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EPT Disclosure

25th Jun 2008 11:30

RNS Number : 4982X
Deutsche Bank AG
25 June 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

24/06/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

424,231  0.09%

-2,217,282   -0.49

(2) Derivatives (other than options)

1,032,171  0.23%

-620,275  -0.14

(3) Options and agreements to purchase/sell

1,388,000 0.30%

-1,425,000   -0.31

Total

2,844,402 0.62% 

-4,262,557   -0.93

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

2391

135.80

Purchase

2063

136.43

Purchase

2100

136.55

Purchase

800

136.57

Purchase

100

136.87

Purchase

8

136.88

Purchase

1395

137.25

Purchase

167

137.39

Purchase

1

138.02

Purchase

20

138.06

Purchase

50

138.07

Purchase

48

138.08

Purchase

138

138.36

Purchase

243

138.42

Purchase

60

138.43

Purchase

71

138.57

Purchase

1

138.59

Purchase

33

138.62

Purchase

73

138.64

Purchase

89

138.65

Purchase

74

138.67

Purchase

125

138.68

Purchase

12

138.69

Purchase

55

138.70

Purchase

174

138.71

Purchase

118

138.72

Purchase

338

138.74

Purchase

141

138.75

Purchase

35

138.76

Purchase

93

138.77

Purchase

146

138.79

Purchase

50

138.80

Purchase

127

138.81

Purchase

103

138.82

Purchase

191

138.83

Purchase

12

138.84

Purchase

178

138.85

Purchase

953

138.86

Purchase

75

138.87

Purchase

33

138.89

Purchase

98

138.90

Purchase

76

138.92

Purchase

543

138.93

Purchase

454

138.94

Purchase

143

138.96

Purchase

51

138.97

Purchase

207

138.99

Purchase

390

139.00

Purchase

3520

139.01

Purchase

66

139.02

Purchase

417

139.03

Purchase

395

139.04

Purchase

433

139.05

Purchase

483

139.06

Purchase

58

139.07

Purchase

595

139.08

Purchase

268

139.09

Purchase

109

139.11

Purchase

89

139.14

Purchase

46

139.15

Purchase

80

139.16

Purchase

117

139.17

Purchase

379

139.18

Purchase

2190

139.19

Purchase

1433

139.20

Purchase

318

139.21

Purchase

140

139.22

Purchase

313

139.23

Purchase

153

139.24

Purchase

637

139.25

Purchase

280

139.26

Purchase

220

139.27

Purchase

668

139.28

Purchase

199

139.29

Purchase

319

139.30

Purchase

576

139.31

Purchase

445

139.32

Purchase

475

139.33

Purchase

70

139.34

Purchase

496

139.35

Purchase

168

139.36

Purchase

122

139.37

Purchase

69

139.38

Purchase

28

139.39

Purchase

12

139.40

Purchase

72

139.41

Purchase

2905

139.42

Purchase

10110

139.42

Purchase

334

139.44

Purchase

65

139.45

Purchase

56

139.46

Purchase

547

139.47

Purchase

400

139.48

Purchase

838

139.49

Purchase

424

139.50

Purchase

141

139.51

Purchase

795

139.52

Purchase

398

139.53

Purchase

240

139.54

Purchase

85

139.55

Purchase

415

139.56

Purchase

360

139.57

Purchase

43

139.58

Purchase

171

139.60

Purchase

13

139.61

Purchase

6

139.62

Purchase

230

139.63

Purchase

478

139.64

Purchase

620

139.65

Purchase

312

139.66

Purchase

487

139.67

Purchase

120

139.68

Purchase

19

139.69

Purchase

253

139.70

Purchase

291

139.71

Purchase

86

139.72

Purchase

80

139.73

Purchase

241

139.75

Purchase

242

139.76

Purchase

112

139.79

Purchase

449

139.84

Purchase

462

139.85

Purchase

118

139.86

Purchase

43

139.88

Purchase

75

139.90

Purchase

129

139.91

Purchase

217

139.92

Purchase

108

139.93

Purchase

453

139.94

Purchase

780

139.96

Purchase

198

139.97

Purchase

82

139.98

Purchase

59

139.99

Purchase

1061

140.00

Purchase

59

140.02

Purchase

66

140.03

Purchase

659

140.04

Purchase

547

140.05

Purchase

794

140.06

Purchase

3532

140.07

Purchase

170

140.08

Purchase

228

140.10

Purchase

39

140.11

Purchase

26

140.12

Purchase

400

140.13

Purchase

46

140.14

Purchase

46

140.17

Purchase

359

140.18

Purchase

236

140.25

Purchase

17

140.26

Purchase

724

140.27

Purchase

55

140.30

Purchase

76

140.33

Purchase

261

140.34

Purchase

19

140.35

Purchase

410

140.36

Purchase

6

140.37

Purchase

224

140.38

Purchase

196

140.39

Purchase

385

140.40

Purchase

480

140.41

Purchase

718

140.42

Purchase

359

140.43

Purchase

718

140.44

Purchase

860

140.60

Purchase

26

140.62

Purchase

71

140.65

Purchase

359

140.69

Purchase

359

140.80

Purchase

38

140.87

Purchase

300

140.89

Purchase

43

141.01

Purchase

68

141.06

Purchase

56

141.08

Purchase

359

141.10

Purchase

321

141.12

Purchase

43

141.14

Purchase

101

141.15

Purchase

222

141.19

Purchase

1031

141.20

Purchase

121

141.25

Purchase

43

141.48

Purchase

1653

141.49

Purchase

1332

141.50

Purchase

862

141.54

Purchase

38

141.56

Purchase

52

141.58

Purchase

112

141.60

Purchase

1888

141.66

Purchase

20

141.74

Purchase

13617

141.75

Purchase

873

141.77

Purchase

49

141.83

Purchase

105

141.88

Purchase

1163

141.89

Purchase

12

141.90

Purchase

96

141.91

Purchase

9

141.94

Purchase

83

141.95

Purchase

119

141.99

Purchase

1064

142.00

Purchase

318

142.01

Purchase

57

142.03

Purchase

138

142.04

Purchase

508

142.05

Purchase

79

142.06

Purchase

154

142.08

Purchase

720

142.09

Purchase

1100

142.10

Purchase

254

142.11

Purchase

13

142.12

Purchase

119

142.14

Purchase

1530

142.20

TOTAL PURCHASE

101,868

Sale

2100

135.52

Sale

532

135.60

Sale

1293

135.65

Sale

3293

136.09

Sale

1025

136.50

Sale

1000

136.51

Sale

7525

136.63

Sale

10

136.67

Sale

124

136.70

Sale

200

136.71

Sale

7

137.24

Sale

123

137.25

Sale

33

137.26

Sale

54

137.29

Sale

133

137.36

Sale

207

137.42

Sale

107

137.47

Sale

21

137.49

Sale

26

137.51

Sale

60

137.52

Sale

53

137.56

Sale

60

137.57

Sale

8

137.65

Sale

163

137.77

Sale

48

137.84

Sale

57

137.85

Sale

171

137.98

Sale

1

138.04

Sale

359

138.06

Sale

539

138.07

Sale

16

138.10

Sale

97

138.11

Sale

15

138.13

Sale

23

138.24

Sale

67

138.33

Sale

216

138.39

Sale

176

138.46

Sale

20

138.48

Sale

920

138.50

Sale

1

138.57

Sale

359

138.61

Sale

359

138.63

Sale

383

138.64

Sale

73

138.65

Sale

50

138.66

Sale

107

138.67

Sale

91

138.68

Sale

52

138.70

Sale

175

138.71

Sale

65

138.72

Sale

158

138.74

Sale

18

138.75

Sale

14

138.76

Sale

22

138.77

Sale

138

138.78

Sale

50

138.79

Sale

66

138.80

Sale

145

138.82

Sale

144

138.83

Sale

93

138.84

Sale

361

138.85

Sale

173

138.86

Sale

567

138.87

Sale

106

138.89

Sale

59

138.90

Sale

6

138.91

Sale

336

138.93

Sale

359

138.94

Sale

120

138.95

Sale

7

138.96

Sale

12

138.97

Sale

18

138.99

Sale

79

139.00

Sale

7

139.01

Sale

472

139.02

Sale

60

139.03

Sale

234

139.04

Sale

241

139.05

Sale

115

139.06

Sale

192

139.07

Sale

45

139.12

Sale

359

139.13

Sale

20

139.14

Sale

184

139.15

Sale

501

139.18

Sale

2620

139.19

Sale

4034

139.20

Sale

59

139.21

Sale

111

139.22

Sale

13

139.23

Sale

26

139.24

Sale

4109

139.25

Sale

85

139.26

Sale

381

139.27

Sale

3267

139.28

Sale

45

139.29

Sale

1051

139.30

Sale

965

139.31

Sale

400

139.32

Sale

1628

139.32

Sale

142

139.33

Sale

135

139.34

Sale

3073

139.35

Sale

3324

139.36

Sale

4640

139.37

Sale

77

139.38

Sale

27

139.39

Sale

10

139.40

Sale

91

139.41

Sale

272

139.42

Sale

64

139.44

Sale

112

139.45

Sale

13

139.46

Sale

2117

139.48

Sale

156

139.49

Sale

911

139.50

Sale

2130

139.51

Sale

507

139.52

Sale

1142

139.53

Sale

387

139.54

Sale

103

139.55

Sale

26

139.56

Sale

39

139.57

Sale

42

139.58

Sale

40

139.62

Sale

215

139.64

Sale

1043

139.65

Sale

147

139.66

Sale

189

139.68

Sale

90

139.69

Sale

42

139.70

Sale

1

139.71

Sale

98

139.72

Sale

12

139.74

Sale

33

139.75

Sale

51

139.76

Sale

32

139.77

Sale

111

139.78

Sale

52

139.80

Sale

35

139.82

Sale

71

139.83

Sale

38

139.84

Sale

26

139.85

Sale

85

139.86

Sale

72

139.89

Sale

2000

139.90

Sale

68

139.91

Sale

103

139.92

Sale

5

139.93

Sale

2795

139.95

Sale

238

139.96

Sale

27

139.97

Sale

12

139.98

Sale

385

139.99

Sale

66

140.00

Sale

59

140.01

Sale

170

140.02

Sale

58

140.03

Sale

155

140.04

Sale

144

140.05

Sale

131

140.06

Sale

24

140.07

Sale

156

140.08

Sale

20

140.09

Sale

53

140.11

Sale

82

140.12

Sale

142

140.17

Sale

123

140.18

Sale

2000

140.20

Sale

23

140.21

Sale

41

140.23

Sale

7

140.24

Sale

31

140.28

Sale

20

140.29

Sale

20

140.32

Sale

2131

140.34

Sale

38

140.35

Sale

74

140.37

Sale

32

140.39

Sale

44

140.40

Sale

19

140.41

Sale

500

140.42

Sale

19

140.50

Sale

115

140.55

Sale

39

140.63

Sale

121

140.65

Sale

44

140.67

Sale

58

140.68

Sale

32

140.69

Sale

84

140.71

Sale

56

140.79

Sale

51

140.83

Sale

95

140.87

Sale

57

140.92

Sale

50

140.97

Sale

50

141.03

Sale

18

141.07

Sale

124

141.10

Sale

132

141.11

Sale

20400

141.11

Sale

102

141.13

Sale

2

141.14

Sale

67

141.20

Sale

167

141.21

Sale

25

141.22

Sale

246

141.23

Sale

25

141.24

Sale

1389

141.25

Sale

39

141.25

Sale

209

141.27

Sale

88

141.33

Sale

31

141.35

Sale

25

141.37

Sale

69

141.43

Sale

100

141.45

Sale

19

141.50

Sale

13

141.51

Sale

50

141.54

Sale

18

141.58

Sale

137

141.60

Sale

32

141.61

Sale

50

141.65

Sale

176

141.70

Sale

35

141.72

Sale

11

141.73

Sale

34

141.74

Sale

9463

141.75

Sale

44

141.78

Sale

98

141.87

Sale

58

141.88

Sale

19

141.89

Sale

124

141.94

Sale

195

141.95

Sale

19

141.96

Sale

31

141.98

Sale

43

141.99

Sale

5080

142.00

Sale

26

142.03

Sale

221

142.05

Sale

76

142.06

Sale

230

142.07

Sale

11

142.08

Sale

622

142.10

Sale

7

142.11

Sale

94

142.13

Sale

18

142.14

Sale

78

142.21

TOTAL SALES

122,152

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

2100

135.52

CFD

Long

532

135.60

CFD

Long

1293

135.65

CFD

Long

3293

136.09

CFD

Long

216

138.39

CFD

Long

920

138.50

CFD

Long

1

138.57

CFD

Long

107

138.67

CFD

Long

1

138.68

CFD

Long

175

138.71

CFD

Long

65

138.72

CFD

Long

122

138.74

CFD

Long

300

139.27

CFD

Long

400

139.32

CFD

Long

700

139.50

CFD

Long

191

139.52

CFD

Long

1043

139.65

CFD

Long

250

139.99

CFD

Long

124

141.10

CFD

Long

43

141.11

CFD

Long

2

141.14

CFD

Long

1389

141.25

CFD

Long

39

141.25

CFD

Long

176

141.70

CFD

Long

213

141.75

CFD

Long

37

142.00

CFD

Short

2391

135.80

CFD

Short

2063

136.43

CFD

Short

2100

136.55

CFD

Short

800

136.57

CFD

Short

100

136.87

CFD

Short

8

136.88

CFD

Short

50

138.07

CFD

Short

48

138.08

CFD

Short

74

138.67

CFD

Short

55

138.70

CFD

Short

60

138.71

CFD

Short

250

138.74

CFD

Short

141

138.75

CFD

Short

79

138.77

CFD

Short

38

138.81

CFD

Short

164

138.85

CFD

Short

665

138.86

CFD

Short

42

138.92

CFD

Short

406

138.93

CFD

Short

114

138.94

CFD

Short

53

138.96

CFD

Short

213

139.01

CFD

Short

167

139.03

CFD

Short

144

139.04

CFD

Short

155

139.05

CFD

Short

429

139.06

CFD

Short

550

139.08

CFD

Short

120

139.09

CFD

Short

67

139.11

CFD

Short

50

139.14

CFD

Short

72

139.16

CFD

Short

98

139.17

CFD

Short

327

139.18

CFD

Short

92

139.19

CFD

Short

212

139.20

CFD

Short

166

139.21

CFD

Short

87

139.22

CFD

Short

131

139.23

CFD

Short

80

139.24

CFD

Short

173

139.25

CFD

Short

150

139.26

CFD

Short

64

139.27

CFD

Short

295

139.28

CFD

Short

93

139.29

CFD

Short

312

139.30

CFD

Short

197

139.31

CFD

Short

339

139.32

CFD

Short

351

139.33

CFD

Short

70

139.34

CFD

Short

238

139.35

CFD

Short

168

139.36

CFD

Short

80

139.37

CFD

Short

47

139.38

CFD

Short

72

139.41

CFD

Short

2905

139.42

CFD

Short

96

139.42

CFD

Short

97

139.44

CFD

Short

27

139.45

CFD

Short

32

139.46

CFD

Short

35

139.47

CFD

Short

98

139.48

CFD

Short

339

139.49

CFD

Short

15

139.50

CFD

Short

43

139.51

CFD

Short

483

139.52

CFD

Short

214

139.53

CFD

Short

134

139.54

CFD

Short

29

139.55

CFD

Short

262

139.56

CFD

Short

114

139.57

CFD

Short

30

139.58

CFD

Short

69

139.63

CFD

Short

124

139.64

CFD

Short

22

139.65

CFD

Short

36

139.66

CFD

Short

21

139.67

CFD

Short

111

139.68

CFD

Short

67

139.70

CFD

Short

51

139.71

CFD

Short

79

139.72

CFD

Short

71

139.84

CFD

Short

22

139.85

CFD

Short

17

139.88

CFD

Short

18

139.90

CFD

Short

50

139.91

CFD

Short

44

139.93

CFD

Short

42

139.98

CFD

Short

37

140.03

CFD

Short

555

140.04

CFD

Short

30

140.05

CFD

Short

19

140.07

CFD

Short

26

140.11

CFD

Short

400

140.13

CFD

Short

860

140.60

CFD

Short

300

140.89

CFD

Short

43

141.01

CFD

Short

18

141.06

CFD

Short

321

141.12

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

25/06/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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