26th Nov 2008 11:20
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
Rio Tinto Limited |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary |
|
Date of dealing |
25 NOVEMBER 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
|
|
Long |
|
Short |
|
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
23,360 |
0.01% |
0 |
0.00% |
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
23,360 |
0.01% |
0 |
0.00% |
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
|
Class of relevant security: |
Long |
|
Short |
|
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
||||
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
Rights to subscribe (Note 2)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 4) |
|
SALE |
1167 |
6490 AUD Cents |
|
SALE |
400 |
6481 |
|
SALE |
100 |
6481 |
|
SALE |
300 |
6481 |
|
SALE |
100 |
6481 |
|
PURCHASE |
483 |
6490 |
|
PURCHASE |
153 |
6490 |
|
SALE |
100 |
6489 |
|
SALE |
100 |
6489 |
|
SALE |
100 |
6489 |
|
SALE |
100 |
6489 |
|
PURCHASE |
199 |
6493 |
|
PURCHASE |
657 |
6494 |
|
SALE |
329 |
6493 |
|
SALE |
700 |
6490 |
|
SALE |
100 |
6490 |
|
SALE |
132 |
6490 |
|
SALE |
200 |
6490 |
|
SALE |
200 |
6490 |
|
SALE |
189 |
6490 |
|
SALE |
100 |
6490 |
|
SALE |
443 |
6489 |
|
SALE |
484 |
6490 |
|
PURCHASE |
150 |
6495 |
|
PURCHASE |
435 |
6495 |
|
PURCHASE |
300 |
6495 |
|
SALE |
400 |
6482 |
|
SALE |
488 |
6485 |
|
PURCHASE |
177 |
6464 |
|
SALE |
191 |
6461 |
|
PURCHASE |
285 |
6453 |
|
PURCHASE |
55 |
6452 |
|
PURCHASE |
30 |
6452 |
|
PURCHASE |
492 |
6452 |
|
PURCHASE |
1 |
6452 |
|
PURCHASE |
377 |
6447 |
|
PURCHASE |
1000 |
6452 |
|
SALE |
334 |
6449 |
|
SALE |
1372 |
6445 |
|
SALE |
250 |
6435 |
|
SALE |
230 |
6421 |
|
SALE |
32 |
6436 |
|
SALE |
8 |
6436 |
|
PURCHASE |
241 |
6450 |
|
PURCHASE |
1787 |
6441 |
|
PURCHASE |
1 |
6444 |
|
PURCHASE |
199 |
6444 |
|
SALE |
79 |
6460 |
|
SALE |
727 |
6459 |
|
SALE |
182 |
6459 |
|
SALE |
316 |
6464 |
|
SALE |
86 |
6464 |
|
SALE |
130 |
6458 |
|
SALE |
18 |
6458 |
|
SALE |
42 |
6458 |
|
SALE |
498 |
6446 |
|
SALE |
125 |
6446 |
|
PURCHASE |
1000 |
6469 |
|
PURCHASE |
2864 |
6469 |
|
SALE |
800 |
6471 |
|
SALE |
139 |
6471 |
|
SALE |
481 |
6475 |
|
SALE |
141 |
6475 |
|
SALE |
41 |
6483 |
|
SALE |
389 |
6483 |
|
SALE |
96 |
6483 |
|
SALE |
767 |
6470 |
|
SALE |
24 |
6469 |
|
SALE |
250 |
6469 |
|
PURCHASE |
100 |
6471 |
|
PURCHASE |
321 |
6474 |
|
SALE |
1191 |
6469 |
|
PURCHASE |
140 |
6486 |
|
PURCHASE |
110 |
6486 |
|
SALE |
237 |
6491 |
|
PURCHASE |
200 |
6494 |
|
PURCHASE |
348 |
6494 |
|
PURCHASE |
150 |
6494 |
|
PURCHASE |
400 |
6494 |
|
PURCHASE |
130 |
6495 |
|
PURCHASE |
616 |
6495 |
|
PURCHASE |
731 |
6495 |
|
PURCHASE |
100 |
6495 |
|
PURCHASE |
2000 |
6495 |
|
PURCHASE |
200 |
6495 |
|
PURCHASE |
72 |
6495 |
|
PURCHASE |
903 |
6492 |
|
PURCHASE |
200 |
6502 |
|
PURCHASE |
70 |
6505 |
|
PURCHASE |
200 |
6508 |
|
PURCHASE |
50 |
6520 |
|
PURCHASE |
400 |
6520 |
|
PURCHASE |
170 |
6520 |
|
PURCHASE |
400 |
6520 |
|
SALE |
200 |
6525 |
|
SALE |
193 |
6524 |
|
SALE |
100 |
6524 |
|
SALE |
150 |
6524 |
|
SALE |
25 |
6524 |
|
SALE |
255 |
6520 |
|
SALE |
1 |
6522 |
|
SALE |
1 |
6522 |
|
SALE |
300 |
6522 |
|
PURCHASE |
296 |
6530 |
|
PURCHASE |
35 |
6530 |
|
PURCHASE |
200 |
6530 |
|
SALE |
549 |
6524 |
|
SALE |
258 |
6524 |
|
SALE |
56 |
6523 |
|
SALE |
100 |
6523 |
|
SALE |
25 |
6523 |
|
SALE |
152 |
6520 |
|
SALE |
1 |
6520 |
|
SALE |
38 |
6520 |
|
SALE |
1788 |
6520 |
|
SALE |
753 |
6520 |
|
SALE |
134 |
6522 |
|
SALE |
232 |
6523 |
|
SALE |
1 |
6519 |
|
SALE |
157 |
6519 |
|
SALE |
100 |
6513 |
|
SALE |
1692 |
6513 |
|
SALE |
25 |
6518 |
|
SALE |
451 |
6518 |
|
SALE |
132 |
6495 |
|
PURCHASE |
100 |
6495 |
|
PURCHASE |
510 |
6500 |
|
PURCHASE |
70 |
6500 |
|
PURCHASE |
92 |
6500 |
|
SALE |
41 |
6513 |
|
SALE |
59 |
6512 |
|
SALE |
660 |
6514 |
|
PURCHASE |
638 |
6520 |
|
PURCHASE |
500 |
6520 |
|
PURCHASE |
30 |
6520 |
|
PURCHASE |
500 |
6520 |
|
PURCHASE |
30 |
6520 |
|
PURCHASE |
100 |
6534 |
|
PURCHASE |
752 |
6534 |
|
SALE |
387 |
6535 |
|
PURCHASE |
273 |
6530 |
|
PURCHASE |
93 |
6543 |
|
PURCHASE |
84 |
6543 |
|
PURCHASE |
324 |
6550 |
|
PURCHASE |
1000 |
6550 |
|
PURCHASE |
100 |
6550 |
|
PURCHASE |
100 |
6550 |
|
PURCHASE |
500 |
6550 |
|
PURCHASE |
50 |
6550 |
|
PURCHASE |
287 |
6550 |
|
PURCHASE |
25 |
6550 |
|
PURCHASE |
500 |
6550 |
|
PURCHASE |
930 |
6550 |
|
PURCHASE |
1 |
6551 |
|
PURCHASE |
237 |
6551 |
|
PURCHASE |
1 |
6551 |
|
PURCHASE |
288 |
6551 |
|
PURCHASE |
1 |
6551 |
|
PURCHASE |
7 |
6551 |
|
PURCHASE |
56 |
6551 |
|
PURCHASE |
288 |
6551 |
|
PURCHASE |
307 |
6552 |
|
SALE |
100 |
6550 |
|
SALE |
1000 |
6550 |
|
SALE |
275 |
6548 |
|
SALE |
103 |
6547 |
|
SALE |
33 |
6547 |
|
SALE |
84 |
6547 |
|
SALE |
739 |
6535 |
|
SALE |
280 |
6535 |
|
SALE |
1284 |
6535 |
|
SALE |
223 |
6534 |
|
SALE |
314 |
6533 |
|
SALE |
1 |
6531 |
|
SALE |
1684 |
6531 |
|
SALE |
71 |
6529 |
|
SALE |
1 |
6529 |
|
SALE |
1415 |
6529 |
|
PURCHASE |
155 |
6504 |
|
PURCHASE |
386 |
6522 |
|
PURCHASE |
85 |
6510 |
|
PURCHASE |
77 |
6510 |
|
PURCHASE |
3678 |
6510 |
|
PURCHASE |
239 |
6509 |
|
PURCHASE |
15 |
6509 |
|
PURCHASE |
83 |
6510 |
|
PURCHASE |
30 |
6510 |
|
PURCHASE |
281 |
6511 |
|
PURCHASE |
499 |
6513 |
|
PURCHASE |
1 |
6511 |
|
PURCHASE |
146 |
6511 |
|
PURCHASE |
274 |
6514 |
|
PURCHASE |
1 |
6514 |
|
SALE |
560 |
6511 |
|
SALE |
1948 |
6520 |
|
SALE |
362 |
6512 |
|
SALE |
100 |
6513 |
|
SALE |
300 |
6507 |
|
SALE |
121 |
6498 |
|
SALE |
155 |
6500 |
|
SALE |
1040 |
6500 |
|
SALE |
1385 |
6493 |
|
PURCHASE |
664 |
6478 |
|
PURCHASE |
1078 |
6491 |
|
PURCHASE |
1024 |
6497 |
|
PURCHASE |
15 |
6497 |
|
SALE |
752 |
6494 |
|
SALE |
772 |
6494 |
|
PURCHASE |
866 |
6500 |
|
PURCHASE |
500 |
6500 |
|
PURCHASE |
30 |
6500 |
|
PURCHASE |
1 |
6500 |
|
SALE |
1018 |
6497 |
|
SALE |
354 |
6495 |
|
SALE |
688 |
6494 |
|
SALE |
593 |
6494 |
|
PURCHASE |
2654 |
6485 |
|
PURCHASE |
15 |
6485 |
|
SALE |
430 |
6488 |
|
SALE |
727 |
6490 |
|
SALE |
851 |
6481 |
|
PURCHASE |
1 |
6477 |
|
PURCHASE |
178 |
6477 |
|
SALE |
502 |
6485 |
|
PURCHASE |
31 |
6487 |
|
PURCHASE |
100 |
6487 |
|
PURCHASE |
607 |
6487 |
|
PURCHASE |
3115 |
6487 |
|
SALE |
253 |
6485 |
|
SALE |
159 |
6485 |
|
SALE |
252 |
6474 |
|
SALE |
265 |
6474 |
|
SALE |
1800 |
6470 |
|
SALE |
250 |
6470 |
|
SALE |
350 |
6470 |
|
SALE |
225 |
6464 |
|
PURCHASE |
1 |
6467 |
|
PURCHASE |
23 |
6467 |
|
PURCHASE |
102 |
6467 |
|
PURCHASE |
336 |
6467 |
|
PURCHASE |
327 |
6460 |
|
PURCHASE |
256 |
6461 |
|
PURCHASE |
32 |
6461 |
|
PURCHASE |
1 |
6461 |
|
SALE |
200 |
6472 |
|
SALE |
902 |
6470 |
|
SALE |
200 |
6470 |
|
SALE |
136 |
6466 |
|
SALE |
302 |
6453 |
|
PURCHASE |
407 |
6442 |
|
SALE |
408 |
6450 |
|
PURCHASE |
317 |
6434 |
|
SALE |
250 |
6430 |
|
SALE |
80 |
6430 |
|
PURCHASE |
2899 |
6414 |
|
PURCHASE |
30 |
6414 |
|
PURCHASE |
1 |
6414 |
|
PURCHASE |
1 |
6421 |
|
PURCHASE |
354 |
6421 |
|
PURCHASE |
1 |
6427 |
|
PURCHASE |
519 |
6427 |
|
PURCHASE |
100 |
6424 |
|
PURCHASE |
300 |
6425 |
|
PURCHASE |
1 |
6426 |
|
PURCHASE |
194 |
6426 |
|
PURCHASE |
285 |
6420 |
|
PURCHASE |
989 |
6419 |
|
PURCHASE |
284 |
6419 |
|
PURCHASE |
586 |
6418 |
|
PURCHASE |
443 |
6418 |
|
PURCHASE |
165 |
6421 |
|
PURCHASE |
1 |
6422 |
|
PURCHASE |
29 |
6422 |
|
PURCHASE |
44 |
6422 |
|
PURCHASE |
189 |
6422 |
|
PURCHASE |
367 |
6419 |
|
SALE |
922 |
6415 |
|
SALE |
3898 |
6412 |
|
SALE |
250 |
6384 |
|
PURCHASE |
1018 |
6378 |
|
PURCHASE |
385 |
6382 |
|
PURCHASE |
579 |
6383 |
|
PURCHASE |
536 |
6392 |
|
PURCHASE |
137 |
6386 |
|
PURCHASE |
1152 |
6391 |
|
PURCHASE |
836 |
6390 |
|
PURCHASE |
439 |
6399 |
|
SALE |
157 |
6380 |
|
SALE |
348 |
6380 |
|
SALE |
1385 |
6379 |
|
PURCHASE |
662 |
6374 |
|
PURCHASE |
1242 |
6376 |
|
SALE |
500 |
6372 |
|
SALE |
1000 |
6372 |
|
PURCHASE |
331 |
6364 |
|
SALE |
648 |
6356 |
|
SALE |
3937 |
6350 |
|
SALE |
240 |
6350 |
|
SALE |
481 |
6350 |
|
SALE |
500 |
6350 |
|
SALE |
200 |
6350 |
|
SALE |
1 |
6350 |
|
SALE |
176 |
6350 |
|
SALE |
37 |
6350 |
|
SALE |
157 |
6350 |
|
SALE |
63 |
6350 |
|
SALE |
16 |
6350 |
|
SALE |
197 |
6350 |
|
SALE |
35 |
6350 |
|
PURCHASE |
79 |
6351 |
|
PURCHASE |
584 |
6351 |
|
PURCHASE |
45 |
6351 |
|
PURCHASE |
22 |
6353 |
|
PURCHASE |
2 |
6353 |
|
PURCHASE |
1 |
6354 |
|
PURCHASE |
163 |
6354 |
|
PURCHASE |
341 |
6361 |
|
PURCHASE |
941 |
6375 |
|
PURCHASE |
1 |
6373 |
|
PURCHASE |
608 |
6373 |
|
PURCHASE |
1 |
6367 |
|
PURCHASE |
163 |
6367 |
|
PURCHASE |
251 |
6371 |
|
PURCHASE |
3233 |
6360 |
|
PURCHASE |
63 |
6367 |
|
PURCHASE |
707 |
6366 |
|
PURCHASE |
125 |
6367 |
|
PURCHASE |
100 |
6366 |
|
PURCHASE |
100 |
6366 |
|
PURCHASE |
334 |
6365 |
|
SALE |
300 |
6398 |
|
SALE |
1000 |
6398 |
|
SALE |
1924 |
6396 |
|
PURCHASE |
1 |
6384 |
|
PURCHASE |
3212 |
6384 |
|
SALE |
250 |
6379 |
|
SALE |
625 |
6377 |
|
PURCHASE |
877 |
6380 |
|
SALE |
704 |
6403 |
|
SALE |
1000 |
6400 |
|
SALE |
739 |
6398 |
|
SALE |
562 |
6398 |
|
SALE |
1 |
6395 |
|
SALE |
688 |
6395 |
|
SALE |
1720 |
6390 |
|
PURCHASE |
1229 |
6383 |
|
PURCHASE |
15 |
6383 |
|
PURCHASE |
367 |
6383 |
|
PURCHASE |
2436 |
6387 |
|
PURCHASE |
15 |
6387 |
|
PURCHASE |
169 |
6387 |
|
PURCHASE |
38 |
6396 |
|
PURCHASE |
94 |
6396 |
|
PURCHASE |
15 |
6396 |
|
PURCHASE |
1026 |
6396 |
|
SALE |
688 |
6392 |
|
SALE |
111 |
6392 |
|
SALE |
11 |
6392 |
|
SALE |
306 |
6385 |
|
SALE |
1000 |
6374 |
|
SALE |
399 |
6373 |
|
SALE |
300 |
6370 |
|
SALE |
48 |
6370 |
|
SALE |
367 |
6370 |
|
PURCHASE |
931 |
6371 |
|
PURCHASE |
15 |
6371 |
|
PURCHASE |
485 |
6371 |
|
PURCHASE |
500 |
6369 |
|
PURCHASE |
188 |
6369 |
|
PURCHASE |
44 |
6370 |
|
PURCHASE |
214 |
6370 |
|
PURCHASE |
12 |
6371 |
|
PURCHASE |
2 |
6371 |
|
PURCHASE |
734 |
6371 |
|
SALE |
200 |
6362 |
|
SALE |
200 |
6356 |
|
SALE |
1700 |
6353 |
|
SALE |
390 |
6351 |
|
SALE |
2000 |
6350 |
|
SALE |
352 |
6350 |
|
SALE |
1437 |
6350 |
|
SALE |
100 |
6350 |
|
SALE |
48 |
6350 |
|
PURCHASE |
2550 |
6361 |
|
PURCHASE |
790 |
6356 |
|
PURCHASE |
1 |
6362 |
|
PURCHASE |
402 |
6362 |
|
PURCHASE |
10 |
6363 |
|
PURCHASE |
30 |
6363 |
|
PURCHASE |
88 |
6363 |
|
PURCHASE |
63 |
6363 |
|
SALE |
250 |
6349 |
|
SALE |
200 |
6337 |
|
SALE |
1616 |
6337 |
|
SALE |
874 |
6340 |
|
SALE |
250 |
6330 |
|
PURCHASE |
710 |
6327 |
|
PURCHASE |
1 |
6322 |
|
PURCHASE |
189 |
6322 |
|
SALE |
122 |
6350 |
|
PURCHASE |
61 |
6318 |
|
PURCHASE |
244 |
6330 |
|
SALE |
177 |
6330 |
|
SALE |
308 |
6330 |
|
PURCHASE |
1 |
6321 |
|
PURCHASE |
281 |
6321 |
|
PURCHASE |
623 |
6324 |
|
SALE |
994 |
6336 |
|
PURCHASE |
36 |
6331 |
|
PURCHASE |
15 |
6331 |
|
PURCHASE |
208 |
6331 |
|
PURCHASE |
33 |
6314 |
|
PURCHASE |
422 |
6331 |
|
PURCHASE |
75 |
6330 |
|
PURCHASE |
35 |
6330 |
|
PURCHASE |
154 |
6330 |
|
PURCHASE |
1 |
6331 |
|
PURCHASE |
64 |
6331 |
|
PURCHASE |
56 |
6330 |
|
PURCHASE |
64 |
6331 |
|
PURCHASE |
19 |
6331 |
|
PURCHASE |
15 |
6331 |
|
PURCHASE |
3 |
6331 |
|
PURCHASE |
1 |
6331 |
|
PURCHASE |
200 |
6331 |
|
PURCHASE |
1351 |
6330 |
|
PURCHASE |
750 |
6331 |
|
PURCHASE |
114 |
6331 |
|
PURCHASE |
1 |
6331 |
|
PURCHASE |
118 |
6330 |
|
PURCHASE |
150 |
6330 |
|
SALE |
15 |
6360 |
|
SALE |
454 |
6360 |
|
SALE |
605 |
6353 |
|
SALE |
210 |
6353 |
|
SALE |
496 |
6340 |
|
SALE |
173 |
6339 |
|
SALE |
157 |
6330 |
|
PURCHASE |
500 |
6340 |
|
PURCHASE |
1 |
6357 |
|
PURCHASE |
1500 |
6357 |
|
PURCHASE |
1 |
6357 |
|
PURCHASE |
273 |
6357 |
|
SALE |
600 |
6361 |
|
SALE |
67 |
6361 |
|
SALE |
1 |
6361 |
|
PURCHASE |
15 |
6357 |
|
PURCHASE |
26 |
6357 |
|
PURCHASE |
358 |
6357 |
|
PURCHASE |
730 |
6364 |
|
PURCHASE |
100 |
6364 |
|
PURCHASE |
117 |
6364 |
|
PURCHASE |
274 |
6368 |
|
PURCHASE |
6 |
6368 |
|
PURCHASE |
56 |
6368 |
|
PURCHASE |
15 |
6368 |
|
PURCHASE |
15 |
6368 |
|
PURCHASE |
180 |
6368 |
|
PURCHASE |
22 |
6368 |
|
SALE |
3924 |
6370 |
|
SALE |
22 |
6370 |
|
SALE |
131 |
6370 |
|
SALE |
121 |
6370 |
|
PURCHASE |
632 |
6356 |
|
PURCHASE |
264 |
6356 |
|
PURCHASE |
121 |
6356 |
|
PURCHASE |
2935 |
6359 |
|
PURCHASE |
15 |
6359 |
|
PURCHASE |
55 |
6359 |
|
PURCHASE |
182 |
6359 |
|
SALE |
1876 |
6350 |
|
SALE |
230 |
6350 |
|
SALE |
1 |
6350 |
|
SALE |
5 |
6350 |
|
SALE |
80 |
6350 |
|
SALE |
15 |
6350 |
|
SALE |
374 |
6350 |
|
PURCHASE |
337 |
6335 |
|
PURCHASE |
157 |
6353 |
|
PURCHASE |
15 |
6353 |
|
PURCHASE |
22 |
6353 |
|
PURCHASE |
3 |
6353 |
|
PURCHASE |
2048 |
6358 |
|
SALE |
1314 |
6379 |
|
PURCHASE |
584 |
6375 |
|
PURCHASE |
117 |
6375 |
|
PURCHASE |
100 |
6370 |
|
PURCHASE |
11 |
6362 |
|
PURCHASE |
44 |
6362 |
|
PURCHASE |
455 |
6362 |
|
SALE |
484 |
6400 |
|
SALE |
413 |
6400 |
|
PURCHASE |
1 |
6382 |
|
PURCHASE |
50 |
6382 |
|
SALE |
1003 |
6406 |
|
SALE |
332 |
6400 |
|
PURCHASE |
602 |
6401 |
|
PURCHASE |
273 |
6401 |
|
PURCHASE |
4 |
6401 |
|
PURCHASE |
120 |
6403 |
|
PURCHASE |
13 |
6403 |
|
PURCHASE |
32 |
6403 |
|
PURCHASE |
312 |
6412 |
|
SALE |
10 |
6412 |
|
SALE |
243 |
6412 |
|
SALE |
823 |
6413 |
|
SALE |
560 |
6415 |
|
SALE |
14 |
6415 |
|
SALE |
88 |
6418 |
|
SALE |
388 |
6414 |
|
SALE |
94 |
6405 |
|
SALE |
1000 |
6404 |
|
SALE |
3775 |
6425 |
|
PURCHASE |
850 |
6427 |
|
PURCHASE |
12 |
6427 |
|
PURCHASE |
41 |
6427 |
|
PURCHASE |
273 |
6427 |
|
SALE |
668 |
6427 |
|
SALE |
209 |
6427 |
|
PURCHASE |
1 |
6411 |
|
PURCHASE |
4 |
6411 |
|
PURCHASE |
251 |
6411 |
|
PURCHASE |
143 |
6412 |
|
PURCHASE |
280 |
6412 |
|
PURCHASE |
107 |
6416 |
|
PURCHASE |
591 |
6416 |
|
PURCHASE |
2000 |
6420 |
|
PURCHASE |
16 |
6420 |
|
PURCHASE |
827 |
6420 |
|
PURCHASE |
15 |
6420 |
|
PURCHASE |
1000 |
6420 |
|
PURCHASE |
15 |
6420 |
|
PURCHASE |
364 |
6422 |
|
SALE |
981 |
6419 |
|
SALE |
200 |
6419 |
|
SALE |
68 |
6418 |
|
SALE |
69 |
6418 |
|
PURCHASE |
508 |
6414 |
|
SALE |
1400 |
6412 |
|
SALE |
840 |
6412 |
|
SALE |
11 |
6412 |
|
SALE |
63 |
6412 |
|
SALE |
200 |
6410 |
|
SALE |
771 |
6411 |
|
PURCHASE |
15 |
6412 |
|
PURCHASE |
681 |
6412 |
|
PURCHASE |
100 |
6412 |
|
PURCHASE |
1031 |
6413 |
|
PURCHASE |
37 |
6413 |
|
SALE |
307 |
6411 |
|
SALE |
225 |
6411 |
|
PURCHASE |
11 |
6411 |
|
PURCHASE |
4 |
6411 |
|
PURCHASE |
51 |
6411 |
|
PURCHASE |
80 |
6411 |
|
PURCHASE |
86 |
6411 |
|
PURCHASE |
59 |
6411 |
|
PURCHASE |
1621 |
6412 |
|
PURCHASE |
12 |
6412 |
|
PURCHASE |
207 |
6412 |
|
PURCHASE |
38 |
6412 |
|
SALE |
285 |
6425 |
|
SALE |
1 |
6425 |
|
SALE |
42 |
6425 |
|
SALE |
220 |
6425 |
|
SALE |
537 |
6426 |
|
SALE |
437 |
6426 |
|
SALE |
70 |
6426 |
|
SALE |
64 |
6426 |
|
SALE |
80 |
6426 |
|
PURCHASE |
260 |
6430 |
|
PURCHASE |
502 |
6430 |
|
PURCHASE |
15 |
6430 |
|
SALE |
3567 |
6426 |
|
SALE |
100 |
6426 |
|
SALE |
11 |
6426 |
|
SALE |
212 |
6426 |
|
PURCHASE |
808 |
6431 |
|
PURCHASE |
44 |
6431 |
|
PURCHASE |
83 |
6431 |
|
PURCHASE |
16 |
6431 |
|
PURCHASE |
15 |
6431 |
|
PURCHASE |
81 |
6431 |
|
PURCHASE |
435 |
6436 |
|
SALE |
255 |
6435 |
|
SALE |
20 |
6435 |
|
SALE |
850 |
6434 |
|
PURCHASE |
1262 |
6427 |
|
PURCHASE |
15 |
6427 |
|
PURCHASE |
226 |
6431 |
|
PURCHASE |
91 |
6431 |
|
PURCHASE |
15 |
6431 |
|
PURCHASE |
150 |
6450 |
|
PURCHASE |
150 |
6450 |
|
PURCHASE |
15 |
6450 |
|
SALE |
9 |
6458 |
|
SALE |
100 |
6458 |
|
SALE |
295 |
6458 |
|
SALE |
100 |
6458 |
|
SALE |
21 |
6458 |
|
SALE |
70 |
6458 |
|
SALE |
200 |
6458 |
|
SALE |
100 |
6458 |
|
SALE |
100 |
6457 |
|
SALE |
200 |
6457 |
|
SALE |
11 |
6453 |
|
SALE |
154 |
6453 |
|
SALE |
25 |
6452 |
|
SALE |
841 |
6452 |
|
SALE |
300 |
6447 |
|
PURCHASE |
2080 |
6444 |
|
PURCHASE |
156 |
6444 |
|
PURCHASE |
25 |
6444 |
|
PURCHASE |
23 |
6444 |
|
PURCHASE |
30 |
6444 |
|
PURCHASE |
69 |
6444 |
|
PURCHASE |
15 |
6444 |
|
PURCHASE |
357 |
6445 |
|
PURCHASE |
1000 |
6452 |
|
PURCHASE |
498 |
6452 |
|
PURCHASE |
15 |
6452 |
|
SALE |
255 |
6454 |
|
SALE |
400 |
6454 |
|
SALE |
39 |
6453 |
|
SALE |
210 |
6453 |
|
SALE |
63 |
6453 |
|
SALE |
150 |
6452 |
|
SALE |
200 |
6452 |
|
SALE |
120 |
6443 |
|
SALE |
150 |
6443 |
|
SALE |
12 |
6443 |
|
SALE |
587 |
6443 |
|
SALE |
20 |
6443 |
|
SALE |
332 |
6443 |
|
PURCHASE |
49 |
6435 |
|
PURCHASE |
69 |
6435 |
|
PURCHASE |
15 |
6435 |
|
PURCHASE |
69 |
6435 |
|
PURCHASE |
37 |
6435 |
|
PURCHASE |
1100 |
6436 |
|
PURCHASE |
72 |
6436 |
|
PURCHASE |
74 |
6436 |
|
PURCHASE |
533 |
6439 |
|
PURCHASE |
67 |
6440 |
|
PURCHASE |
34 |
6440 |
|
PURCHASE |
488 |
6440 |
|
PURCHASE |
83 |
6440 |
|
PURCHASE |
214 |
6440 |
|
PURCHASE |
18 |
6440 |
|
PURCHASE |
15 |
6440 |
|
PURCHASE |
66 |
6440 |
|
SALE |
122 |
6443 |
|
SALE |
124 |
6443 |
|
SALE |
876 |
6440 |
|
SALE |
251 |
6437 |
|
SALE |
249 |
6437 |
|
SALE |
323 |
6431 |
|
PURCHASE |
513 |
6432 |
|
PURCHASE |
30 |
6432 |
|
PURCHASE |
73 |
6432 |
|
PURCHASE |
15 |
6433 |
|
PURCHASE |
138 |
6433 |
|
PURCHASE |
109 |
6433 |
|
PURCHASE |
51 |
6436 |
|
PURCHASE |
502 |
6436 |
|
PURCHASE |
85 |
6436 |
|
SALE |
293 |
6443 |
|
SALE |
981 |
6440 |
|
SALE |
66 |
6440 |
|
SALE |
288 |
6438 |
|
SALE |
75 |
6438 |
|
PURCHASE |
22 |
6439 |
|
PURCHASE |
734 |
6439 |
|
PURCHASE |
216 |
6439 |
|
PURCHASE |
15 |
6439 |
|
SALE |
132 |
6435 |
|
SALE |
160 |
6435 |
|
SALE |
324 |
6435 |
|
SALE |
386 |
6432 |
|
PURCHASE |
43 |
6428 |
|
PURCHASE |
5 |
6428 |
|
PURCHASE |
79 |
6428 |
|
PURCHASE |
81 |
6428 |
|
PURCHASE |
83 |
6428 |
|
PURCHASE |
2046 |
6428 |
|
PURCHASE |
15 |
6428 |
|
PURCHASE |
1232 |
6430 |
|
PURCHASE |
15 |
6430 |
|
PURCHASE |
136 |
6431 |
|
PURCHASE |
124 |
6431 |
|
SALE |
253 |
6427 |
|
SALE |
68 |
6427 |
|
SALE |
1545 |
6423 |
|
SALE |
2848 |
6427 |
|
PURCHASE |
2928 |
6428 |
|
SALE |
3496 |
6427 |
|
SALE |
393 |
6427 |
|
PURCHASE |
3889 |
6428 |
|
PURCHASE |
1182 |
6428 |
|
PURCHASE |
122 |
6428 |
|
PURCHASE |
503 |
6428 |
|
PURCHASE |
30 |
6428 |
|
PURCHASE |
15 |
6428 |
|
PURCHASE |
71 |
6428 |
|
PURCHASE |
489 |
6432 |
|
PURCHASE |
93 |
6432 |
|
PURCHASE |
51 |
6432 |
|
PURCHASE |
95 |
6431 |
|
PURCHASE |
15 |
6431 |
|
PURCHASE |
228 |
6431 |
|
SALE |
506 |
6431 |
|
SALE |
53 |
6431 |
|
SALE |
46 |
6431 |
|
SALE |
430 |
6431 |
|
SALE |
1998 |
6430 |
|
SALE |
71 |
6430 |
|
SALE |
140 |
6430 |
|
SALE |
10 |
6427 |
|
SALE |
272 |
6427 |
|
SALE |
575 |
6430 |
|
SALE |
1 |
6430 |
|
SALE |
507 |
6420 |
|
SALE |
51 |
6420 |
|
SALE |
76 |
6420 |
|
PURCHASE |
439 |
6423 |
|
PURCHASE |
15 |
6423 |
|
PURCHASE |
511 |
6425 |
|
PURCHASE |
42 |
6425 |
|
SALE |
518 |
6420 |
|
SALE |
66 |
6420 |
|
SALE |
431 |
6416 |
|
SALE |
250 |
6409 |
|
SALE |
526 |
6406 |
|
SALE |
100 |
6400 |
|
SALE |
50 |
6400 |
|
SALE |
50 |
6400 |
|
SALE |
10 |
6400 |
|
PURCHASE |
809 |
6397 |
|
PURCHASE |
336 |
6397 |
|
PURCHASE |
15 |
6397 |
|
PURCHASE |
182 |
6400 |
|
SALE |
137 |
6417 |
|
PURCHASE |
488 |
6416 |
|
PURCHASE |
308 |
6416 |
|
PURCHASE |
87 |
6416 |
|
PURCHASE |
662 |
6417 |
|
PURCHASE |
71 |
6418 |
|
PURCHASE |
63 |
6418 |
|
PURCHASE |
47 |
6420 |
|
PURCHASE |
250 |
6420 |
|
SALE |
75 |
6418 |
|
SALE |
200 |
6418 |
|
SALE |
67 |
6418 |
|
SALE |
528 |
6419 |
|
PURCHASE |
179 |
6401 |
|
PURCHASE |
100 |
6407 |
|
PURCHASE |
68 |
6407 |
|
PURCHASE |
461 |
6406 |
|
SALE |
289 |
6407 |
|
SALE |
200 |
6407 |
|
SALE |
71 |
6407 |
|
SALE |
37 |
6407 |
|
SALE |
345 |
6404 |
|
SALE |
90 |
6404 |
|
SALE |
200 |
6400 |
|
PURCHASE |
100 |
6397 |
|
PURCHASE |
7 |
6397 |
|
PURCHASE |
3757 |
6397 |
|
SALE |
831 |
6399 |
|
PURCHASE |
238 |
6391 |
|
PURCHASE |
200 |
6394 |
|
PURCHASE |
63 |
6394 |
|
SALE |
420 |
6393 |
|
PURCHASE |
331 |
6394 |
|
PURCHASE |
15 |
6394 |
|
PURCHASE |
172 |
6394 |
|
PURCHASE |
65 |
6397 |
|
PURCHASE |
165 |
6397 |
|
SALE |
591 |
6400 |
|
SALE |
573 |
6400 |
|
SALE |
81 |
6400 |
|
SALE |
610 |
6393 |
|
SALE |
631 |
6392 |
|
SALE |
35 |
6392 |
|
PURCHASE |
88 |
6373 |
|
PURCHASE |
334 |
6373 |
|
PURCHASE |
687 |
6373 |
|
PURCHASE |
15 |
6373 |
|
PURCHASE |
1 |
6373 |
|
PURCHASE |
1412 |
6374 |
|
SALE |
621 |
6373 |
|
SALE |
3924 |
6370 |
|
SALE |
205 |
6370 |
|
SALE |
180 |
6370 |
|
SALE |
128 |
6349 |
|
SALE |
100 |
6349 |
|
SALE |
200 |
6349 |
|
SALE |
312 |
6347 |
|
SALE |
230 |
6347 |
|
SALE |
471 |
6350 |
|
PURCHASE |
71 |
6351 |
|
PURCHASE |
670 |
6355 |
|
PURCHASE |
1 |
6356 |
|
PURCHASE |
81 |
6359 |
|
PURCHASE |
499 |
6359 |
|
PURCHASE |
83 |
6359 |
|
PURCHASE |
100 |
6359 |
|
PURCHASE |
1701 |
6360 |
|
PURCHASE |
500 |
6360 |
|
PURCHASE |
1000 |
6360 |
|
PURCHASE |
500 |
6360 |
|
PURCHASE |
15 |
6360 |
|
PURCHASE |
500 |
6370 |
|
PURCHASE |
647 |
6378 |
|
SALE |
73 |
6370 |
|
SALE |
100 |
6370 |
|
SALE |
538 |
6370 |
|
SALE |
695 |
6367 |
|
SALE |
2867 |
6370 |
|
PURCHASE |
1 |
6368 |
|
PURCHASE |
3924 |
6368 |
|
PURCHASE |
22 |
6371 |
|
PURCHASE |
331 |
6371 |
|
SALE |
898 |
6389 |
|
SALE |
220 |
6389 |
|
SALE |
87 |
6389 |
|
PURCHASE |
550 |
6390 |
|
PURCHASE |
30 |
6390 |
|
PURCHASE |
15 |
6390 |
|
PURCHASE |
1 |
6389 |
|
PURCHASE |
14 |
6389 |
|
PURCHASE |
2 |
6389 |
|
PURCHASE |
74 |
6389 |
|
PURCHASE |
124 |
6391 |
|
PURCHASE |
5 |
6386 |
|
PURCHASE |
64 |
6386 |
|
PURCHASE |
15 |
6386 |
|
PURCHASE |
153 |
6386 |
|
SALE |
408 |
6387 |
|
SALE |
594 |
6387 |
|
SALE |
61 |
6387 |
|
SALE |
20 |
6386 |
|
SALE |
728 |
6386 |
|
SALE |
150 |
6386 |
|
SALE |
75 |
6386 |
|
SALE |
83 |
6385 |
|
SALE |
250 |
6379 |
|
SALE |
639 |
6376 |
|
PURCHASE |
361 |
6377 |
|
PURCHASE |
63 |
6377 |
|
PURCHASE |
1356 |
6380 |
|
PURCHASE |
98 |
6380 |
|
PURCHASE |
8 |
6380 |
|
PURCHASE |
15 |
6380 |
|
PURCHASE |
124 |
6380 |
|
PURCHASE |
370 |
6382 |
|
PURCHASE |
763 |
6383 |
|
SALE |
38 |
6423 |
|
SALE |
71 |
6423 |
|
SALE |
62 |
6423 |
|
SALE |
370 |
6423 |
|
SALE |
60 |
6423 |
|
SALE |
7 |
6423 |
|
SALE |
4 |
6419 |
|
SALE |
744 |
6419 |
|
SALE |
15 |
6418 |
|
SALE |
101 |
6418 |
|
SALE |
210 |
6410 |
|
SALE |
47 |
6410 |
|
SALE |
846 |
6412 |
|
SALE |
767 |
6410 |
|
SALE |
13 |
6410 |
|
SALE |
601 |
6403 |
|
SALE |
1285 |
6400 |
|
SALE |
751 |
6400 |
|
SALE |
751 |
6401 |
|
PURCHASE |
83 |
6404 |
|
PURCHASE |
66 |
6404 |
|
PURCHASE |
24 |
6406 |
|
PURCHASE |
15 |
6406 |
|
PURCHASE |
63 |
6406 |
|
PURCHASE |
1738 |
6403 |
|
PURCHASE |
327 |
6408 |
|
SALE |
179 |
6420 |
|
SALE |
661 |
6420 |
|
SALE |
590 |
6421 |
|
SALE |
145 |
6421 |
|
SALE |
383 |
6421 |
|
SALE |
355 |
6421 |
|
SALE |
640 |
6422 |
|
SALE |
1 |
6419 |
|
SALE |
102 |
6419 |
|
PURCHASE |
58 |
6424 |
|
PURCHASE |
10 |
6424 |
|
PURCHASE |
416 |
6424 |
|
PURCHASE |
918 |
6427 |
|
PURCHASE |
300 |
6420 |
|
PURCHASE |
106 |
6425 |
|
PURCHASE |
1768 |
6425 |
|
PURCHASE |
15 |
6425 |
|
PURCHASE |
524 |
6426 |
|
PURCHASE |
385 |
6431 |
|
SALE |
482 |
6450 |
|
PURCHASE |
297 |
6455 |
|
PURCHASE |
40 |
6455 |
|
SALE |
378 |
6452 |
|
SALE |
124 |
6448 |
|
SALE |
424 |
6448 |
|
SALE |
63 |
6448 |
|
SALE |
375 |
6451 |
|
SALE |
442 |
6451 |
|
SALE |
688 |
6447 |
|
PURCHASE |
1 |
6426 |
|
PURCHASE |
137 |
6426 |
|
PURCHASE |
100 |
6426 |
|
PURCHASE |
445 |
6424 |
|
PURCHASE |
1999 |
6420 |
|
PURCHASE |
15 |
6420 |
|
PURCHASE |
444 |
6423 |
|
SALE |
23 |
6420 |
|
SALE |
250 |
6420 |
|
SALE |
71 |
6419 |
|
SALE |
1 |
6419 |
|
SALE |
88 |
6419 |
|
SALE |
238 |
6418 |
|
PURCHASE |
887 |
6421 |
|
PURCHASE |
64 |
6421 |
|
SALE |
688 |
6437 |
|
SALE |
1055 |
6437 |
|
SALE |
960 |
6440 |
|
SALE |
765 |
6436 |
|
SALE |
230 |
6436 |
|
SALE |
186 |
6429 |
|
SALE |
500 |
6429 |
|
SALE |
10 |
6437 |
|
SALE |
89 |
6437 |
|
SALE |
1000 |
6425 |
|
SALE |
123 |
6425 |
|
PURCHASE |
1745 |
6399 |
|
PURCHASE |
15 |
6399 |
|
PURCHASE |
2 |
6399 |
|
PURCHASE |
2 |
6399 |
|
PURCHASE |
70 |
6399 |
|
PURCHASE |
74 |
6399 |
|
PURCHASE |
15 |
6399 |
|
PURCHASE |
1100 |
6400 |
|
SALE |
430 |
6405 |
|
SALE |
140 |
6405 |
|
SALE |
249 |
6402 |
|
SALE |
17 |
6402 |
|
SALE |
249 |
6400 |
|
SALE |
90 |
6400 |
|
PURCHASE |
843 |
6401 |
|
PURCHASE |
30 |
6401 |
|
SALE |
69 |
6397 |
|
SALE |
50 |
6397 |
|
SALE |
78 |
6397 |
|
SALE |
250 |
6396 |
|
SALE |
15 |
6396 |
|
PURCHASE |
3147 |
6400 |
|
PURCHASE |
672 |
6400 |
|
PURCHASE |
15 |
6400 |
|
SALE |
272 |
6400 |
|
SALE |
51 |
6400 |
|
SALE |
200 |
6403 |
|
SALE |
137 |
6405 |
|
SALE |
89 |
6405 |
|
SALE |
451 |
6405 |
|
SALE |
250 |
6406 |
|
SALE |
200 |
6406 |
|
SALE |
69 |
6404 |
|
SALE |
528 |
6404 |
|
SALE |
1 |
6405 |
|
SALE |
338 |
6405 |
|
SALE |
199 |
6398 |
|
SALE |
884 |
6398 |
|
PURCHASE |
400 |
6402 |
|
PURCHASE |
171 |
6392 |
|
PURCHASE |
442 |
6394 |
|
SALE |
183 |
6400 |
|
SALE |
160 |
6400 |
|
SALE |
2490 |
6400 |
|
SALE |
601 |
6400 |
|
SALE |
18 |
6400 |
|
PURCHASE |
455 |
6379 |
|
PURCHASE |
3464 |
6379 |
|
SALE |
922 |
6384 |
|
SALE |
100 |
6383 |
|
SALE |
50 |
6383 |
|
SALE |
150 |
6383 |
|
SALE |
56 |
6383 |
|
SALE |
108 |
6383 |
|
SALE |
457 |
6383 |
|
SALE |
100 |
6383 |
|
PURCHASE |
3666 |
6376 |
|
PURCHASE |
15 |
6376 |
|
PURCHASE |
11 |
6376 |
|
PURCHASE |
300 |
6412 |
|
PURCHASE |
15 |
6412 |
|
PURCHASE |
100 |
6412 |
|
PURCHASE |
65 |
6412 |
|
PURCHASE |
228 |
6412 |
|
SALE |
1396 |
6411 |
|
PURCHASE |
1099 |
6397 |
|
SALE |
197 |
6405 |
|
SALE |
519 |
6405 |
|
SALE |
81 |
6408 |
|
SALE |
324 |
6408 |
|
SALE |
100 |
6409 |
|
SALE |
397 |
6409 |
|
SALE |
688 |
6413 |
|
SALE |
283 |
6413 |
|
PURCHASE |
416 |
6390 |
|
SALE |
202351 |
6417.742 |
|
PURCHASE |
202351 |
6417.742 |
|
PURCHASE |
202351 |
6423.131 |
|
SALE |
202351 |
6423.131 |
|
TOTAL PURCHASES |
607,053 |
|
|
TOTAL SALES |
607,053 |
(b) Derivatives transactions (other than options)
|
Product name, e.g CFD |
Long/short (Note 5) |
Number of securities (Note 6) |
Price per unit (Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name,e.g. call option |
Writing, selling, purchasing, varying etc |
Number of securities to which the option relates (Note 6) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 4) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 4) |
(d) Other dealings (including new securities) (Note 3)
|
Nature of transaction(Note 7) |
Details |
Price per unit (if applicable) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
……………………………………………………………………
……………………………………………………………………
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
|
Date of disclosure |
26 NOVEMBER 2008 |
|
Contact name |
NIMISHA SACHDEV |
|
Telephone number |
020 7567 8762 |
|
Name of offeree/offeror with which connected |
BHP Billiton PLC BHP Billiton LTD |
|
Nature of connection (Note 9) |
CONNECTED ADVISER |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
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