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EPT Disclosure

22nd Sep 2008 11:40

RNS Number : 9612D
Citigroup GM Australia Pty Ltd
22 September 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

Company dealt in

Rio Tinto Ltd

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ord/Equity

Date of dealing

19 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

569,206  (0.12%)

433,967  (0.09%)

(2) Derivatives (other than options)

(0.00%)

 (0.00%)

(3) Options and agreements to purchase/sell

771,193  (0.17%)

 1,632,594 (0.36%)

Total

1,340,399  (0.29%)

 2,066,561 (0.45%)

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

 

 

(c) Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

262000

95.15

58279

101.5

58279

101.5

50000

102.7

50000

102.7

29140

101.5

25000

102.75

20398

101.5

17000

98.4

10000

98.4

8905

101.5

8592

101.5

8417

102.2967

8417

102.2967

8417

102.2967

6500

101.5

4991

101.5

4417

101.5

4116

101.5

3675

102

2993

102.11

1429

101.5

1368

101.5

1325

102

1318

101.5

1000

100.45

1000

102.73

1000

102.73

997

102.73

991

100.6

932

101.5

821

102.11

809

102.42

785

103.58

748

101.5

745

100.6

714

103.52

500

101.5

482

103.59

471

102.6

440

102.11

422

102.42

417

102.93

412

102.2

412

102.14

412

102.19

412

102.15

412

102.32

412

102.2

412

102.2

412

102.2

412

102.23

412

102.23

412

102.2

412

102.2

412

102.26

412

102.26

412

102.26

412

102.21

412

102.21

412

102.32

412

102.29

411

99.82

411

99.82

411

99.82

411

99.79

411

100.49

411

102.66

411

102.6

411

102.59

411

102.59

411

102.6

411

102.63

411

102.63

411

102.43

411

102.43

411

102.43

411

102.43

411

102.43

411

102.43

411

102.43

411

102.44

410

101.2

410

101.2

410

101.2

410

101.2

410

101.46

410

101.46

410

102.89

410

102.81

410

102.78

410

102.72

410

102.4

410

102.4

409

102.68

408

100.5

408

103

408

103.01

408

103.26

408

103.11

408

102.59

407

102.29

406

100.49

406

102.38

405

102.7

405

103

403

102.26

401

100.46

401

102.12

401

102.4

400

99.57

400

101.46

400

102.26

400

102.18

397

102.2

397

100.5

397

101.25

393

102.35

392

99.82

392

103.29

387

102.21

377

102.6

377

102.43

373

102.59

368

102.26

367

102.71

360

102.31

359

102

358

102.9

353

102.63

351

101.5

350

102.31

348

102.21

346

99.82

345

103

345

102.32

345

102.31

345

102.18

337

102.91

332

102.79

332

102.56

325

101.25

325

102.21

324

102.29

323

102.86

323

102.4

320

99.84

312

103.26

312

102.83

312

100

311

102.68

311

99.82

310

102.75

307

102.63

302

103.49

302

102.84

301

102.84

301

99.77

301

102.41

300

99.7

300

99.7

300

100.48

300

100.48

300

102.91

298

102.32

294

102.7

294

102.59

294

102.38

291

103.29

291

99.8

291

102.15

289

102.3

288

102.44

284

102.59

281

102.77

280

99.57

280

102.9

279

102.1

278

103.57

278

102.56

276

102.8

264

100.45

264

102.54

260

102.74

259

102.89

256

99.83

252

99.82

252

102.6

247

103

246

102.7

245

102.32

242

102.91

242

102.2

241

102.93

240

102.66

231

102.31

230

102.9

224

103.17

224

102.6

222

102.22

221

102.11

220

102.59

213

101.27

213

103.3

213

102.37

212

102.91

208

102.44

207

102.32

206

102.31

204

102.1

204

100

204

102.32

203

102.58

200

101.28

200

102.2

199

102.6

199

102.38

198

99.79

197

100

196

102.75

192

101.27

192

102.21

191

102.64

190

101.5

190

102.84

190

102.12

190

102.19

190

102.26

190

102.22

189

102.82

188

102.4

188

102.22

187

102.17

186

99.69

181

99.79

181

100.02

181

102.32

180

102.2

178

102.2

176

102.73

176

102.31

175

102.8

175

102.32

174

100.46

174

102.59

174

102.55

171

103.3

170

101.44

170

101.45

170

101.5

170

102.87

170

99.84

170

102.4

170

102.29

168

102.2

167

103.17

167

102.91

167

102.22

165

99.79

160

102.08

160

102.91

160

102.14

159

101.78

159

99.82

157

102.71

157

99.67

156

102.7

155

102.63

154

100.5

152

102.4

151

102.83

150

103

150

102.74

150

102.42

148

102.73

146

102.6

146

102.18

143

102.7

141

102.35

139

101.45

139

102.6

138

102.7

138

101.2

138

102.6

138

102.11

138

102.4

137

103.11

136

100.49

136

103.01

135

101.43

133

102.63

133

102.22

127

102.59

125

102.83

125

102.55

123

102.91

123

102.75

123

102.3

123

102.43

122

102.89

119

102.07

119

102.83

118

102.84

118

102.14

116

102.21

115

103

114

99.84

114

102.32

113

102.45

111

102.72

111

100.5

110

102.73

109

103.17

109

102.11

108

102.59

106

102.6

105

102.81

104

101.82

104

102.12

104

102.2

103

101.82

103

102.74

103

102.22

102

102.59

102

102.59

101

102.74

100

101.83

100

99.7

100

99.82

100

99.98

100

100.48

100

100.48

100

103.35

100

102.84

100

102.81

99

102.2

97

102.53

96

101.82

96

99.79

96

102.59

95

103.48

95

102.26

94

102.86

94

99.8

94

102.58

93

99.7

93

99.83

93

99.84

93

102.38

92

102.26

91

99.82

91

101.23

90

102.73

90

102.41

90

102.44

89

103.01

89

102.91

89

102.73

89

102.2

89

102.4

88

102.73

88

102.28

87

102.41

87

102.17

87

102.22

86

102.83

86

102.13

85

102.89

85

102.86

85

102.51

85

102.9

84

102.32

84

103.06

83

103.22

83

102.91

83

102.9

83

102.85

83

102.69

83

102.6

83

102.56

82

102.83

82

102.21

82

99.78

82

99.79

82

99.79

82

102.55

82

102.31

81

102.81

81

102.71

81

102.71

81

102.72

81

102.73

81

102.21

81

102.29

80

102.87

80

102.56

80

102.79

80

99.82

80

102.56

79

102.86

79

102.5

78

102.84

78

102.29

77

102.09

77

102.97

77

102.6

77

102.84

77

102.65

77

102.45

77

102.54

77

102.15

77

102.63

77

102.17

77

102.35

76

103.36

76

102.87

76

102.8

76

99.76

74

101.48

74

103.22

74

103.06

74

102.52

74

102.69

74

102.72

74

102.49

74

102.3

74

102.23

74

99.84

73

101.28

73

102.2

73

102.16

73

101.24

73

102.12

72

102.07

72

103.06

72

102.56

72

102.18

72

102.54

71

102.71

71

102.23

70

102.92

70

102.9

70

102.56

70

102.52

70

102.55

70

102.41

70

102.2

70

102.91

70

102.63

70

102.22

69

102.83

69

102.71

69

102.9

68

102.11

68

102.12

68

102.09

68

102.38

67

102.07

67

103.3

67

102.92

67

102.9

67

102.73

67

102.69

67

102.82

67

99.79

67

102.3

67

102.3

66

102.84

66

102.87

66

102.32

66

102.32

66

103.01

66

102.59

65

102.93

65

102.87

65

102.57

64

102.9

64

102.3

63

99.69

63

103

62

103

62

102.55

62

102.32

61

102.91

61

102.16

61

102.38

58

99.7

58

102.55

57

100.48

55

101.82

55

102.59

54

101.22

53

101.28

53

102.82

53

102.7

52

101.21

52

102.31

51

101.44

51

99.81

51

99.82

50

100.45

50

102.91

48

99.69

48

102.91

46

102.16

45

102.63

45

102.14

45

102.22

44

102.75

44

102.18

44

102.26

43

102.87

42

101.82

42

101.78

42

102.55

42

102.7

42

102.14

41

102.08

41

102.21

41

102.45

40

102.91

40

102.22

40

102.22

39

103.17

39

102.91

38

103.17

38

102.63

38

102.59

38

102.55

38

102.21

37

102.22

36

99.79

35

102.28

34

102.56

34

102.61

34

102.26

34

102.29

33

102.82

33

102.6

32

102.91

32

102.81

32

102.29

31

102.63

30

99.77

30

102.91

30

102.9

30

102.22

29

102.59

29

102.66

29

102.69

29

102.72

28

102.24

28

99.4

27

102.59

27

102.11

26

102.07

26

102.4

26

102.56

26

102.21

26

102.26

26

102.18

25

102.68

25

102.26

24

103.26

24

99.73

24

102.57

24

102.66

23

101.28

23

99.8

23

99.78

22

102.91

22

102.41

22

102.18

21

102.6

21

102.1

21

99.79

20

99.69

20

99.69

20

99.69

20

99.83

20

99.84

20

99.78

19

99.7

19

99.82

19

102.69

18

101.5

18

99.83

18

99.77

18

99.73

18

102.69

17

102.9

17

99.77

17

102.66

17

102.69

17

102.74

16

101.44

16

101.28

16

99.79

16

103.3

16

102.58

16

102.59

16

102.69

16

103.1

16

101.67

15

102.72

15

103.49

15

102.54

15

102.59

15

102.43

14

99.77

14

102.3

13

102.72

13

101.23

13

102.2

12

101.44

12

102.8

12

99.84

12

99.79

12

102.66

12

102.26

12

102.26

12

102.26

12

102.31

12

101.7

12

101.35

11

99.76

11

100.46

11

103

11

102.74

11

102.12

11

102.26

11

102.3

11

102.4

11

102.18

11

101.69

10

100

10

101.46

10

102.97

10

102.66

10

102.56

10

102.56

10

102.69

10

102.69

10

102.25

10

102.2

10

102.3

10

101.67

10

101.67

10

101.1

9

101.78

9

102.58

9

102.57

9

102.58

9

102.23

9

102.2

9

102.26

9

102.26

9

101.31

9

101.35

8

102.84

8

102.84

8

102.87

8

102.55

8

99.69

8

102.17

8

102.21

8

102.32

7

99.82

7

99.82

7

99.79

7

102.91

7

102.86

7

102.59

7

102.59

7

102.66

7

102.72

7

103.19

7

103.2

6

102.7

6

99.77

6

99.73

6

102.53

6

102.38

6

102.9

6

101.7

6

101.67

6

101.45

5

101.28

5

99.56

5

99.81

5

100.47

5

102.83

5

102.58

5

102.13

5

102.13

5

102.29

5

102.18

5

103.16

5

101.7

5

100.94

4

99.79

4

99.79

4

100.49

4

102.81

4

102.6

4

102.56

4

102.69

4

102.56

4

101.83

3

102.07

3

101.5

3

102.99

3

102.84

3

99.73

3

100.48

3

102.59

3

102.66

3

102.66

3

102.74

3

102.73

3

102.62

3

102.65

3

102.23

3

102.3

3

102.5

3

102.43

3

102.16

3

102.89

3

101.7

3

101.35

2

99.7

2

99.7

2

99.81

2

99.81

2

99.78

2

101.25

2

102.89

2

102.84

2

102.6

2

102.56

2

102.58

2

102.55

2

102.69

2

102.23

2

102.24

2

102.35

2

102.38

2

102.43

2

102.18

2

102.17

2

102.4

2

102.89

2

103.21

2

103.16

2

103.09

2

102.9

2

101.35

1

102.07

1

101.47

1

102.52

1

102.75

1

99.82

1

99.79

1

100

1

100.45

1

100.45

1

101.25

1

101.25

1

102.55

1

102.53

1

102.6

1

102.74

1

102.42

1

102.23

1

102.25

1

102.21

1

102.4

1

102.17

1

102.17

1

102.41

1

102.41

1

102.4

1

102.88

1

102.85

1

102.89

1

102.89

1

102.89

1

102.89

1

102.89

1

102.85

1

102.85

1

102.85

1

102.79

1

102.8

1

102.8

1

102.88

1

102.89

1

102.9

1

103.1

1

103.24

1

103.24

1

103.23

1

103.2

1

103.19

1

103.19

1

103.19

1

103.19

1

103.19

1

103.19

1

103.19

1

103.19

1

103.09

1

103.06

1

103.06

1

103.06

1

103.19

1

103.18

1

103.21

1

103.16

1

103.16

1

103.09

1

103.1

1

103.05

1

103.05

1

103.05

1

103.02

1

103.01

1

103.01

1

103.01

1

102.9

1

103

1

103

1

103.03

1

103.03

1

103.03

1

103.03

1

103.08

1

103.08

1

103.11

1

103.11

1

103.11

1

103.08

1

103.08

1

103.08

1

102.95

1

102.95

1

102.95

1

102.95

1

102.96

1

102.96

1

102.96

1

102.96

1

103

1

103

1

102.93

1

102.93

1

102.98

1

102.93

1

102.94

1

102.94

1

102.9

1

102.9

1

102.89

1

102.89

1

102.89

1

102.89

1

102.89

1

102.88

1

102.9

1

102.9

1

102.9

1

102.9

1

102.65

1

102.65

1

102.65

1

102.6

1

102.52

1

102.5

1

102.5

1

102.5

1

102.13

1

102

1

102.06

1

102.06

1

102.05

1

102.06

1

101.97

1

101.97

1

102.01

1

101.98

1

101.91

1

101.91

1

101.91

1

101.91

1

101.91

1

101.88

1

101.88

1

101.88

1

101.88

1

101.54

1

101.57

1

101.65

1

101.69

1

101.69

1

101.69

1

101.7

1

101.69

1

101.7

1

101.69

1

101.7

1

101.7

1

101.55

1

101.55

1

101.67

1

101.61

1

101.66

1

101.6

1

101.6

1

101.6

1

101.28

1

101.28

1

101.22

1

101.22

1

101.22

1

101.21

1

101.21

1

101.21

1

101.21

1

101.29

1

101.29

1

101.29

1

101.31

1

101.26

1

101.53

1

101.44

1

101.44

1

101.5

1

101.5

1

101.5

1

101.5

1

101.5

1

101.5

1

101.52

1

101.51

1

101.52

1

101.52

1

101.52

1

101.52

1

101.51

1

101.52

1

101.51

1

101.53

1

101.53

1

101.52

1

101.46

1

101.45

1

101.44

1

101.33

1

101.38

1

101.38

1

101.38

1

101.38

1

101.31

1

101.28

1

101.24

1

101.23

1

101.2

1

101.18

1

101.18

1

101.15

1

101.15

1

101.15

1

101.15

1

101.18

1

101.17

1

101.17

1

101.22

1

101.25

1

101

1

101

1

101.09

1

101.09

1

101.09

1

101.09

1

101.09

1

101.05

1

101.24

1

101.24

1

101.24

1

101.24

1

101.24

1

101.25

1

101.25

1

101.52

1

101.54

1

101.54

1

101.54

1

101.54

1

101.47

1

101.46

1

101.84

1

101.84

1

101.81

1

101.8

1

101.8

1

101.79

1

101.74

1

101.7

1

101.5

1

101.49

1

101.41

1

101.53

1

101.53

1

101.58

1

101.6

1

101.55

1

101.59

1

101.75

1

101.75

1

101.84

1

101.84

1

101.83

1

101.79

1

101.77

1

101.79

1

101.79

1

101.79

1

101.78

1

101.72

1

101.69

1

101.69

1

101.69

1

101.72

1

101.7

1

101.72

1

101.72

1

101.71

1

101.63

1

101.66

1

101.66

1

101.68

Total

761,223

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

102.5

-1

101.74

-1

101.7

-1

101.28

-1

102.11

-1

103.23

-1

103.2

-1

102.47

-1

101.25

-1

101.25

-1

99.82

-1

99.79

-1

100

-1

100.45

-1

100.45

-1

102.55

-1

102.53

-1

102.6

-1

102.74

-1

102.42

-1

102.23

-1

102.25

-1

102.21

-1

102.4

-1

102.17

-1

102.17

-1

102.37

-1

102.37

-1

102.4

-1

102.81

-1

102.82

-1

102.82

-1

102.82

-1

102.88

-1

102.89

-1

102.83

-1

102.8

-1

102.72

-1

102.7

-1

102.8

-1

102.8

-1

102.79

-1

102.88

-1

102.89

-1

102.88

-1

103.11

-1

103.11

-1

103.11

-1

103.11

-1

103.2

-1

103.24

-1

103.24

-1

103.24

-1

103.2

-1

103.1

-1

103.09

-1

103.09

-1

103.09

-1

103.09

-1

103.2

-1

103.17

-1

103.14

-1

103.09

-1

103

-1

103

-1

103

-1

103.01

-1

102.91

-1

102.91

-1

102.96

-1

102.97

-1

102.97

-1

102.97

-1

102.98

-1

102.98

-1

103.01

-1

103.06

-1

103.06

-1

103.08

-1

102.96

-1

102.96

-1

102.96

-1

102.96

-1

102.96

-1

102.96

-1

102.86

-1

102.86

-1

102.86

-1

102.86

-1

102.94

-1

102.86

-1

102.86

-1

102.94

-1

102.94

-1

102.89

-1

102.91

-1

102.86

-1

102.86

-1

102.9

-1

102.86

-1

102.86

-1

102.86

-1

102.89

-1

102.89

-1

102.89

-1

102.89

-1

102.87

-1

102.58

-1

102.59

-1

102.59

-1

102.54

-1

102.47

-1

102.5

-1

102.5

-1

102.48

-1

101.95

-1

101.99

-1

102.05

-1

102.05

-1

102.12

-1

102.05

-1

101.95

-1

101.96

-1

101.96

-1

101.91

-1

101.85

-1

101.85

-1

101.86

-1

101.9

-1

101.9

-1

101.88

-1

101.56

-1

101.56

-1

101.68

-1

101.69

-1

101.7

-1

101.7

-1

101.69

-1

101.69

-1

101.43

-1

101.43

-1

101.52

-1

101.62

-1

101.62

-1

101.67

-1

101.59

-1

101.59

-1

101.2

-1

101.2

-1

101.23

-1

101.2

-1

101.21

-1

101.19

-1

101.21

-1

101.2

-1

101.17

-1

101.27

-1

101.28

-1

101.28

-1

101.31

-1

101.32

-1

101.33

-1

101.33

-1

101.34

-1

101.41

-1

101.43

-1

101.43

-1

101.44

-1

101.44

-1

101.42

-1

101.47

-1

101.47

-1

101.47

-1

101.47

-1

101.51

-1

101.51

-1

101.51

-1

101.5

-1

101.52

-1

101.52

-1

101.53

-1

101.5

-1

101.46

-1

101.33

-1

101.33

-1

101.38

-1

101.39

-1

101.36

-1

101.36

-1

101.36

-1

101.25

-1

101.24

-1

101.24

-1

101.16

-1

101.16

-1

101.18

-1

101.11

-1

101.15

-1

101.14

-1

101.14

-1

101.15

-1

101.15

-1

101.17

-1

101.17

-1

101.24

-1

101.24

-1

100.97

-1

100.97

-1

100.97

-1

100.97

-1

100.98

-1

100.98

-1

100.99

-1

101.05

-1

101.14

-1

101.14

-1

101.18

-1

101.21

-1

101.26

-1

101.21

-1

101.23

-1

101.52

-1

101.52

-1

101.52

-1

101.52

-1

101.52

-1

101.45

-1

101.45

-1

101.71

-1

101.71

-1

101.51

-1

101.51

-1

101.51

-1

101.51

-1

101.51

-1

101.51

-1

101.36

-1

101.36

-1

101.42

-1

101.42

-1

101.43

-1

101.48

-1

101.58

-1

101.57

-1

101.58

-1

101.58

-1

101.75

-1

101.77

-1

101.78

-1

101.78

-1

101.76

-1

101.78

-1

101.78

-1

101.77

-1

101.78

-1

101.66

-1

101.66

-1

101.69

-1

101.69

-1

101.71

-1

101.67

-1

101.71

-1

101.71

-1

101.71

-1

101.56

-1

101.63

-1

101.63

-1

101.63

-1

101.65

-2

101.26

-2

101.21

-2

102.66

-2

101.82

-2

102.9

-2

101.25

-2

99.7

-2

99.7

-2

99.81

-2

99.81

-2

99.78

-2

102.89

-2

102.84

-2

102.6

-2

102.56

-2

102.58

-2

102.55

-2

102.69

-2

102.24

-2

102.23

-2

102.35

-2

102.38

-2

102.43

-2

102.18

-2

102.17

-2

102.4

-2

102.79

-2

103.08

-2

101.35

-3

102.66

-3

101.82

-3

100.48

-3

99.73

-3

102.66

-3

102.59

-3

102.66

-3

102.74

-3

102.73

-3

102.62

-3

102.65

-3

102.23

-3

102.3

-3

102.5

-3

102.43

-3

102.16

-3

103.06

-3

103.21

-3

103.16

-3

103.09

-3

103.01

-3

102.9

-3

102.98

-3

101.88

-3

101.69

-3

101.68

-3

101.5

-4

101.26

-4

101.82

-4

100.49

-4

99.79

-4

99.79

-4

102.81

-4

102.6

-4

102.56

-4

102.69

-4

102.56

-4

101.9

-5

100.47

-5

99.81

-5

102.83

-5

102.58

-5

102.13

-5

102.13

-5

102.29

-5

102.18

-5

103.16

-5

101.01

-6

103.22

-6

102.9

-6

99.77

-6

99.73

-6

102.53

-6

102.38

-6

102.9

-6

101.45

-7

99.82

-7

99.82

-7

99.79

-7

102.91

-7

102.86

-7

102.59

-7

102.59

-7

102.66

-7

102.72

-7

103.19

-7

103.2

-8

102.5

-8

102.17

-8

102.21

-8

102.32

-8

99.69

-9

102.58

-9

102.57

-9

102.58

-9

102.23

-9

102.2

-9

102.26

-9

102.26

-9

101.25

-10

101.46

-10

100

-10

102.66

-10

102.56

-10

102.69

-10

102.56

-10

102.97

-10

102.69

-10

102.25

-10

102.2

-10

102.3

-10

101.58

-10

101.2

-11

100.46

-11

99.76

-11

103

-11

102.74

-11

102.12

-11

102.26

-11

102.3

-11

102.4

-11

102.18

-11

101.69

-12

102.32

-12

99.79

-12

99.84

-12

102.66

-12

102.26

-12

102.26

-12

102.26

-12

102.31

-12

101.7

-12

101.7

-12

101.35

-12

101.35

-13

102.67

-13

101.23

-13

102.2

-14

99.77

-14

102.3

-15

103.22

-15

102.59

-15

102.43

-16

99.79

-16

102.58

-16

102.59

-16

102.69

-16

103.3

-16

103.24

-16

101.67

-16

101.67

-17

99.77

-17

102.66

-17

102.69

-17

102.74

-18

99.73

-18

99.83

-18

99.77

-18

102.69

-19

102.55

-19

99.7

-19

99.82

-19

102.69

-20

103.06

-20

99.84

-20

99.83

-20

99.78

-20

99.69

-20

99.69

-20

99.69

-21

99.79

-22

102.18

-22

102.41

-23

103.06

-23

99.8

-23

99.78

-24

99.73

-24

102.57

-24

102.66

-25

102.26

-26

102.56

-26

102.21

-26

102.26

-26

102.18

-27

102.01

-27

102.59

-27

102.11

-28

102.24

-29

102.66

-29

102.59

-29

102.66

-29

102.69

-29

102.72

-30

99.77

-30

102.9

-30

102.91

-30

102.22

-31

102.63

-32

102.81

-32

102.91

-32

102.29

-33

102.32

-33

102.6

-34

102.52

-34

102.56

-34

102.61

-34

102.26

-34

102.29

-35

102.28

-36

99.79

-37

102.22

-38

102.59

-38

102.55

-38

102.21

-39

102.91

-40

101.23

-40

102.91

-40

102.22

-40

102.22

-40

101.5

-41

102.21

-41

102.45

-42

102.55

-42

102.7

-42

102.14

-44

101.2

-44

102.18

-44

102.26

-45

102.63

-45

102.14

-45

102.22

-46

102.16

-48

102.91

-48

99.69

-50

102.5

-50

102.66

-50

100.45

-50

102.91

-51

99.81

-51

99.82

-52

102.01

-52

101.21

-52

102.31

-53

102.7

-54

101.22

-55

102.59

-57

102.32

-57

100.48

-58

102.55

-58

99.7

-61

102.16

-61

102.38

-62

102.32

-63

102.32

-63

103

-63

99.69

-64

101.71

-64

102.04

-65

102.66

-65

102.57

-66

102.66

-66

102.59

-66

103.01

-67

102.67

-67

99.79

-67

102.3

-67

102.3

-68

102.38

-69

102.9

-70

102.41

-70

102.91

-70

102.63

-70

102.22

-71

102.66

-71

102.23

-72

102.66

-72

102.54

-73

101.24

-73

102.12

-74

103.06

-74

99.84

-75

102.51

-75

102.66

-76

99.76

-77

102.5

-77

102.63

-77

102.17

-77

102.35

-80

99.82

-80

102.56

-82

101.82

-82

99.78

-82

99.79

-82

99.79

-82

102.55

-82

102.31

-84

103.06

-86

102.13

-87

102.17

-87

102.22

-87

102.41

-88

102.28

-89

102.2

-89

102.4

-90

102.44

-90

102.41

-91

102.5

-91

101.23

-91

99.82

-92

102.26

-93

99.7

-93

99.83

-93

99.84

-93

102.38

-94

99.8

-94

102.58

-96

99.79

-96

102.59

-97

102.53

-98

101.7

-99

102.2

-100

102.5

-100

102.66

-100

103.05

-100

99.7

-100

100.48

-100

100.48

-100

99.82

-100

99.98

-100

102.84

-100

102.81

-100

103.35

-102

102.59

-102

102.59

-103

102.22

-104

102.12

-104

102.2

-106

102.6

-108

102.59

-109

102.11

-111

100.5

-113

102.45

-114

99.84

-114

102.32

-116

102.21

-118

102.66

-118

102.84

-118

102.14

-123

102.91

-123

102.75

-123

102.3

-123

102.43

-125

102.55

-126

102.51

-127

102.59

-132

101.21

-133

102.63

-133

102.22

-135

101.43

-136

100.49

-136

103.01

-138

101.2

-138

102.6

-138

102.11

-138

102.4

-139

102.6

-141

101.82

-141

102.35

-146

102.6

-146

102.18

-150

102.04

-150

103

-150

102.74

-150

102.42

-151

102.67

-151

101.82

-152

102.4

-154

100.5

-156

102.7

-157

99.67

-159

99.82

-160

102.91

-160

102.14

-165

99.79

-167

103.17

-167

102.91

-167

102.22

-170

99.84

-170

102.29

-170

102.4

-171

103.3

-174

100.46

-174

102.59

-174

102.55

-175

102.32

-176

102.01

-176

102.31

-177

103.06

-178

102.2

-180

102.2

-181

99.79

-181

100.02

-181

102.32

-186

102.04

-186

99.69

-188

102.22

-190

102.84

-190

102.19

-190

102.12

-190

102.26

-190

102.22

-191

102.64

-192

101.27

-192

102.21

-196

101.23

-196

102.75

-197

100

-198

99.79

-199

102.6

-199

102.38

-200

103.27

-200

102.2

-203

102.58

-204

100

-204

102.32

-206

102.31

-207

102.32

-208

101.23

-208

102.44

-212

102.91

-213

101.27

-213

103.3

-213

102.37

-220

102.59

-222

102.22

-224

102.6

-224

103.17

-231

102.31

-242

102.91

-242

102.2

-245

102.32

-246

102.7

-247

103

-250

100

-252

99.82

-252

102.6

-255

102.11

-256

99.83

-259

102.89

-260

102.74

-265

101.5

-266

101.26

-266

101.5

-278

102.66

-278

102.56

-284

102.59

-286

101.26

-288

102.44

-289

102.3

-291

99.8

-291

102.15

-294

102.59

-294

102.38

-294

101.5

-298

102.32

-300

102.5

-300

100.48

-300

100.48

-300

99.7

-300

102.91

-300

99.7

-301

99.77

-301

102.41

-307

102.63

-310

102.75

-311

99.82

-312

100

-320

99.84

-323

102.86

-323

102.4

-324

102.29

-325

102.21

-339

103.17

-340

102.66

-345

103

-345

102.32

-345

102.31

-345

102.18

-346

99.82

-348

102.21

-350

102.52

-350

102.31

-353

102.63

-356

102.9

-360

102.31

-368

102.26

-373

102.59

-377

102.6

-377

102.43

-387

102.21

-392

99.82

-392

103.29

-393

102.35

-397

101.25

-397

100.5

-400

101.46

-400

102.26

-400

102.18

-401

100.46

-401

102.12

-401

102.4

-403

102.26

-405

103

-406

100.49

-406

102.38

-407

102.29

-408

100.5

-408

102.59

-408

103.01

-408

103

-408

103.26

-408

103.11

-409

102.68

-410

101.2

-410

101.2

-410

101.2

-410

101.46

-410

101.46

-410

101.2

-410

102.89

-410

102.81

-410

102.78

-410

102.72

-410

102.4

-410

102.4

-411

100.49

-411

99.82

-411

99.82

-411

99.82

-411

99.79

-411

102.66

-411

102.6

-411

102.59

-411

102.59

-411

102.6

-411

102.63

-411

102.63

-411

102.43

-411

102.43

-411

102.43

-411

102.43

-411

102.43

-411

102.43

-411

102.44

-411

102.43

-412

102.2

-412

102.19

-412

102.14

-412

102.32

-412

102.15

-412

102.2

-412

102.2

-412

102.2

-412

102.23

-412

102.23

-412

102.2

-412

102.2

-412

102.26

-412

102.26

-412

102.21

-412

102.26

-412

102.21

-412

102.32

-412

102.29

-433

102.35

-500

101.22

-525

102.52

-601

102.35

-631

102.5

-650

101.26

-799

102.01

-927

101.5

-969

101.5

-1000

101.2

-1375

102.35

-1477

103.2

-1591

101.26

-1604

102.32

-1653

101.5

-2040

101.82

-3000

100.23

-4175

101.5

-4417

101.5

-4914

101.73

-7156

102.9

-7613

102.5

-8417

102.2967

-8417

102.2967

-10000

98.4

-17000

98.4

-20398

101.5

-22323

102.7539

-25000

102.75

-30800

98.4

-50000

102.7

-58279

101.5

-60750

102.84

-262000

95.15

Total

699,232

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call option;

 P = put option)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (AUD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

C

purchasing

120000

145

E

20081218

0.285

C

purchasing

66000

145

E

20081218

0.3

C

purchasing

60000

145

E

20081218

0.315

P

purchasing

-500

100

E

20081218

37.89

C

selling

-4000

88

E

20091215

1.68

C

selling

-13200

95

E

20081126

1.665

C

selling

-30000

145

E

20081218

0.29

C

selling

-60000

145

E

20081218

0.29

C

selling

-60000

145

E

20081218

0.29

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(AUD)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

22 September 2008

Contact name

Pavla Trskova

Telephone number

02890 409544

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

P

purchased

140000

37.6132

E

20091001

P

purchased

130000

77.94

E

20100219

P

purchased

66600

38.5842

E

20091201

P

purchased

50979

78.5

E

20110630

P

purchased

48000

43.3704

E

20100628

P

purchased

40000

43.3704

E

20100628

P

purchased

39000

89

E

20100809

P

purchased

30588

77.8

E

20090630

P

purchased

30000

95.75

E

20100629

P

purchased

25000

138.11

E

20120416

P

purchased

25000

77.2

E

20110627

P

purchased

9000

75.22

E

20100524

P

purchased

6789

82.55

E

20100517

P

purchased

6646

95.75

E

20100628

P

purchased

6646

78.46

A

20090924

P

purchased

6528

95.7

E

20120905

P

purchased

6415

98.22

E

20120912

P

purchased

6415

78.5

E

20110630

P

purchased

6268

78.5

E

20110630

P

purchased

5810

138

A

20080925

P

purchased

5428

68.66

A

20090924

P

purchased

5066

136

A

20080925

P

purchased

4886

110

A

20081218

P

purchased

4420

75

A

20111222

P

purchased

4320

80

A

20111222

P

purchased

3801

122

A

20081218

P

purchased

3388

72

A

20081218

C

purchased

3188

126

A

20080925

C

purchased

3105

126

A

20080925

P

purchased

2994

115

A

20081030

P

purchased

2862

120

A

20081030

P

purchased

2591

121

A

20081127

P

purchased

2591

68

A

20101223

P

purchased

2248

120

A

20080925

C

purchased

2000

78.46

A

20090924

P

purchased

1976

77

A

20111222

C

purchased

1936

138

A

20081030

C

written

1592

116

A

20081030

C

written

1370

124

A

20080925

P

written

1273

114

A

20080925

P

written

1273

120

A

20080925

C

written

1188

85

A

20111222

P

written

1152

58

A

20080925

P

written

1152

132

A

20080925

C

written

1152

122

A

20081218

C

written

1152

105

A

20081127

P

written

1132

141.69

A

20130627

C

written

1000

56.89

A

20090924

P

written

873

129.41

A

20121220

P

written

869

128.75

A

20130228

P

written

725

127.31

A

20130228

P

written

561

124.35

A

20130228

P

written

561

143.31

A

20130627

P

written

514

141.79

A

20110630

P

written

514

141.69

A

20110630

P

written

464

139.04

A

20130627

P

written

464

141.75

A

20130627

P

written

422

139.59

A

20130627

P

written

422

130.34

A

20121220

P

written

405

128.71

A

20110224

P

written

400

60

A

20080925

P

written

392

92.66

A

20110728

P

written

388

130

A

20081218

P

written

388

93.6

A

20110728

P

written

365

94.02

A

20110728

P

written

332

131.2

A

20130328

P

written

332

140.36

A

20130627

P

written

330

78.5

E

20110630

P

written

302

78.5

E

20110630

P

written

302

78.5

E

20110630

P

written

296

78.5

E

20110630

P

written

290

98.22

E

20120912

P

written

290

98.22

E

20120912

P

written

268

95.7

E

20120905

P

written

266

95.7

E

20120905

P

written

208

94.08

A

20110728

P

written

208

135.22

A

20110412

C

written

203

65

A

20081127

P

written

203

95.75

E

20100628

P

written

191

95.75

E

20100628

P

written

191

135.38

A

20130725

P

written

191

82.55

E

20100517

P

written

191

82.55

E

20100517

P

written

177

136.18

A

20130627

P

written

160

75.22

E

20100524

P

written

159

75.22

E

20100524

P

written

141

137

A

20130328

C

written

138

59.227

A

20130627

P

written

117

77.2

E

20110627

P

written

115

77.2

E

20110627

P

written

107

131.14

A

20121011

P

written

99

131.96

A

20130205

P

written

90

98.1

A

20100625

P

written

88

138.11

E

20120416

P

written

88

138.11

E

20120416

P

written

87

95.75

E

20100629

P

written

81

95.75

E

20100629

P

written

79

77.8

E

20090630

P

written

78

77.8

E

20090630

P

written

77

89

E

20100809

P

written

71

89

E

20100809

P

written

-70

138

A

20130228

C

written

-191

95

A

20081218

P

written

-191

89.4361

A

20110207

P

written

-203

137.5

A

20130725

C

written

-208

95

E

20081126

P

written

-270

83.22

A

20111007

P

written

-290

43.3704

E

20100628

P

written

-302

43.3704

E

20100628

P

written

-332

43.3704

E

20100628

P

written

-385

43.3704

E

20100628

P

written

-388

105.3

A

20110523

P

written

-422

78.5

E

20110630

P

written

-464

78.5

E

20110630

P

written

-514

85.0735

A

20110228

C

written

-561

88

E

20091215

P

written

-774

153.6

A

20130107

P

written

-1000

174.48

A

20130521

C

written

-1152

66

E

20091215

P

written

-1152

160.932

A

20121128

C

written

-1273

110

A

20081218

P

written

-1385

73.8533

A

20101229

C

written

-1948

85

A

20100623

P

written

-2000

38.5842

E

20091201

P

written

-2000

38.5842

E

20091201

P

written

-2000

119

A

20120711

P

written

-2491

85.04

A

20110328

P

written

-2591

99.8

A

20110428

P

written

-4000

115.61

A

20120613

P

written

-5000

164.66

A

20121227

P

written

-5000

96.12

A

20110623

P

written

-6415

99.12

A

20120425

P

written

-6437

88.07

A

20110623

P

written

-6646

97.272

A

20120828

P

written

-8000

109.19

A

20120530

P

written

-15000

92.64

A

20110624

P

written

-21739

119.75

A

20120628

P

written

-25000

88.6

A

20120327

P

written

-33000

77.94

E

20100219

P

written

-44000

77.94

E

20100219

C

written

-50000

64

A

20090619

P

written

-50000

116.82

A

20120711

P

written

-57000

37.6132

E

20091001

P

written

-71000

37.6132

E

20091001

P

written

-75000

94.91

A

20110623

P

written

-90000

100

E

20081218

C

written

-100000

115

E

20081218

C

written

-112000

58.592

A

20120628

C

written

-118800

145

E

20081218

C

written

-150000

135

E

20081218

P

written

-154000

56.0324

E

20081103

P

written

-168000

74.25

E

20110727

P

written

-232000

56.1501

A

20101011

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.  Full details of any existing agreements to purchase or to sell should also be given on this form.  

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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