Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

2nd Jun 2008 11:47

RNS Number : 7407V
UBS AG (EPT)
02 June 2008
 
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
1. KEY INFORMATION
 
Name of exempt principal trader
UBS AG London Branch
Company dealt in
BHP Billiton Limited
Class of relevant security to which the dealings being disclosed relate (Note 1)
Ordinary
Date of dealing
30 MAY 2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
 
 
Long
 
Short
 
 
Number
(%)
Number
(%)
(1) Relevant securities
0
0.00%
5,621
0.00%
(2) Derivatives (other than options)
 
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
 
Total
0
0.00%
5,621
0.00%
 
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
 
Class of relevant security:
Long
 
Short
 
 
Number
(%)
Number
(%)
(1) Relevant securities
 
 
 
 
(2) Derivatives (other than options)
 
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
 
Total
 
 
 
 
 
(c) Rights to subscribe (Note 2)
Class of relevant security:
Details
 
 
 
3. DEALINGS (Note 3)
 (a) Purchases and sales
 
Purchase/sale
Number of securities
Price per unit (Note 4)
 
PURCHASE
511
4423 AUD Cents
PURCHASE
1736
4423
PURCHASE
1602
4425
SALE
4043
4427
SALE
20
4427
SALE
15
4427
SALE
1231
4429
SALE
726
4429
SALE
446
4429
SALE
241
4429
SALE
1085
4430
PURCHASE
12
4430
PURCHASE
14
4430
PURCHASE
54
4430
PURCHASE
63
4430
PURCHASE
116
4430
PURCHASE
250
4430
PURCHASE
278
4430
PURCHASE
720
4430
PURCHASE
735
4430
PURCHASE
786
4430
PURCHASE
1167
4430
PURCHASE
1500
4430
PURCHASE
1609
4430
PURCHASE
16
4431
PURCHASE
60
4431
PURCHASE
294
4431
PURCHASE
731
4431
PURCHASE
34
4433
PURCHASE
100
4433
PURCHASE
150
4433
PURCHASE
364
4433
PURCHASE
1109
4433
PURCHASE
2357
4433
SALE
1594
4434
SALE
500
4434
SALE
469
4434
SALE
338
4434
SALE
275
4434
SALE
268
4434
SALE
32
4434
SALE
23
4434
SALE
14
4434
PURCHASE
17
4434
PURCHASE
218
4434
PURCHASE
300
4434
PURCHASE
475
4434
SALE
2000
4435
SALE
625
4435
SALE
612
4435
SALE
571
4435
SALE
300
4435
PURCHASE
15
4435
PURCHASE
27
4435
PURCHASE
138
4435
PURCHASE
150
4435
PURCHASE
181
4435
PURCHASE
240
4435
PURCHASE
247
4435
PURCHASE
463
4435
PURCHASE
500
4435
PURCHASE
1447
4435
PURCHASE
2739
4435
SALE
4182
4436
SALE
1411
4436
SALE
1401
4436
SALE
1398
4436
SALE
823
4436
SALE
560
4436
SALE
500
4436
SALE
401
4436
SALE
241
4436
SALE
139
4436
SALE
100
4436
SALE
87
4436
SALE
34
4436
SALE
8
4436
SALE
6
4436
SALE
3
4436
SALE
1
4436
PURCHASE
30
4436
PURCHASE
100
4436
PURCHASE
200
4436
PURCHASE
300
4436
PURCHASE
400
4436
PURCHASE
800
4436
PURCHASE
2515
4436
SALE
554
4437
PURCHASE
10
4437
SALE
1919
4438
SALE
1843
4438
SALE
733
4438
SALE
1272
4439
SALE
1080
4439
SALE
1000
4439
SALE
320
4439
SALE
303
4439
SALE
254
4439
SALE
250
4439
SALE
133
4439
SALE
42
4439
SALE
10
4439
SALE
5
4439
SALE
1
4439
PURCHASE
15
4439
PURCHASE
17
4439
PURCHASE
55
4439
PURCHASE
147
4439
PURCHASE
478
4439
PURCHASE
3397
4440
PURCHASE
5630
4440
PURCHASE
1321
4441
PURCHASE
1
4443
PURCHASE
34
4443
PURCHASE
55
4443
PURCHASE
97
4443
PURCHASE
100
4443
PURCHASE
113
4443
PURCHASE
200
4443
PURCHASE
500
4443
SALE
1831
4444
SALE
607
4444
SALE
403
4444
SALE
288
4444
SALE
246
4444
SALE
182
4444
SALE
40
4444
SALE
24
4444
SALE
8
4444
PURCHASE
5
4444
PURCHASE
44
4444
PURCHASE
76
4444
PURCHASE
121
4444
PURCHASE
225
4444
PURCHASE
431
4444
PURCHASE
500
4444
PURCHASE
1137
4444
SALE
5168
4445
SALE
229
4445
PURCHASE
12
4445
PURCHASE
26
4445
PURCHASE
100
4445
PURCHASE
167
4445
PURCHASE
178
4445
PURCHASE
261
4445
PURCHASE
300
4445
PURCHASE
300
4445
PURCHASE
300
4445
PURCHASE
664
4445
PURCHASE
800
4445
PURCHASE
1116
4445
PURCHASE
1200
4445
SALE
1414
4446
SALE
1064
4446
SALE
414
4446
SALE
40
4446
SALE
7
4446
SALE
2
4446
PURCHASE
1367
4446
SALE
1649
4447
SALE
1513
4447
SALE
499
4447
SALE
169
4447
SALE
87
4447
SALE
53
4447
SALE
51
4447
SALE
44
4447
SALE
26
4447
SALE
4569
4448
SALE
4413
4448
SALE
594
4448
SALE
5
4448
SALE
4
4448
SALE
3
4448
PURCHASE
2577
4448
SALE
1383
4449
SALE
500
4449
SALE
482
4449
SALE
472
4449
SALE
226
4449
SALE
164
4449
SALE
152
4449
SALE
89
4449
SALE
9
4449
PURCHASE
5619
4449
PURCHASE
12
4450
PURCHASE
22
4450
PURCHASE
25
4450
PURCHASE
55
4450
PURCHASE
72
4450
PURCHASE
132
4450
PURCHASE
217
4450
PURCHASE
300
4450
PURCHASE
305
4450
PURCHASE
449
4450
PURCHASE
628
4450
PURCHASE
647
4450
PURCHASE
726
4450
PURCHASE
1000
4450
PURCHASE
1000
4450
PURCHASE
4515
4450
SALE
845
4451
SALE
31
4451
PURCHASE
4
4451
PURCHASE
30
4451
PURCHASE
300
4451
PURCHASE
700
4451
SALE
2000
4452
PURCHASE
21
4452
PURCHASE
100
4452
PURCHASE
500
4452
PURCHASE
1000
4452
PURCHASE
1242
4452
SALE
3916
4453
SALE
3000
4453
SALE
1621
4453
SALE
1073
4453
SALE
1000
4453
SALE
773
4453
SALE
621
4453
SALE
340
4453
SALE
178
4453
SALE
155
4453
SALE
28
4453
PURCHASE
14
4453
PURCHASE
94
4453
PURCHASE
102
4453
PURCHASE
112
4453
PURCHASE
168
4453
PURCHASE
200
4453
PURCHASE
1262
4453
PURCHASE
1453
4453
PURCHASE
1498
4453
PURCHASE
3579
4453
PURCHASE
4244
4453
SALE
270
4454
SALE
157
4454
PURCHASE
121
4454
PURCHASE
977
4454
SALE
5000
4455
SALE
280
4455
PURCHASE
677
4455
SALE
800
4456
SALE
750
4456
SALE
181
4456
SALE
7
4456
PURCHASE
13
4456
PURCHASE
21
4456
PURCHASE
60
4456
PURCHASE
138
4456
PURCHASE
140
4456
PURCHASE
165
4456
PURCHASE
198
4456
PURCHASE
440
4456
PURCHASE
1370
4456
PURCHASE
2270
4456
PURCHASE
3089
4456
SALE
166420
4456.277701
PURCHASE
166420
4456.277701
SALE
1524
4457
SALE
1365
4457
SALE
1283
4457
SALE
447
4457
SALE
250
4457
SALE
120
4457
SALE
58
4457
SALE
39
4457
PURCHASE
50
4457
SALE
3436
4458
SALE
1610
4458
SALE
800
4458
SALE
123
4458
SALE
25
4458
SALE
5
4458
SALE
173117
4458.059434
PURCHASE
173117
4458.059434
SALE
35
4459
SALE
8
4459
PURCHASE
12
4460
PURCHASE
13
4460
PURCHASE
49
4460
PURCHASE
56
4460
PURCHASE
254
4460
PURCHASE
1114
4460
PURCHASE
2337
4460
SALE
1092
4461
SALE
1000
4461
SALE
811
4461
SALE
200
4461
SALE
181
4461
SALE
27
4461
SALE
14
4461
SALE
12
4461
SALE
10
4461
SALE
9
4461
SALE
4
4461
SALE
1
4461
PURCHASE
1
4461
PURCHASE
40
4461
PURCHASE
123
4461
PURCHASE
178
4461
PURCHASE
692
4461
PURCHASE
2566
4461
SALE
1771
4462
SALE
1770
4462
PURCHASE
38
4462
PURCHASE
1969
4462
PURCHASE
1554
4463
SALE
1170
4464
SALE
2
4464
PURCHASE
15
4464
PURCHASE
26
4464
PURCHASE
35
4464
PURCHASE
36
4464
PURCHASE
71
4464
PURCHASE
99
4464
PURCHASE
100
4464
PURCHASE
167
4464
PURCHASE
199
4464
PURCHASE
200
4464
PURCHASE
240
4464
PURCHASE
285
4464
PURCHASE
300
4464
PURCHASE
552
4464
PURCHASE
800
4464
PURCHASE
965
4464
PURCHASE
2000
4464
SALE
606
4466
PURCHASE
56
4466
PURCHASE
98
4466
PURCHASE
126
4466
PURCHASE
199
4466
PURCHASE
400
4466
PURCHASE
4751
4466
SALE
2491
4467
PURCHASE
285
4467
PURCHASE
549
4467
PURCHASE
926
4467
PURCHASE
2298
4467
SALE
4494
4468
SALE
2375
4468
SALE
2011
4468
SALE
1100
4468
SALE
1000
4468
SALE
608
4468
SALE
57
4468
SALE
1
4468
PURCHASE
300
4468
PURCHASE
300
4468
PURCHASE
400
4468
PURCHASE
600
4468
SALE
4475
4469
SALE
37
4469
SALE
6
4469
PURCHASE
142
4469
PURCHASE
1270
4469
SALE
581
4470
SALE
13
4470
PURCHASE
19
4470
PURCHASE
39
4470
PURCHASE
42
4470
PURCHASE
300
4470
PURCHASE
337
4470
PURCHASE
440
4470
PURCHASE
1638
4470
SALE
369
4471
SALE
75
4471
SALE
43
4471
SALE
12
4471
PURCHASE
460
4471
SALE
1016
4472
SALE
292
4472
SALE
59
4472
SALE
46
4472
PURCHASE
29
4472
PURCHASE
38
4472
PURCHASE
40
4472
PURCHASE
500
4472
PURCHASE
975
4472
PURCHASE
1200
4472
SALE
5589
4473
SALE
1116
4473
SALE
573
4473
PURCHASE
90
4473
PURCHASE
108
4473
PURCHASE
150
4473
PURCHASE
153
4473
PURCHASE
166
4473
PURCHASE
361
4473
PURCHASE
643
4473
PURCHASE
2127
4473
SALE
1286
4474
PURCHASE
255
4474
PURCHASE
419
4474
PURCHASE
499
4474
PURCHASE
500
4474
PURCHASE
500
4474
PURCHASE
800
4474
PURCHASE
2800
4474
SALE
644
4475
SALE
406
4475
SALE
250
4475
SALE
120
4475
SALE
50
4475
SALE
43
4475
SALE
32
4475
PURCHASE
300
4476
PURCHASE
600
4476
PURCHASE
600
4476
SALE
1666
4477
SALE
1664
4477
SALE
400
4477
SALE
318
4477
SALE
300
4477
SALE
200
4477
SALE
53
4477
SALE
1
4477
PURCHASE
1207
4477
SALE
1025
4478
SALE
645
4478
SALE
435
4478
SALE
307
4478
SALE
207
4478
SALE
150
4478
SALE
72
4478
SALE
19
4478
PURCHASE
2117
4478
SALE
1756
4479
SALE
753
4479
SALE
31
4479
SALE
1947
4480
SALE
1482
4480
SALE
133
4480
SALE
133
4480
PURCHASE
11
4480
PURCHASE
65
4480
PURCHASE
165
4480
PURCHASE
300
4480
PURCHASE
445
4480
PURCHASE
1203
4480
PURCHASE
1411
4480
PURCHASE
3439
4480
PURCHASE
1
4481
PURCHASE
201
4481
SALE
905
4482
SALE
630
4482
SALE
214
4482
PURCHASE
576
4482
PURCHASE
3941
4482
SALE
4989
4483
SALE
21
4483
SALE
2
4483
PURCHASE
43
4483
PURCHASE
149
4483
PURCHASE
199
4483
PURCHASE
200
4483
PURCHASE
300
4483
PURCHASE
1642
4483
PURCHASE
4009
4483
SALE
1657
4484
SALE
318
4484
PURCHASE
255
4484
PURCHASE
524
4484
SALE
1155
4487
SALE
2633
4488
PURCHASE
300
4488
PURCHASE
300
4488
PURCHASE
300
4488
PURCHASE
900
4488
PURCHASE
1280
4488
SALE
699
4491
SALE
1000
4493
SALE
140
4493
SALE
30
4493
SALE
2940
4497
SALE
1644
4497
SALE
466
4497
SALE
208
4497
SALE
74
4497
SALE
26
4497
 
 
 
TOTAL PURCHASES
505,957
 
 
 
 
TOTAL SALES
512,654
 
 (b) Derivatives transactions (other than options)
Product name, e.g CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,e.g. call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 6)
Exercise price
Type, e.g. American, European etc.
Expiry date
Option money paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction(Note 7)
Details
Price per unit (if applicable)
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
……………………………………………………………………
 
……………………………………………………………………
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
Date of disclosure
2 JUNE 2008
Contact name
LOUISE ROBINSON
Telephone number
020 7567 8762
Name of offeree/offeror with which connected
BHP Billiton PLC
BHP Billiton LTD
Nature of connection (Note 9)
CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBGGDLUSGGGID

Related Shares:

BHP Group
FTSE 100 Latest
Value8,699.31
Change14.75