30th Nov 2007 13:04
UBS Securities LLC30 November 2007 This announcement replaces the previous RNS announcement reference 4398Ireleased at 18:22 on 23 November 2007. Amendment made to the long and shortfigures in 2(a) and also to the supplemental sheet. All other informationremains unchanged. DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS Securities LLCCompany dealt in BHP Billiton Limited (ISIN US0886061086)Class of relevant security to which the dealings ADR (1:2)being disclosed relate (Note 1)Date of dealing 21 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (as in (%) Number (as in (%) shares) shares)(1) Relevant securities - - 6725634 0.20%(2) Derivatives (other than options) - - - -(3) Options and agreements to purchase/sell 1441800 0.04% 601400 0.02% Total 1441800 0.04% 3964217 0.22% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales B/S Qty Price (US$)B 12500 69.598B 75 70.17B 75 70.19B 7675 69.868B 300 69.112B 300 70.28B 3090618 72.778B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.6B 100 69.59B 100 69.59B 100 69.6B 100 69.6B 100 69.59B 100 69.6B 100 69.6B 100 69.6B 200 69.6B 200 69.6B 200 69.6B 200 69.6B 300 69.6B 300 69.6B 300 69.58B 300 69.6B 300 69.6B 300 69.6B 300 69.6B 300 69.6B 400 69.6B 400 69.6B 400 69.58B 400 69.59B 400 69.6B 400 69.6B 500 69.6B 600 69.6B 600 69.6B 700 69.6B 700 69.6B 1100 69.6B 3090618 72.778B 15474 69.521B 1554 69.59B 8500 69.873Total Buy Qty 6240189S 3090618 72.778S 300 70.28S 300 69.112S 75 70.17S 75 70.19S 7675 69.868S 3090618 72.778S 12500 69.598S 3090618 72.778S 150 69.5S 3009 69.425S 6582 69.998S 300 69.715S 4500 70.137S 29200 69.707Total Sell Qty 9336520 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD (c) Options transactions in respect of existing securities Product Writing, Number of Exercise Type, e.g. Expiry date Option moneyname, e.g. selling, securities to price American, paid/receivedcall option purchasing, which the option (USD) European per unit varying etc. relates (as in etc. (USD) (Note shares) (Note 6) 4)CALL Purchasing 600 60 American 12/22/2007 10.8CALL Purchasing 200 65 American 12/22/2007 6.6CALL Purchasing 3000 65 American 12/22/2007 7.1CALL Purchasing 600 70 American 12/22/2007 3.9CALL Purchasing 200 70 American 12/22/2007 3.7CALL Purchasing 600 70 American 12/22/2007 3.5CALL Purchasing 1400 70 American 12/22/2007 3.5CALL Purchasing 4000 70 American 12/22/2007 3.4CALL Purchasing 200 70 American 12/22/2007 3.8CALL Purchasing 400 70 American 12/22/2007 4.2CALL Purchasing 8400 70 American 12/22/2007 3.9CALL Purchasing 400 75 American 12/22/2007 1.65CALL Purchasing 200 75 American 12/22/2007 1.65CALL Purchasing 200 75 American 12/22/2007 1.55CALL Purchasing 400 75 American 12/22/2007 1.75CALL Purchasing 200 75 American 12/22/2007 1.65CALL Purchasing 1000 75 American 12/22/2007 1.8CALL Purchasing 4000 75 American 12/22/2007 1.9CALL Purchasing 400 75 American 12/22/2007 2CALL Purchasing 200 75 American 12/22/2007 2.06CALL Purchasing 2200 80 American 12/22/2007 0.65CALL Purchasing 1200 80 American 12/22/2007 0.7CALL Purchasing 1200 80 American 12/22/2007 0.65CALL Purchasing 200 80 American 12/22/2007 0.65CALL Purchasing 800 80 American 12/22/2007 0.75CALL Purchasing 3000 62.5 American 12/22/2007 9CALL Purchasing 400 70 American 02/16/2008 6.6CALL Purchasing 600 70 American 02/16/2008 6.6CALL Purchasing 200 70 American 02/16/2008 6.6CALL Purchasing 200 70 American 02/16/2008 6.6CALL Purchasing 400 70 American 02/16/2008 6.6CALL Purchasing 200 70 American 02/16/2008 6.6CALL Purchasing 200 70 American 02/16/2008 6.6CALL Purchasing 2600 70 American 02/16/2008 6.6CALL Purchasing 200 70 American 02/16/2008 6.4CALL Purchasing 800 70 American 02/16/2008 6.4CALL Purchasing 400 70 American 02/16/2008 6.6CALL Purchasing 200 70 American 02/16/2008 6.5CALL Purchasing 600 70 American 02/16/2008 6.7CALL Purchasing 200 70 American 02/16/2008 6.5CALL Purchasing 1200 70 American 02/16/2008 6.5CALL Purchasing 200 70 American 02/16/2008 6.3CALL Purchasing 400 70 American 02/16/2008 6.4CALL Purchasing 200 70 American 02/16/2008 6.5CALL Purchasing 200 70 American 02/16/2008 6.5CALL Purchasing 400 70 American 02/16/2008 6.4CALL Purchasing 200 70 American 02/16/2008 6.1CALL Purchasing 2000 70 American 02/16/2008 6.2CALL Purchasing 400 70 American 02/16/2008 6.2CALL Purchasing 400 70 American 02/16/2008 6.3CALL Purchasing 400 70 American 02/16/2008 6.4CALL Purchasing 200 70 American 02/16/2008 6.5CALL Purchasing 800 70 American 02/16/2008 6.5CALL Purchasing 200 70 American 02/16/2008 7.1CALL Purchasing 1800 80 American 02/16/2008 2.92CALL Purchasing 200 80 American 02/16/2008 2.92CALL Purchasing 600 80 American 02/16/2008 2.9CALL Purchasing 2600 90 American 02/16/2008 1.1CALL Purchasing 200 90 American 02/16/2008 1.15CALL Purchasing 2000 95 American 02/16/2008 0.65CALL Purchasing 400 100 American 02/16/2008 0.35CALL Purchasing 200 70 American 01/19/2008 5.3CALL Purchasing 1800 70 American 01/19/2008 5.1CALL Purchasing 1800 70 American 01/19/2008 5.89CALL Purchasing 200 70 American 01/19/2008 5.87CALL Purchasing 1800 70 American 01/19/2008 5.87CALL Purchasing 2800 70 American 01/19/2008 5.87CALL Purchasing 1400 70 American 01/19/2008 5.9CALL Purchasing 200 75 American 01/19/2008 3CALL Purchasing 400 75 American 01/19/2008 3.1CALL Purchasing 200 75 American 01/19/2008 3.4CALL Purchasing 400 75 American 01/19/2008 3.5CALL Purchasing 200 75 American 01/19/2008 3.5CALL Purchasing 200 75 American 01/19/2008 3.4CALL Purchasing 400 80 American 01/19/2008 1.8CALL Purchasing 600 80 American 01/19/2008 1.8CALL Purchasing 200 80 American 01/19/2008 1.8CALL Purchasing 400 80 American 01/19/2008 1.8CALL Purchasing 400 80 American 01/19/2008 1.8CALL Purchasing 400 80 American 01/19/2008 1.8CALL Purchasing 400 80 American 01/19/2008 1.8CALL Purchasing 600 80 American 01/19/2008 1.8CALL Purchasing 600 80 American 01/19/2008 1.8CALL Purchasing 600 80 American 01/19/2008 1.8CALL Purchasing 600 80 American 01/19/2008 1.8CALL Purchasing 800 80 American 01/19/2008 1.8CALL Purchasing 800 80 American 01/19/2008 1.8CALL Purchasing 600 80 American 01/19/2008 1.8CALL Purchasing 400 80 American 01/19/2008 1.8CALL Purchasing 1000 80 American 01/19/2008 1.8CALL Purchasing 200 80 American 01/19/2008 1.7CALL Purchasing 1000 80 American 01/19/2008 1.75CALL Purchasing 200 80 American 01/19/2008 2CALL Purchasing 600 85 American 01/19/2008 1CALL Purchasing 2200 90 American 01/19/2008 0.45CALL Purchasing 200 70 American 05/17/2008 8.8CALL Purchasing 200 70 American 05/17/2008 8.7CALL Purchasing 400 75 American 05/17/2008 6.8CALL Purchasing 200 80 American 05/17/2008 5.4CALL Purchasing 200 90 American 05/17/2008 3.1PUT Purchasing 2400 60 American 12/22/2007 0.8PUT Purchasing 200 60 American 12/22/2007 0.8PUT Purchasing 2600 65 American 12/22/2007 1.9PUT Purchasing 4000 65 American 12/22/2007 1.9PUT Purchasing 2000 65 American 12/22/2007 2.1PUT Purchasing 15400 65 American 12/22/2007 2.1PUT Purchasing 600 65 American 12/22/2007 1.8PUT Purchasing 800 65 American 12/22/2007 2PUT Purchasing 1400 70 American 12/22/2007 3.5PUT Purchasing 400 75 American 12/22/2007 6.4PUT Purchasing 200 75 American 12/22/2007 6.9PUT Purchasing 2000 62.5 American 12/22/2007 1.35PUT Purchasing 2000 62.5 American 12/22/2007 1.35PUT Purchasing 400 62.5 American 12/22/2007 1.3PUT Purchasing 200 62.5 American 12/22/2007 1.2PUT Purchasing 2400 62.5 American 12/22/2007 1.2PUT Purchasing 5400 55 American 02/16/2008 1.4PUT Purchasing 2000 70 American 02/16/2008 6.4PUT Purchasing 2000 75 American 02/16/2008 9.2PUT Purchasing 3000 52.5 American 02/16/2008 1.05PUT Purchasing 3000 52.5 American 02/16/2008 1.05PUT Purchasing 2000 40 American 01/19/2008 0.1PUT Purchasing 4400 55 American 01/19/2008 0.9PUT Purchasing 1000 55 American 01/19/2008 0.9PUT Purchasing 200 60 American 01/19/2008 1.95PUT Purchasing 800 70 American 01/19/2008 4.9PUT Purchasing 6800 70 American 05/17/2008 8.62PUT Purchasing 800 70 American 05/17/2008 8.5PUT Purchasing 600 70 American 05/17/2008 8.5PUT Purchasing 600 70 American 05/17/2008 8.5PUT Purchasing 8400 75 American 05/17/2008 11.59PUT Purchasing 400 80 American 05/17/2008 15.1CALL Selling 2000 70 American 12/22/2007 4.1CALL Selling 200 70 American 12/22/2007 3.7CALL Selling 2000 70 American 12/22/2007 3.5CALL Selling 400 70 American 12/22/2007 3.7CALL Selling 5000 70 American 12/22/2007 3.8CALL Selling 2000 75 American 12/22/2007 1.95CALL Selling 600 75 American 12/22/2007 1.85CALL Selling 2600 75 American 12/22/2007 1.9CALL Selling 2000 75 American 12/22/2007 1.75CALL Selling 200 75 American 12/22/2007 1.8CALL Selling 2000 75 American 12/22/2007 1.75CALL Selling 400 75 American 12/22/2007 1.75CALL Selling 400 75 American 12/22/2007 2CALL Selling 1000 80 American 12/22/2007 0.8CALL Selling 600 80 American 12/22/2007 0.8CALL Selling 200 80 American 12/22/2007 0.91CALL Selling 400 70 American 02/16/2008 7CALL Selling 600 75 American 02/16/2008 4.3CALL Selling 1800 80 American 02/16/2008 3.1CALL Selling 400 90 American 02/16/2008 1.25CALL Selling 600 95 American 02/16/2008 0.7CALL Selling 200 95 American 02/16/2008 0.75CALL Selling 200 70 American 01/19/2008 5.9CALL Selling 1800 75 American 01/19/2008 3.4CALL Selling 600 75 American 01/19/2008 3.3CALL Selling 400 80 American 01/19/2008 2CALL Selling 1600 80 American 01/19/2008 1.9CALL Selling 6800 80 American 01/19/2008 1.95CALL Selling 4600 85 American 01/19/2008 1CALL Selling 200 85 American 01/19/2008 1.05CALL Selling 200 85 American 01/19/2008 1.05CALL Selling 1000 100 American 01/19/2008 0.15CALL Selling 1000 100 American 01/19/2008 0.15CALL Selling 1600 100 American 01/19/2008 0.2CALL Selling 200 70 American 05/17/2008 9.4CALL Selling 200 70 American 05/17/2008 9.4CALL Selling 1800 70 American 05/17/2008 9.54CALL Selling 1800 70 American 05/17/2008 9.52CALL Selling 200 70 American 05/17/2008 9.52CALL Selling 2800 70 American 05/17/2008 9.52CALL Selling 1400 70 American 05/17/2008 9.55CALL Selling 200 75 American 05/17/2008 7.2CALL Selling 2000 80 American 05/17/2008 5.5CALL Selling 1800 80 American 05/17/2008 5.52CALL Selling 200 80 American 05/17/2008 5.52CALL Selling 2000 80 American 05/17/2008 5.7CALL Selling 2400 100 American 05/17/2008 1.95CALL Selling 6600 110 American 05/17/2008 1.05PUT Selling 4000 65 American 12/22/2007 2PUT Selling 19200 65 American 12/22/2007 2PUT Selling 6800 65 American 12/22/2007 2PUT Selling 4000 65 American 12/22/2007 2PUT Selling 4000 65 American 12/22/2007 2PUT Selling 8400 65 American 12/22/2007 1.9PUT Selling 8200 65 American 12/22/2007 1.9PUT Selling 6600 65 American 12/22/2007 2.15PUT Selling 8000 65 American 12/22/2007 2PUT Selling 8000 65 American 12/22/2007 2PUT Selling 8000 65 American 12/22/2007 2PUT Selling 8000 65 American 12/22/2007 2PUT Selling 3200 65 American 12/22/2007 2.15PUT Selling 400 65 American 12/22/2007 2.15PUT Selling 2600 70 American 12/22/2007 3.9PUT Selling 1000 70 American 12/22/2007 4PUT Selling 1400 70 American 12/22/2007 4.1PUT Selling 400 70 American 12/22/2007 4PUT Selling 1400 70 American 12/22/2007 4.1PUT Selling 2200 80 American 12/22/2007 11PUT Selling 2000 55 American 02/16/2008 1.45PUT Selling 2600 65 American 02/16/2008 4.2PUT Selling 2000 70 American 02/16/2008 6.1PUT Selling 4000 70 American 02/16/2008 6.5PUT Selling 4000 70 American 02/16/2008 6.4PUT Selling 2600 70 American 02/16/2008 6.4PUT Selling 200 80 American 02/16/2008 13.4PUT Selling 2000 52.5 American 02/16/2008 1.1PUT Selling 200 50 American 01/19/2008 0.6PUT Selling 4600 50 American 01/19/2008 0.55PUT Selling 5400 60 American 01/19/2008 2PUT Selling 3000 70 American 01/19/2008 5.3PUT Selling 200 70 American 01/19/2008 5.4PUT Selling 600 70 American 01/19/2008 5.4PUT Selling 200 70 American 01/19/2008 5.4PUT Selling 400 70 American 01/19/2008 5.4PUT Selling 2000 70 American 01/19/2008 5.3PUT Selling 1600 80 American 01/19/2008 12.5PUT Selling 400 80 American 01/19/2008 12PUT Selling 8400 80 American 01/19/2008 11.91PUT Selling 6800 85 American 01/19/2008 16.08PUT Selling 2600 85 American 01/19/2008 16.2PUT Selling 600 85 American 01/19/2008 16.3PUT Selling 7000 62.5 American 01/19/2008 2.6 (i) Writing, selling, purchasing or varying (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other personrelating to the voting rights of any relevant securities under any option referred to on this form or relatingto the voting rights or future acquisition or disposal of any relevant securities to which any derivativereferred to on this form is referenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 27 November 2007Contact name Richard MulcahyTelephone number 203 719 0467Name of offeree/offeror with which connected BHP BillitonNature of connection (Note 9) Connected Adviser Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.5(b) DETAILS OF OPEN POSITIONS (This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1) Product name, Written or Number of securities Exercise Type, e.g. Expiry datee.g. call purchased to which the option price (Note American,option or derivative 2) European etc. relatesCALL Purchased 150000 75 American Dec-07CALL Purchased 58800 80 American Jan-08CALL Purchased 54200 85 American May-08CALL Purchased 41000 60 American Jan-08CALL Purchased 39000 55 American Jan-08CALL Purchased 32600 70 American Dec-07CALL Purchased 31000 50 American Jan-08CALL Purchased 28400 75 American May-08CALL Purchased 25000 95 American Jan-08CALL Purchased 24200 70 American May-08CALL Purchased 22200 60 American Feb-08CALL Purchased 21000 110 American May-08CALL Purchased 18800 80 American Feb-08CALL Purchased 17800 95 American May-08CALL Purchased 17600 52.5 American Feb-08CALL Purchased 17000 67.5 American Feb-08CALL Purchased 16400 75 American Jan-08CALL Purchased 15400 65 American May-08CALL Purchased 14400 70 American Feb-08CALL Purchased 14400 85 American Feb-08CALL Purchased 13600 65 American Dec-07CALL Purchased 12000 55 American Feb-08CALL Purchased 9600 105 American Jan-08CALL Purchased 9000 65 American Jan-08CALL Purchased 8600 105 American Feb-08CALL Purchased 8200 75 American Feb-08CALL Purchased 6200 57.5 American Feb-08CALL Purchased 5600 100 American Feb-08CALL Purchased 5200 62.5 American Feb-08CALL Purchased 4800 110 American Jan-08CALL Purchased 4400 80 American May-08CALL Purchased 4000 60 American May-08CALL Purchased 3200 95 American Feb-08CALL Purchased 3000 62.5 American Dec-07CALL Purchased 2800 55 American May-08CALL Purchased 2200 85 American Dec-07CALL Purchased 2200 62.5 American Jan-08CALL Purchased 1200 45 American Feb-08CALL Purchased 1000 47.5 American Feb-08CALL Purchased 600 60 American Dec-07CALL Purchased 200 25 American Jan-08CALL Purchased 200 105 American May-08CALL Written 600 110 American Feb-08CALL Written 600 50 American May-08CALL Written 1000 67.5 American May-08CALL Written 1600 100 American Jan-08CALL Written 3200 70 American Jan-08CALL Written 3800 50 American Feb-08CALL Written 4400 65 American Feb-08CALL Written 4800 80 American Dec-07CALL Written 7400 90 American Jan-08CALL Written 7400 47.5 American Jan-08CALL Written 7600 85 American Jan-08CALL Written 10800 90 American Dec-07CALL Written 11400 67.5 American Jan-08CALL Written 11600 40 American Jan-08CALL Written 12600 45 American Jan-08CALL Written 13800 30 American Jan-08CALL Written 13800 100 American May-08CALL Written 14800 35 American Jan-08CALL Written 28800 75 American Dec-07CALL Written 39000 90 American Feb-08CALL Written 44400 95 American Dec-07CALL Written 65000 90 American May-08PUT Purchased 43800 45 American Jan-08PUT Purchased 40600 62.5 American Jan-08PUT Purchased 24400 75 American Jan-08PUT Purchased 22400 60 American May-08PUT Purchased 22000 75 American Dec-07PUT Purchased 20600 90 American Jan-08PUT Purchased 16000 65 American Feb-08PUT Purchased 15800 52.5 American Feb-08PUT Purchased 15400 70 American Feb-08PUT Purchased 9200 30 American Jan-08PUT Purchased 8600 75 American May-08PUT Purchased 8400 80 American Dec-07PUT Purchased 8200 35 American Jan-08PUT Purchased 7000 62.5 American Dec-07PUT Purchased 5400 67.5 American Jan-08PUT Purchased 4400 47.5 American Feb-08PUT Purchased 3800 95 American Feb-08PUT Purchased 3600 50 American May-08PUT Purchased 2800 80 American Feb-08PUT Purchased 2600 90 American May-08PUT Purchased 1800 100 American May-08PUT Purchased 1600 47.5 American May-08PUT Purchased 1200 55 American Feb-08PUT Purchased 1000 50 American Feb-08PUT Purchased 800 45 American May-08PUT Purchased 800 42.5 American May-08PUT Purchased 400 90 American Feb-08PUT Purchased 400 40 American May-08PUT Written 600 85 American Feb-08PUT Written 2400 40 American Jan-08PUT Written 2600 55 American Dec-07PUT Written 2600 95 American May-08PUT Written 2800 47.5 American Jan-08PUT Written 3600 85 American Dec-07PUT Written 3600 65 American Jan-08PUT Written 3600 80 American May-08PUT Written 4000 67.5 American May-08PUT Written 8200 25 American Jan-08PUT Written 8800 95 American Jan-08PUT Written 9400 62.5 American Feb-08PUT Written 9400 67.5 American Feb-08PUT Written 9800 75 American Feb-08PUT Written 10400 45 American Feb-08PUT Written 12000 60 American Dec-07PUT Written 14600 85 American Jan-08PUT Written 15200 90 American Dec-07PUT Written 19800 55 American May-08PUT Written 21400 65 American May-08PUT Written 22600 55 American Jan-08PUT Written 27000 57.5 American Feb-08PUT Written 34600 85 American May-08PUT Written 35000 50 American Jan-08PUT Written 39400 70 American Jan-08PUT Written 39400 70 American May-08PUT Written 42400 65 American Dec-07PUT Written 44400 70 American Dec-07PUT Written 45600 80 American Jan-08PUT Written 74200 60 American Feb-08PUT Written 105400 60 American Jan-08 Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existingagreements to purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5and their Notes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group