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EPT Disclosure

1st Oct 2008 09:37

RNS Number : 7936E
SG Option Europe
01 October 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

30 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

1,032,541   0.10

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

1,032,541  0.10

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/Sale

Number of Securities

Price per unit (GBP)

Purchase

892

32.69

Purchase

6124

33.38

Purchase

404

33.41

Purchase

703

33.42

Purchase

404

33.43

Purchase

202

33.45

Purchase

760

33.46

Purchase

961

33.47

Purchase

1456

33.48

Purchase

356

33.50

Purchase

889

33.51

Purchase

688

33.52

Purchase

440

33.53

Purchase

385

33.54

Purchase

202

33.56

Purchase

677

33.58

Purchase

202

33.59

Purchase

538

33.60

Purchase

568

33.61

Purchase

361

33.64

Purchase

202

33.65

Purchase

202

33.66

Purchase

150

33.67

Purchase

265

33.70

Purchase

202

33.73

Purchase

202

33.74

Purchase

1823

33.75

Purchase

1713

33.77

Purchase

554

33.78

Purchase

400

33.79

Purchase

351

33.81

Purchase

202

33.82

Purchase

550

33.84

Purchase

1549

33.85

Purchase

630

33.86

Purchase

577

33.87

Purchase

748

33.88

Purchase

482

33.89

Purchase

667

33.90

Purchase

611

33.91

Purchase

125439

33.92

Purchase

404

33.93

Purchase

545

33.94

Purchase

202

33.95

Purchase

865

33.96

Purchase

150

33.97

Purchase

546

33.98

Purchase

331

33.99

Purchase

660

34.00

Purchase

877

34.01

Purchase

1036

34.02

Purchase

577

34.04

Purchase

212

34.06

Purchase

6072

34.06

Purchase

404

34.10

Purchase

404

34.12

Purchase

202

34.13

Purchase

202

34.15

Purchase

889

34.16

Purchase

306

34.17

Purchase

206

34.21

Purchase

202

34.29

Purchase

496

34.30

Purchase

87707

34.32

Purchase

207

34.34

Purchase

249

34.35

Purchase

100

34.36

Purchase

4621

34.40

Purchase

261

34.41

Purchase

817

34.42

Purchase

582

34.43

Purchase

184

34.44

Purchase

185

34.45

Purchase

202

34.48

Purchase

624

34.50

Purchase

202

34.51

Purchase

42189

34.54

Purchase

3101

34.55

Purchase

214

34.57

Purchase

202

34.58

Purchase

3457

34.59

Purchase

202

34.59

Purchase

33139

34.59

Purchase

90

34.62

Purchase

202

34.63

Purchase

880

34.64

Purchase

150

34.66

Purchase

329

34.67

Purchase

20950

34.69

Purchase

202

34.70

Purchase

333525

34.71

Purchase

100

34.72

Purchase

554

34.73

Purchase

478

34.74

Purchase

709

34.75

Purchase

711

34.77

Purchase

577

34.78

Purchase

202

34.79

Purchase

202

34.81

Purchase

29330

34.85

Purchase

1287

34.85

Purchase

202

34.86

Purchase

404

34.87

Purchase

607

34.91

Purchase

202

34.94

Purchase

500

34.95

Purchase

446

34.96

Purchase

577

34.98

Purchase

266

35.02

Purchase

607

35.15

Total Purchase

743253

 

Sale

181082

32.97

Sale

253

33.49

Sale

1057

33.58

Sale

702

33.59

Sale

550

33.59

Sale

373

33.61

Sale

483

33.64

Sale

202

33.65

Sale

607

33.66

Sale

227

33.67

Sale

202

33.69

Sale

371

33.71

Sale

240

33.72

Sale

549

33.76

Sale

338

33.77

Sale

257

33.80

Sale

207

33.83

Sale

554

33.84

Sale

202

33.85

Sale

260

33.88

Sale

50

33.91

Sale

19

33.92

Sale

310

33.93

Sale

14

33.94

Sale

404

33.96

Sale

606

33.98

Sale

284

34.02

Sale

150

34.04

Sale

407

34.08

Sale

202

34.13

Sale

4591

34.17

Sale

495

34.17

Sale

59731

34.26

Sale

473

34.35

Sale

202

34.39

Sale

815

34.40

Sale

248

34.41

Sale

12047

34.43

Sale

442

34.43

Sale

2676

34.44

Sale

205

34.45

Sale

258

34.46

Sale

545

34.47

Sale

302

34.47

Sale

551

34.49

Sale

202

34.50

Sale

910

34.51

Sale

2125

34.52

Sale

635

34.52

Sale

404

34.53

Sale

444

34.57

Sale

404

34.58

Sale

323

34.59

Sale

50

34.61

Sale

1157

34.63

Sale

606

34.64

Sale

630

34.67

Sale

958

34.68

Sale

202

34.69

Sale

7959

34.70

Sale

15700

34.71

Sale

262

34.72

Sale

766

34.73

Sale

3398

34.74

Sale

586

34.75

Sale

591

34.76

Sale

202

34.77

Sale

414

34.78

Sale

200

34.79

Sale

208

34.80

Sale

467

34.83

Sale

288

34.88

Sale

64

34.92

Sale

218

35.00

Sale

912

35.05

Sale

202

35.08

Sale

202

35.11

Sale

202

35.14

Sale

256

35.15

Sale

184

35.22

Total Sale

317074

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

01 October 2008

Contact name

Patrick Overmeer

Telephone number

0207 676 6885

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
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