

A

20081218

C

written

-145000

90

A

20080626

P

written

-200000

138

A

20080925

P

written

-242000

78.46

A

20090924

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.  Full details of any existing agreements to purchase or to sell should also be given on this form.  

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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