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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Sydney branch
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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26-Jun-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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0
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0
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2,723,932
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0.596
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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0
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0
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35,700
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0.008
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Total
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0
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0
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2,759,632
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0.604
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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TOTAL BUY: nil
TOTAL SELL: nil
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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Purchase
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6
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135.89
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Purchase
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17
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135.88
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Purchase
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62
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135.80
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Purchase
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58
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136.00
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Purchase
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6
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136.10
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Purchase
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60
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136.10
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Purchase
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56
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136.05
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Purchase
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15
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135.93
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Purchase
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93
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136.01
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Purchase
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46
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135.71
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Purchase
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56
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135.50
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Purchase
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58
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135.57
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Purchase
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47
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135.53
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Purchase
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48
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135.48
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Purchase
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47
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135.66
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Purchase
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46
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135.71
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Purchase
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46
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135.41
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Purchase
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44
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135.44
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|
Purchase
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69
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135.61
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Purchase
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36
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135.61
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Purchase
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40
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135.72
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Purchase
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16
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135.46
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Purchase
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27
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135.46
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Purchase
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24
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135.66
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Purchase
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23
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135.73
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Purchase
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70
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135.75
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Purchase
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35
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135.65
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Purchase
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41
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135.88
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Purchase
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21
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136.00
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Purchase
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65
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136.00
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Purchase
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63
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136.00
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Purchase
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14
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135.56
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Purchase
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32
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135.66
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Purchase
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28
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135.68
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Purchase
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25
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135.72
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Purchase
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32
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135.86
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Purchase
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26
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135.90
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Purchase
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31
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136.01
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Purchase
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25
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136.14
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Purchase
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40
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136.16
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Purchase
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22
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135.97
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Purchase
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20
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136.04
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Purchase
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20
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136.00
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Purchase
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22
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136.03
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Purchase
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18
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135.96
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Purchase
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17
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135.97
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Purchase
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31
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135.80
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Purchase
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6
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135.80
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Purchase
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17
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135.87
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Purchase
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16
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135.93
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Purchase
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19
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135.92
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Purchase
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16
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136.02
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Purchase
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16
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136.04
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Purchase
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15
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136.16
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Purchase
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4
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135.99
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Purchase
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13
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135.99
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Purchase
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19
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135.95
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Purchase
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22
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136.01
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Purchase
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16
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136.02
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Purchase
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2
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136.26
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Purchase
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19
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136.26
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Purchase
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21
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136.23
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Purchase
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10
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136.28
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Purchase
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8
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136.28
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Purchase
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23
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135.95
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Purchase
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21
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135.83
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Purchase
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8
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135.83
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Purchase
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8
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135.83
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Purchase
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7
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135.83
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Purchase
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6
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135.82
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Purchase
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16
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135.82
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Purchase
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35
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135.82
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Purchase
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41
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135.79
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Purchase
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12
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135.79
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Purchase
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45
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135.80
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Purchase
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26
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135.77
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Purchase
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33
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135.70
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Purchase
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32
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135.45
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Purchase
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35
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135.51
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Purchase
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17
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135.61
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Purchase
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32
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135.69
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Purchase
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14
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135.74
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Purchase
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50
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135.79
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Purchase
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10
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135.79
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Purchase
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13
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135.84
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Purchase
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25
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135.84
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Purchase
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21
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135.97
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Purchase
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14
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135.97
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Purchase
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37
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136.03
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Purchase
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36
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135.88
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Purchase
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11
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135.75
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Purchase
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40
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135.98
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Purchase
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40
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136.04
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Purchase
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5
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136.00
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Purchase
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38
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136.07
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Purchase
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30
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136.16
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Purchase
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28
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136.39
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Purchase
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35
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136.53
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Purchase
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38
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136.38
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Sale
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-76,000
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0.01
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TOTAL BUY: 2,865
TOTAL SELL: 76,000
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
|
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) yes
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Date of disclosure
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27-06-2008
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Contact name
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Crawley, Simon Paul
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Telephone number
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44 20 7888 5416
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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Product Description
|
Written/Purchased
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No. of Securities
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Exercise Price
|
Type
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Expiry Date
|
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Put Option
|
PURCHASED
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35,700
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68.66
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American
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Sep 24 2009
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