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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Sydney branch
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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12-09-08
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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781374
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0.171
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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31700
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0.007
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Total
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813074
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0.178
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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35
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103.98
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Purchase
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156
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104.08
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Purchase
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3
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104.08
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Purchase
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156
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103.80
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Purchase
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62
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103.99
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Purchase
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17
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103.99
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Purchase
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157
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103.99
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Purchase
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138
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103.76
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Purchase
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18
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103.65
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Purchase
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39
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103.65
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Purchase
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137
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103.50
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Purchase
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12
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103.50
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Purchase
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61
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103.45
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Purchase
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10
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103.40
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Purchase
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28
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103.42
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Purchase
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15
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103.43
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Purchase
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14
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103.43
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Purchase
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19
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103.37
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Purchase
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11
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103.37
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Purchase
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10
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103.45
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Purchase
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49
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103.53
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Purchase
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32
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103.64
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Purchase
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37
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103.66
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Purchase
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98
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103.79
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Purchase
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80
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103.77
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Purchase
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17
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103.68
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Purchase
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1
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103.68
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Purchase
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54
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103.58
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Purchase
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3
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103.58
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Purchase
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17
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103.33
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Purchase
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39
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103.27
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Purchase
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18
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103.29
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Purchase
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30
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103.29
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Purchase
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10
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103.29
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Purchase
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106
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103.27
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Purchase
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59
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103.18
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Purchase
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1
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102.91
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Purchase
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27
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103.34
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Purchase
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66
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103.35
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Purchase
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37
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103.35
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Purchase
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125
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103.39
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Purchase
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39
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103.39
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Purchase
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3
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103.39
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Purchase
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10
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103.38
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Purchase
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26
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103.37
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Purchase
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5
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103.51
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Purchase
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100
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103.51
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Purchase
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68
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103.51
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Purchase
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21
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103.61
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Purchase
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25
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103.61
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Purchase
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34
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103.61
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Purchase
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53
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103.61
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Purchase
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85
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103.61
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Purchase
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6
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103.63
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Purchase
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33
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103.62
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Purchase
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11
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103.61
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Purchase
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44
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103.62
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Purchase
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12
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103.63
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Purchase
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5
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103.62
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Purchase
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11
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103.63
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Purchase
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12
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103.69
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Purchase
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18
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103.70
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Purchase
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10
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103.71
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Purchase
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91
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103.69
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Purchase
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71
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103.66
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Purchase
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1
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103.65
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Purchase
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10
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103.65
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Purchase
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43
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103.66
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Purchase
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75
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103.67
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Purchase
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63
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103.64
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Purchase
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10
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103.66
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Purchase
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8
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103.66
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Purchase
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2
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103.66
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Purchase
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72
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103.69
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Purchase
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82
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103.78
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Purchase
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21
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103.81
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Purchase
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98
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103.81
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Purchase
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23
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103.70
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Purchase
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43
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103.70
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Purchase
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2
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103.70
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Purchase
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8
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103.69
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Purchase
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84
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103.64
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Purchase
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44
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103.65
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12
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103.65
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Total Buys: 3,498
Total Sells: Nil
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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Put Option
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Selling
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3000
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116
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American
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30.10.2008
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16.1562
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Put Option
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Buying
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3000
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116
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American
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30.10.2008
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14.7
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) yes
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Date of disclosure
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15-09-2008
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Contact name
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Simon Crawley; Philipp Abelbeck
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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Product Description
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Written/Purchased
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No. of Securities
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Exercise Price
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Type
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Expiry Date
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Call Option
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PURCHASED
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5,000
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134.00
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American
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Sep 25 2008
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Put Option
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PURCHASED
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35,700
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68.66
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American
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Sep 24 2009
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Put Option
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PURCHASED
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1,000
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104.00
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American
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Sep 25 2008
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