3rd Apr 2008 15:07
Macquarie Group Limited03 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in BHP Billiton Limited Class of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000BHP4 Date of dealing 2 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevantsecurities 6,545,144 0.19%(2)Derivatives(other thanoptions) 536,887 0.01%(3) Optionsand agreementstopurchase/sell 5,966,580 0.17% Total 0 0.00% 9,045,070 0.37% (c) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (d) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (e) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities (Note Price per unit (Note 5) 6) 4)e.g. CFDSee AnnexureB I Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)SeeAnnexureC (f) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (g) Other dealings (including new securities) (Note 3) Nature of Transaction Quantity Price Per Unit (if applicable)Loan of securities 395,490 N/AReturn of borrowed securities 350,000 N/AReturn of loaned securities 390,000 N/ACollateral delivered 2,500,000 N/ACollateral delivery returns 2,500,000 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 3 April 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) Connected principal trader ANNEXURE A Buy Sell Exec Quantity Exec Price (AUD) BUY 84300.00 00.01 BUY 538684.00 00.01 BUY 1017.00 37.00 BUY 04.00 36.98 BUY 2025.00 36.98 BUY 550.00 36.96 BUY 131.00 36.71 BUY 1482.00 36.72 BUY 2041.00 36.60 BUY 56.00 36.74 BUY 800.00 36.74 BUY 920.00 36.74 BUY 378.00 36.71 BUY 41.00 36.71 BUY 300.00 36.71 BUY 141.00 36.71 BUY 687.00 36.70 BUY 688.00 36.71 BUY 687.00 36.71 BUY 487.00 36.71 BUY 30.00 36.71 BUY 329.00 36.65 BUY 276.00 36.78 BUY 2293.00 36.72 BUY 115.00 36.72 BUY 2412.00 36.71 BUY 781.00 36.71 BUY 425.00 36.71 BUY 345.00 36.74 BUY 377.00 36.74 BUY 08.00 36.74 BUY 231.00 36.74 BUY 41.00 36.74 BUY 700.00 36.74 BUY 300.00 36.74 BUY 100.00 36.74 BUY 475.00 36.67 BUY 475.00 36.67 BUY 951.00 36.67 BUY 125.00 36.72 BUY 482.00 36.72 BUY 607.00 36.72 BUY 35.00 36.73 BUY 1159.00 36.73 BUY 808.00 36.75 BUY 259.00 36.66 BUY 417.00 36.65 BUY 1898.00 36.56 BUY 52.00 36.56 BUY 152.00 36.72 BUY 56.00 36.72 BUY 30.00 36.72 BUY 133.00 36.72 BUY 238.00 36.63 BUY 202.00 36.63 BUY 536.00 36.63 BUY 137.00 36.63 BUY 39.00 36.63 BUY 19.00 36.63 BUY 148.00 37.07 BUY 64.00 37.07 BUY 242.00 37.07 BUY 146.00 37.07 BUY 749.00 36.98 BUY 4251.00 36.98 BUY 10.00 36.92 BUY 190.00 36.92 BUY 30.00 36.83 BUY 70.00 36.83 BUY 700.00 36.81 BUY 103.00 36.59 BUY 197.00 36.60 BUY 22.00 36.73 BUY 5000.00 36.73 BUY 938.00 36.73 BUY 40.00 36.73 BUY 200.00 36.70 BUY 1000.00 36.74 BUY 129.00 36.66 BUY 171.00 36.66 BUY 500.00 36.71 BUY 300.00 36.78 BUY 1000.00 36.78 BUY 142.00 36.72 BUY 58.00 36.72 BUY 200.00 36.72 BUY 300.00 36.76 BUY 541.00 36.68 BUY 855.00 36.68 BUY 1103.00 36.82 BUY 3897.00 36.82 BUY 5000.00 36.55 BUY 366000.00 67.88 BUY 10000.00 65.45 SELL -200996.00 37.31 SELL -545000.00 00.01 SELL -3313.00 37.10 SELL -800.00 37.10 SELL -2654.00 37.10 SELL -269.00 37.10 SELL -483.00 37.10 SELL -1446.00 37.10 SELL -4520.00 37.10 SELL -4399.00 37.10 SELL -500.00 37.10 SELL -300.00 37.10 SELL -1316.00 37.10 SELL -2684.00 37.10 SELL -2000.00 37.10 SELL -11.00 37.10 SELL -156.00 37.10 SELL -740.00 37.10 SELL -4520.00 37.10 SELL -500.00 37.10 SELL -4520.00 37.10 SELL -300.00 37.10 SELL -110.00 37.10 SELL -4459.00 37.10 SELL -10000.00 37.10 SELL -4000.00 37.10 SELL -2000.00 37.06 SELL -209.00 37.02 SELL -800.00 37.02 SELL -1000.00 37.02 SELL -2412.00 37.02 SELL -100.00 37.02 SELL -5103.00 36.91 SELL -100.00 36.90 SELL -200.00 36.90 SELL -76.00 36.90 SELL -290.00 36.93 SELL -492.00 36.99 SELL -603.00 36.95 SELL -505.00 36.95 SELL -500.00 36.88 SELL -200.00 36.88 SELL -301.00 36.88 SELL -386.00 36.83 SELL -176.00 36.83 SELL -249.00 36.79 SELL -11.00 36.77 SELL -2002.00 36.77 SELL -846.00 36.54 SELL -264.00 36.57 SELL -50.00 36.77 SELL -194.00 36.76 SELL -3214.00 36.76 SELL -746.00 36.85 SELL -155.00 36.78 SELL -272.00 36.68 SELL -02.00 36.68 SELL -2427.00 36.68 SELL -606.00 36.69 SELL -657.00 36.65 SELL -2435.00 36.65 SELL -303.00 36.65 SELL -82.00 36.65 SELL -224.00 36.65 SELL -1215.00 36.66 SELL -52.00 36.69 SELL -122.00 36.69 SELL -226.00 36.69 SELL -1210.00 36.69 SELL -1210.00 36.69 SELL -2423.00 36.69 SELL -776.00 36.69 SELL -15.00 36.69 SELL -153.00 36.68 SELL -678.00 36.68 SELL -495.00 36.68 SELL -210.00 36.68 SELL -93.00 36.68 SELL -1210.00 36.68 SELL -812.00 36.74 SELL -1000.00 36.65 SELL -309.00 36.65 SELL -280.00 36.65 SELL -147.00 36.65 SELL -19.00 36.65 SELL -39.00 36.65 SELL -305.00 36.65 SELL -881.00 36.65 SELL -44.00 36.75 SELL -1700.00 36.75 SELL -1955.00 36.84 SELL -1395.00 36.70 SELL -1000.00 37.10 SELL -500.00 36.96 SELL -29.00 36.77 SELL -37.00 36.77 SELL -434.00 36.77 SELL -250.00 36.57 SELL -275.00 36.57 SELL -725.00 36.57 SELL -117.00 36.69 SELL -50.00 36.69 SELL -273.00 36.69 SELL -60.00 36.69 SELL -800.00 36.60 SELL -300.00 36.65 SELL -474.00 36.67 SELL -5526.00 36.67 SELL -9890.00 37.10 SELL -05.00 37.10 SELL -105.00 37.10 SELL -398.00 36.86 SELL -841.00 36.74 SELL -416.00 36.74 SELL -3000.00 36.74 SELL -200.00 36.74 SELL -59.00 36.74 SELL -80.00 36.74 SELL -70.00 36.74 SELL -334.00 36.74 SELL -462.00 36.74 SELL -832.00 36.74 SELL -30.00 36.74 SELL -68.00 36.74 SELL -51.00 36.74 SELL -51.00 36.74 SELL -1000.00 36.74 SELL -66.00 36.74 SELL -2580.00 36.74 SELL -663.00 36.74 SELL -1000.00 36.74 SELL -1000.00 36.74 SELL -2793.00 36.74 SELL -6437.00 36.75 SELL -3563.00 36.75 SELL -10000.00 37.28 SELL -42150.00 67.68 SELL -269342.00 67.68 SELL -5000.00 67.83 SELL -5000.00 68.10 5486.00 OTC sale to custodian at market. TOTAL BUYS 1,063,249 TOTAL SELLS 1,227,498 ANNEXURE B Type BuySell Exec Quantity Exec Price (AUD)CFDS BUY 1000.00 37.10CFDS BUY 500.00 36.96CMBO BUY 86.00 00.01CFDS BUY 37.00 36.77CFDS BUY 29.00 36.77CFDS BUY 434.00 36.77CFDS BUY 250.00 36.57CFDS BUY 275.00 36.57CFDS BUY 725.00 36.57CFDS BUY 117.00 36.69CFDS BUY 50.00 36.69CFDS BUY 273.00 36.69CFDS BUY 60.00 36.69CFDS BUY 800.00 36.60CFDS BUY 300.00 36.65CFDS BUY 474.00 36.67CFDS BUY 5526.00 36.67CFDS SELL -148.00 37.07CFDS SELL -64.00 37.07CFDS SELL -242.00 37.07CFDS SELL -146.00 37.07CFDS SELL -749.00 36.98CFDS SELL -4251.00 36.98CFDS SELL -10.00 36.92CFDS SELL -103.00 36.59CFDS SELL -190.00 36.92CFDS SELL -30.00 36.83CFDS SELL -70.00 36.83CFDS SELL -700.00 36.81CFDS SELL -197.00 36.60CFDS SELL -22.00 36.73CFDS SELL -5000.00 36.73CFDS SELL -938.00 36.73CFDS SELL -40.00 36.73CFDS SELL -200.00 36.70CFDS SELL -1000.00 36.74CFDS SELL -171.00 36.66CFDS SELL -129.00 36.66CFDS SELL -500.00 36.71CFDS SELL -300.00 36.78CFDS SELL -1000.00 36.78CFDS SELL -142.00 36.72CFDS SELL -58.00 36.72CFDS SELL -200.00 36.72CFDS SELL -300.00 36.76 TOTAL BUYS 10,936 TOTAL SELLS 16,900 ANNEXURE C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro ExpiryCall Option BUY 25.00 01.42 38.50 American 20080529Call Option BUY 01.00 01.30 39.00 American 20080529Call Option BUY 01.00 01.23 39.00 American 20080529Call Option BUY 20000.00 00.47 40.00 European 20080529Call Option BUY 10000.00 00.47 40.00 European 20080529Put Option BUY 10000.00 00.28 35.00 European 20080423Call Option BUY 2000.00 00.76 37.00 European 20080529Put Option BUY 20000.00 00.55 37.00 European 20080423Put Option BUY 20000.00 00.55 37.00 European 20080423Put Option BUY 10000.00 00.55 37.00 European 20080423Put Option BUY 20000.00 00.55 37.00 European 20080423Put Option BUY 10000.00 00.31 32.00 European 20080529Put Option BUY 4500.00 00.32 32.00 European 20080529Put Option BUY 2000.00 11.09 26.93 European 30/06/2008Put Option BUY 200.00 09.64 32.00 European 17/11/2016Put Option BUY 400.00 17.07 20.00 European 19/05/2016Put Option BUY 1400.00 22.56 15.72 European 30/06/2011Put Option BUY 5000.00 04.50 32.00 European 27/09/2007Put Option BUY 1500.00 00.79 40.00 European 23/04/2008Put Option BUY 2500.00 00.80 40.00 European 23/04/2008Put Option BUY 10000.00 00.75 40.00 European 23/04/2008Put Option BUY 250.00 07.28 34.00 European 25/10/2007Put Option BUY 750.00 07.28 34.00 European 25/10/2007Put Option BUY 3000.00 07.09 34.00 European 25/10/2007Put Option SELL -4000.00 00.80 39.00 European 20080423Put Option SELL -5000.00 00.78 39.00 European 20080423Call Option SELL -20000.00 00.48 40.00 European 20080529Call Option SELL -10000.00 00.48 40.00 European 20080529Put Option SELL -10000.00 00.30 35.00 European 20080423Call Option SELL -2000.00 00.78 37.00 European 20080529Put Option SELL -20000.00 00.55 37.00 European 20080423Put Option SELL -5000.00 00.55 37.00 European 20080423Put Option SELL -20000.00 00.56 37.00 European 20080423Put Option SELL -5000.00 00.56 37.00 European 20080423Put Option SELL -10000.00 00.56 37.00 European 20080423Put Option SELL -10000.00 00.55 37.00 European 20080423Put Option SELL -10000.00 00.55 37.00 European 20080423Put Option SELL -20000.00 00.55 37.00 European 20080423Put Option SELL -20000.00 00.55 37.00 European 20080423Put Option SELL -10000.00 00.55 37.00 European 20080423Put Option SELL -20000.00 00.32 32.00 European 20080529Put Option SELL -10000.00 00.32 32.00 European 20080529Put Option SELL -4500.00 00.34 32.00 European 20080529Put Option SELL -500.00 14.22 25.00 European 17/11/2016Put Option SELL -500.00 14.22 25.00 European 17/11/2016Put Option SELL -1000.00 14.22 25.00 European 17/11/2016Put Option SELL -198.00 25.26 23.00 European 29/06/2018Put Option SELL -2000.00 10.84 26.93 European 30/06/2008Put Option SELL -1000.00 10.90 26.93 European 30/06/2008Put Option SELL -200.00 10.90 26.93 European 30/06/2008Put Option SELL -2079.00 09.60 32.00 European 17/11/2016Put Option SELL -425.00 09.55 32.00 European 17/11/2016Put Option SELL -930.00 09.61 32.00 European 17/11/2016Put Option SELL -455.00 21.95 20.00 European 28/06/2013Put Option SELL -227.00 22.01 20.00 European 28/06/2013Put Option SELL -3000.00 04.40 32.00 European 27/09/2007Put Option SELL -1250.00 04.47 32.00 European 27/09/2007Put Option SELL -1000.00 04.46 32.00 European 27/09/2007Put Option SELL -1000.00 04.47 32.00 European 27/09/2007Put Option SELL -1750.00 04.47 32.00 European 27/09/2007Put Option SELL -2000.00 04.49 32.00 European 27/09/2007Put Option SELL -2000.00 12.78 28.00 European 20/12/2007 TOTAL BUYS 153,527 TOTAL SELLS 237,014 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group