6th Dec 2007 16:08
Citigroup GM Australia Pty Ltd06 December 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Citigroup Global Markets Australia Pty Limited Company dealt in BHP Billiton Ltd Class of relevant security to which the Ord/Equitydealings being disclosed relate (Note 1) Date of dealing 05 December 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 3,827,029 (0.11%) 5,873,534 (0.17 %) (2) Derivatives (other than options) (0.00%) (0.00%) (3) Options and agreements to purchase/sell 23,746,357 (0.71%) 31,348,056 (0.93%) Total 27,573,386 (0.82%) 37,221,590 (1.10%) (b) Interests and short positions in relevant securities of thecompany, other than the class dealt in (Note 2) Class of relevant security: Long Short Convertible Number (%) Number (%) (1) Relevant securities (0.00%) (0.00%) (2) Derivatives (other than options) (0.00%) (0.00%) (3) Options and agreements to purchase/sell (0.00%) (0.00%) Total (0.00%) (0.00%) (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchases Number of securities Price per unit (Note 4) AUD (unless stated) 260000 42.7 40000 42.18 40000 42.45 35000 42.7 7500 42.77 6800 42.77 5731 43.17 5360 42.7 5000 42.87 5000 42.98 4183 42.86 4000 42.93 3879 42.77 3815 42.77 3685 42.77 3621 42.77 3522 42.8 2640 43 2640 42.86 2621 42.86 2185 42.83 2139 42.92 1785 42.82 1508 42.7 1446 42.8 1300 42.92 1260 42.86 1213 42.93 1200 42.93 1150 42.89 1100 43.02 1001 42.93 1001 42.93 1001 42.99 1001 42.99 1001 42.89 1001 42.89 999 43.02 891 42.94 889 42.99 847 42.86 730 42.92 700 42.77 693 42.89 690 43.15 671 42.89 667 42.93 629 42.86 624 42.93 609 42.94 543 42.93 500 42.92 423 43.01 423 43.01 420 42.83 391 42.99 371 42.99 363 42.83 343 42.99 328 42.92 315 42.82 315 42.82 314 42.8 314 42.8 300 42.86 281 42.94 280 42.83 280 42.93 280 42.94 278 42.93 278 42.93 270 42.86 270 42.89 267 42.97 263 42.93 240 42.9 232 42.86 218 43.15 209 42.92 207 42.93 200 42.99 200 42.83 173 42.89 172 43.15 126 43.12 115 42.99 111 42.93 110 42.86 107 42.86 70 42.92 69 43.17 60 42.92 46 42.89 42 42.89 38 42.92 31 42.99 31 42.89 27 42.93 27 42.99 26 42.93 24 42.93 23 42.99 22 42.92 15 42.92 1 42.95 1 42.94 1 42.95 1 42.97 1 42.99 1 42.99 1 42.96 1 42.96 1 42.88 1 42.88 1 42.88 1 42.79 1 42.8 1 42.86 1 42.86 Total 488,324 Sales Number of securities Price per unit (Note 4) AUD (unless stated) -1 42.85 -1 42.95 -1 42.93 -1 42.95 -1 42.95 -1 43.19 -1 43.01 -1 42.95 -1 42.94 -1 42.82 -1 42.97 -1 42.97 -1 42.99 -1 42.99 -1 42.99 -1 42.88 -1 42.88 -1 42.88 -1 42.82 -1 42.79 -1 42.87 -1 42.87 -3 42.8 -10 42.83 -12 42.82 -14 42.9 -14 42.87 -16 43.17 -16 42.82 -17 42.98 -24 42.8 -35 42.98 -38 42.83 -41 42.89 -42 42.83 -47 42.8 -50 42.83 -63 42.82 -73 43.15 -88 42.87 -99 42.97 -100 42.93 -106 42.9 -115 42.8 -145 42.95 -156 42.83 -161 42.82 -161 42.8 -161 42.8 -163 42.8 -169 43.19 -172 42.82 -175 42.95 -185 42.98 -200 42.8 -200 42.83 -200 42.83 -200 42.83 -214 42.87 -233 42.89 -244 43.17 -263 42.93 -267 42.97 -280 42.94 -281 42.94 -289 42.84 -289 42.8 -300 43.15 -300 42.8 -305 42.82 -314 42.8 -315 42.82 -350 42.93 -383 42.82 -391 42.82 -401 42.82 -401 42.8 -404 43.17 -420 42.78 -422 43.01 -423 43.01 -423 43.01 -428 42.83 -463 42.95 -467 42.8 -485 43.19 -500 42.83 -500 42.83 -504 43.17 -600 42.97 -605 42.83 -643 42.83 -666 43.19 -699 42.97 -707 42.83 -725 42.95 -777 43.01 -784 42.87 -836 42.82 -935 42.8 -955 42.95 -958 42.7 -970 42.82 -1000 42.95 -1000 42.82 -1000 42.83 -1000 42.8 -1031 42.83 -1100 43.16 -1200 42.93 -1250 43.15 -1513 42.7 -1633 42.95 -1702 42.95 -1789 42.82 -2000 43.15 -2000 42.83 -2250 43.17 -2262 42.98 -2504 42.96 -2600 42.97 -2702 43.15 -3000 43.17 -3154 42.83 -3342 42.85 -3349 42.93 -3519 42.95 -3560 42.85 -4033 42.83 -4434 42.8 -4800 42.8 -4918 42.83 -5000 42.8 -5000 42.96 -5000 42.97 -5000 42.97 -5306 42.98 -6000 42.7 -6163 42.83 -7410 42.7 -7500 42.83 -9572 42.83 -13297 42.94 -14352 43.17 -40000 42.18 -40000 42.45 -260000 42.7 Total 524,857 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (AUD) (Note 4) e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of Exercise Type, e.g. Expiry Option money selling, securities to American,e.g. call option purchasing, which the option price (AUD) European etc. date paid/received varying etc. relates (Note 6) per unit (AUD) (Note 4)C Purchasing 400000 46 E 20-Dec-07 0.1C Purchasing 400000 43 E 27-Mar-08 1.12C Purchasing 214400 43 E 27-Mar-08 1.09C Purchasing 162832 43 E 27-Mar-08 1.09C Purchasing 162832 43 E 27-Mar-08 1.09C Purchasing 114172 43 E 27-Mar-08 1.09C Purchasing 80000 46 E 20-Dec-07 0.09C Purchasing 74336 43 E 27-Mar-08 1.09C Purchasing 71428 43 E 27-Mar-08 1.09C Purchasing 60000 43 E 27-Mar-08 1.12C Purchasing 50000 44 A 20-Dec-07 0.7C Purchasing 50000 44 A 20-Dec-07 0.7P Selling 40000 43 E 20-Dec-07 0.33P Selling 40000 43 E 20-Dec-07 0.35P Selling 24000 39 E 27-Mar-08 0.56P Selling 20000 40 A 28-Feb-08 1.54C Purchasing 20000 46 E 20-Dec-07 0.09P Selling 20000 40 A 28-Feb-08 1.57C Purchasing 16000 46 E 20-Dec-07 0.09C Purchasing 6500 40 A 26-Jun-08 8.87P Selling 5000 44 E 27-Feb-08 0.99P Selling 4000 44 E 27-Feb-08 1.2P Selling 4000 44 E 27-Feb-08 1C Purchasing 4000 44 A 24-Jan-08 1.73C Purchasing 3000 45 A 20-Dec-07 0.46C Purchasing 3000 45 A 20-Dec-07 0.45C Purchasing 1000 41.5 E 27-Feb-08 1.85C Purchasing 1000 44 A 20-Dec-07 0.77C Purchasing 1000 41.5 E 27-Feb-08 1.76C Purchasing 1000 45 A 20-Dec-07 0.42P Selling 1000 41 A 27-Mar-08 2.34C Selling -1000 41.5 E 27-Feb-08 2.11C Selling -1000 41.5 E 27-Feb-08 1.95P Purchasing -1000 43 A 20-Dec-07 1.23P Purchasing -1000 43 A 24-Jan-08 2P Purchasing -2000 44 A 20-Dec-07 1.75P Purchasing -2000 41.5 A 20-Dec-07 0.58P Purchasing -2000 43 A 20-Dec-07 1.18P Purchasing -2000 44 E 27-Feb-08 1.3C Selling -2400 41.5 E 27-Feb-08 1.93P Purchasing -2600 45 E 19-Dec-07 2.35P Purchasing -3000 44 E 27-Feb-08 1.25C Selling -3604 43 E 27-Mar-08 1.11P Purchasing -4000 44 E 27-Feb-08 1.26P Purchasing -4000 43 A 20-Dec-07 1.25P Purchasing -5000 44 E 27-Feb-08 1.25C Selling -5000 47 A 20-Dec-07 0.1C Selling -5000 46 A 24-Jan-08 0.88P Purchasing -6668 43 E 20-Dec-07 0.34C Selling -8000 43 E 27-Mar-08 1.09P Purchasing -8000 43 E 20-Dec-07 0.35C Selling -10000 36.5 E 27-Feb-08 7.32C Selling -20000 43 E 27-Mar-08 1.06C Selling -22400 46 E 20-Dec-07 0.1P Purchasing -24000 39 E 27-Mar-08 0.55P Purchasing -33332 43 E 20-Dec-07 0.34P Purchasing -40000 43 E 20-Dec-07 0.35C Selling -60000 43 E 27-Mar-08 1.07C Selling -87632 43 E 27-Mar-08 1.06C Selling -120000 46 E 20-Dec-07 0.1C Selling -131120 46 E 20-Dec-07 0.1C Selling -154628 43 E 27-Mar-08 1.08C Selling -185424 43 E 27-Mar-08 1.06C Selling -214576 43 E 27-Mar-08 1.06C Selling -245372 43 E 27-Mar-08 1.08C Selling -246480 46 E 20-Dec-07 0.1C Selling -292368 43 E 27-Mar-08 1.06C Selling -400000 46 E 20-Dec-07 0.1 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure Contact name Neil Kober Telephone number 02890 409593 Name of offeree/offeror with which connected BHP Billiton plc Nature of connection (Note 9) Corporate Broker/Financial Advisor Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.5(b) DETAILS OF OPEN POSITIONS (This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1) Product name, Written or Number of securities Exercise price Type, e.g. Expiry date purchased to which the option or (Note 2) American,e.g. call option derivative relates European etc. Product name, Written or Number of Exercise price Type, e.g. Expiry date purchased securities to which (Note 2) American, Europeane.g. call option the option or etc. derivative relates C Option Purchased 850000 37 A 25-Sep-08 P Option Written 766000 25 A 20-Dec-07 P Option Written 749000 46 A 24-Jan-08 C Option Purchased 700000 34.5 A 20-Dec-07 P Option Written 580000 28 A 20-Dec-07 C Option Purchased 540000 42.14 E 28-Feb-08 P Option Written 516000 44 A 24-Jan-08 P Option Written 500000 38 A 20-Dec-07 P Option Written 500000 34.5 A 20-Dec-07 P Option Written 462000 44 A 20-Dec-07 C Option Purchased 446000 45 A 20-Dec-07 C Option Purchased 421000 44 A 20-Dec-07 C Option Purchased 415000 45 A 20-Dec-07 C Option Purchased 397000 11.5 A 24-Jul-08 C Option Purchased 340000 34.5 A 20-Dec-07 C Option Purchased 333000 42 A 28-Feb-08 C Option Purchased 327000 48 A 20-Dec-07 P Option Written 320000 20 A 20-Dec-07 C Option Purchased 300000 42.5 A 20-Dec-07 P Option Written 300000 38 A 27-Mar-08 P Option Written 300000 29 A 20-Dec-07 P Option Written 299000 43 A 20-Dec-07 C Option Purchased 284000 25 A 25-Mar-10 P Option Written 256000 34 A 26-Jun-08 P Option Written 250000 37.5 A 20-Dec-07 P Option Written 250000 44 A 24-Jan-08 C Option Purchased 228000 48 A 20-Dec-07 P Option Written 228000 41 A 26-Jun-08 P Option Written 212000 36 A 20-Dec-07 P Option Written 210000 44 A 23-Apr-08 C Option Purchased 200000 48 A 26-Jun-08 C Option Purchased 200000 48 A 26-Jun-08 C Option Purchased 200000 48 A 18-Dec-08 C Option Purchased 200000 42 A 28-Feb-08 C Option Purchased 200000 48 A 27-Mar-08 C Option Purchased 200000 44 A 26-Jun-08 C Option Purchased 200000 55 A 26-Mar-09 C Option Purchased 200000 46 A 27-Mar-08 P Option Written 200000 30 A 20-Dec-07 P Option Written 200000 40 A 20-Dec-07 P Option Written 200000 31 A 20-Dec-07 P Option Written 197200 40.5 E 20-Dec-07 P Option Written 182000 27.5 A 24-Jul-08 P Option Written 180000 43 A 20-Dec-07 P Option Written 169000 26.5 A 27-Mar-08 P Option Written 158000 37 A 20-Dec-07 C Option Purchased 155000 40 A 20-Dec-07 P Option Written 155000 45 A 26-Jun-08 P Option Written 154000 34 A 20-Dec-07 P Option Written 152000 35 A 26-Jun-08 C Option Purchased 150000 43 A 20-Dec-07 C Option Purchased 150000 43 A 20-Dec-07 P Option Written 150000 20.35 A 20-Oct-10 P Option Written 150000 20.35 A 18-Oct-10 C Option Purchased 145000 37 A 20-Dec-07 P Option Written 143000 27 A 24-Jul-08 C Option Purchased 141000 39 A 27-Mar-08 C Option Purchased 140000 45 A 20-Dec-07 C Option Purchased 135000 43 A 24-Jan-08 P Option Written 134000 38 A 20-Dec-07 C Option Purchased 131000 37 A 27-Mar-08 P Option Written 128000 16.5 A 24-Jul-08 P Option Written 128000 43 E 20-Dec-07 P Option Written 125000 43 A 26-Mar-09 P Option Written 125000 20.41 A 11-Oct-10 C Option Purchased 124000 44 A 20-Dec-07 C Option Purchased 120000 25.5 A 25-Mar-10 P Option Written 110000 26 A 20-Dec-07 P Option Written 104000 34.5 A 20-Dec-07 P Option Written 103000 31 A 24-Jan-08 C Option Purchased 100000 43.68 E 18-Dec-08 C Option Purchased 100000 40 A 26-Jun-08 C Option Purchased 100000 49 A 24-Jan-08 C Option Purchased 100000 40 A 27-Mar-08 C Option Purchased 100000 31 A 24-Jan-08 P Option Written 100000 18.15 E 05-Jul-10 P Option Written 100000 46 A 24-Jan-08 P Option Written 100000 46 A 24-Jan-08 P Option Written 100000 27.25 E 29-Jan-08 P Option Written 97000 30 A 20-Dec-07 P Option Written 97000 46 A 24-Jan-08 C Option Purchased 96000 45 A 24-Jul-08 P Option Written 95000 39 A 20-Dec-07 P Option Written 91000 47 A 20-Dec-07 C Option Purchased 89000 36 A 27-Mar-08 P Option Written 82000 23 A 24-Jul-08 P Option Written 79000 28 A 26-Jun-08 P Option Written 76000 25.5 A 24-Jul-08 P Option Written 75000 18 A 30-Jun-10 P Option Written 73000 46 A 27-Mar-08 P Option Written 73000 46 A 27-Mar-08 C Option Purchased 68000 38 A 26-Jun-08 P Option Written 68000 40 A 28-Feb-08 C Option Purchased 65000 35 A 27-Mar-08 C Option Purchased 60000 44 A 28-Feb-08 P Option Written 60000 37 E 20-Dec-07 C Option Purchased 57000 50 A 20-Dec-07 P Option Written 51159 31.68 A 23-Jun-11 C Option Purchased 50000 29.5 A 20-Dec-07 C Option Purchased 50000 26 A 20-Dec-07 P Option Written 50000 36 A 26-Jun-08 P Option Written 50000 38 A 25-Mar-10 P Option Written 50000 18 A 30-Jun-10 P Option Written 50000 12.5 A 30-Jun-09 P Option Written 50000 9.25 E 12-Jun-08 C Option Purchased 48000 42 A 20-Dec-07 C Option Purchased 47000 45 A 28-Feb-08 P Option Written 46000 38 A 27-Mar-08 C Option Purchased 45000 41 A 20-Dec-07 P Option Written 44000 46 A 20-Dec-07 P Option Written 44000 33 A 24-Jan-08 P Option Written 42878 33.05 A 28-Jul-11 C Option Purchased 40000 31 A 20-Dec-07 P Option Written 40000 48 A 24-Jan-08 P Option Written 40000 36 A 27-Mar-08 C Option Purchased 38000 47 A 27-Mar-08 C Option Purchased 37000 45 A 26-Jun-08 C Option Purchased 37000 41.5 A 20-Dec-07 P Option Written 35000 28 A 24-Jul-08 C Option Purchased 33000 44 A 26-Jun-08 P Option Written 33000 26 A 24-Jul-08 C Option Purchased 32000 50 A 24-Jul-08 P Option Written 30000 15 A 20-Dec-07 P Option Written 30000 22 A 27-Mar-08 P Option Written 29000 42 A 24-Jan-08 C Option Purchased 28000 46 A 26-Jun-08 P Option Written 28000 39 A 28-Feb-08 P Option Written 27958 33.19 A 28-Jul-11 C Option Purchased 25000 52 A 26-Jun-08 P Option Written 25000 31.5 A 20-Dec-07 P Option Written 25000 21 A 27-Mar-08 C Option Purchased 24000 43 A 24-Jan-08 C Option Purchased 24000 46 A 28-Feb-08 C Option Purchased 24000 43 A 28-Feb-08 P Option Written 24000 42 A 28-Feb-08 C Option Purchased 23000 32.5 A 20-Dec-07 C Option Purchased 23000 53 A 25-Sep-08 C Option Purchased 23000 35.5 A 20-Dec-07 P Option Written 23000 25 A 25-Mar-10 C Option Purchased 21000 36 A 20-Dec-07 P Option Written 21000 42 A 20-Dec-07 P Option Written 20367 33.96 A 23-Jun-11 C Option Purchased 20000 29.5 A 20-Dec-07 C Option Purchased 20000 31 A 26-Jun-08 C Option Purchased 20000 30 A 26-Jun-08 C Option Purchased 20000 33 A 27-Mar-08 C Option Purchased 20000 47 A 20-Dec-07 C Option Purchased 20000 35 A 26-Jun-08 C Option Purchased 20000 25.5 A 24-Jul-08 P Option Written 20000 26.5 A 20-Dec-07 P Option Written 20000 47 A 24-Jan-08 P Option Written 20000 47 A 23-Apr-08 P Option Written 20000 12 A 24-Jul-08 P Option Written 20000 31 A 20-Dec-07 P Option Written 20000 21.5 A 25-Mar-10 P Option Written 19330 33.9 A 05-Jul-11 C Option Purchased 19000 42 A 24-Jan-08 P Option Written 17345 33.06 A 05-Jul-11 P Option Written 17307 28.89 E 30-Jun-09 P Option Written 17253 28.98 E 19-Feb-10 P Option Written 17000 34 A 23-Apr-08 P Option Written 17000 33 A 24-Jul-08 P Option Written 16386 32.72 A 24-Jun-11 P Option Written 16156 49.74 A 28-Nov-12 C Option Purchased 16000 26.5 A 24-Jul-08 P Option Written 16000 33 A 27-Mar-08 P Option Written 16000 25.5 A 20-Dec-07 P Option Written 15912 33.5 A 27-Mar-12 C Option Purchased 15000 25 A 24-Jul-08 C Option Purchased 15000 47 A 26-Jun-08 C Option Purchased 15000 40 A 28-Feb-08 P Option Written 15000 22 A 25-Sep-08 P Option Written 15000 22.5 A 25-Mar-10 P Option Written 15000 23.5 A 28-Feb-08 P Option Written 15000 50 A 24-Jul-08 P Option Written 15000 39 A 26-Jun-08 C Option Purchased 14000 40 A 27-Mar-08 P Option Written 14000 25 A 27-Mar-08 P Option Written 14000 20 A 24-Jul-08 C Option Purchased 13000 42.5 A 20-Dec-07 P Option Written 12364 42.11 A 11-Jul-12 P Option Written 12362 39.26 A 28-Aug-12 P Option Written 12313 34.08 A 23-Jun-11 C Option Purchased 12000 43 A 26-Jun-08 C Option Purchased 12000 41 A 27-Mar-08 C Option Purchased 12000 12.5 A 24-Jul-08 P Option Written 12000 40 A 20-Dec-07 P Option Written 11699 35.88 A 25-Apr-12 P Option Written 11418 35.03 E 29-Jun-10 C Option Purchased 11000 38 A 27-Mar-08 P Option Written 10933 38.41 A 13-Jun-12 C Option Purchased 10000 32.5 A 27-Mar-08 C Option Purchased 10000 34 A 27-Mar-08 C Option Purchased 10000 36 A 28-Feb-08 C Option Purchased 10000 21 A 25-Sep-08 P Option Written 10000 43 A 25-Mar-10 P Option Written 10000 33 A 26-Jun-08 P Option Written 10000 12.5 A 25-Mar-10 P Option Written 10000 34 A 24-Jan-08 P Option Written 10000 27.58 E 23-Jun-09 P Option Written 9575 34.81 E 28-Jun-10 C Option Purchased 9000 44 A 27-Mar-08 C Option Purchased 9000 42 A 26-Jun-08 P Option Written 9000 18 A 24-Jul-08 P Option Written 9000 28.5 A 20-Dec-07 P Option Written 9000 32.5 A 20-Dec-07 P Option Written 9000 34 A 24-Jul-08 P Option Written 8982 29.48 A 28-Mar-11 P Option Written 8949 35.69 A 28-Apr-11 C Option Purchased 8000 30 A 25-Sep-08 P Option Written 8000 38 A 28-Feb-08 P Option Written 8000 19.5 A 24-Jul-08 P Option Written 8000 35.5 A 27-Mar-08 P Option Written 7825 25.81 A 29-Dec-10 P Option Written 7000 48 A 26-Jun-08 C Option Purchased 6000 41 A 24-Jan-08 P Option Written 6000 38.5 A 20-Dec-07 P Option Written 6000 35.5 A 24-Jan-08 P Option Written 5741 30.48 E 12-Apr-10 P Option Written 5661 33.59 A 02-Aug-11 P Option Written 5530 18.08 E 30-Jun-08 C Option Purchased 5000 42 A 25-Sep-08 C Option Purchased 5000 35 A 20-Dec-07 C Option Purchased 5000 30 A 27-Mar-08 P Option Written 5000 39 A 27-Mar-08 P Option Written 5000 29 A 24-Jul-08 P Option Written 5000 26 E 16-Jun-08 P Option Written 4480 29.02 A 28-Feb-11 C Option Purchased 4000 30 A 20-Dec-07 C Option Purchased 4000 28 A 27-Mar-08 P Option Written 4000 36 A 25-Sep-08 P Option Written 4000 24.8 E 19-Jan-10 P Option Written 4000 24.32 E 19-Jan-11 P Option Written 3658 27.33 E 28-Jun-11 P Option Written 3601 30.54 E 20-Apr-09 P Option Written 3598 27.79 E 29-Jun-11 P Option Written 3564 38.24 A 23-May-11 P Option Written 3484 28.7 E 30-Jun-11 P Option Written 3448 29 E 30-Jun-09 P Option Written 3209 30.62 A 07-Oct-11 C Option Purchased 3000 41 A 28-Feb-08 C Option Purchased 3000 34 A 20-Dec-07 C Option Purchased 3000 39.5 A 20-Dec-07 P Option Written 3000 43 A 26-Jun-08 P Option Written 3000 38 A 28-Aug-08 P Option Written 3000 17.34 E 16-Jun-08 P Option Written 2923 34.2 E 27-Jun-12 P Option Written 2854 35.03 E 29-Jun-12 P Option Written 2765 18.08 E 30-Jun-08 P Option Written 2617 18.15 E 30-Jun-08 P Option Written 2556 31.32 A 07-Feb-11 P Option Written 2552 17.63 E 27-Jun-08 P Option Written 2150 34.99 A 26-Jun-08 C Option Purchased 2000 43 A 27-Mar-08 C Option Purchased 2000 16 A 24-Jul-08 P Option Written 2000 47 A 26-Jun-08 P Option Written 2000 31.5 A 27-Mar-08 P Option Written 2000 35.5 A 20-Dec-07 P Option Written 2000 34.8 A 30-Jun-08 P Option Written 2000 26 E 15-Jun-11 P Option Written 2000 25.36 E 14-Sep-11 P Option Written 1991 36.61 A 15-May-12 P Option Written 1959 45.92 A 29-Nov-12 P Option Written 1869 21.4 E 18-Nov-08 P Option Written 1742 28.7 E 30-Jun-11 P Option Written 1713 28.85 A 30-Jun-09 P Option Written 1584 44.18 A 29-Nov-12 P Option Written 1554 35.38 E 22-Jun-12 P Option Written 1439 27.79 E 29-Jun-11 P Option Written 1400 29.08 A 16-May-08 P Option Written 1379 29 E 30-Jun-09 P Option Written 1299 34.2 E 28-Jun-10 P Option Written 1245 28.1 E 27-Jun-11 P Option Written 1205 24.88 E 18-Jan-10 P Option Written 1166 17.15 E 10-Jun-08 P Option Written 1164 17.17 E 02-Jun-08 P Option Written 1152 21.69 E 15-Dec-08 P Option Written 1149 34.81 E 28-Jun-10 P Option Written 1141 35.03 E 29-Jun-10 P Option Written 1132 53.89 A 11-Oct-12 P Option Written 1131 8.84 E 25-Jun-08 P Option Written 1124 17.79 E 23-Jun-08 P Option Written 1114 42.16 A 29-Nov-12 P Option Written 1106 18.08 E 30-Jun-08 P Option Written 1106 18.08 E 30-Jun-08 P Option Written 1101 18.15 E 30-Jun-10 P Option Written 1101 18.15 E 30-Jun-10 P Option Written 1040 38.44 E 05-Sep-12 P Option Written 1040 38.44 E 05-Sep-12 C Option Purchased 1000 39 A 24-Jan-08 C Option Purchased 1000 38.5 A 20-Dec-07 C Option Purchased 1000 40 A 24-Jan-08 C Option Purchased 1000 37.5 A 20-Dec-07 P Option Written 1000 49 A 20-Dec-07 P Option Written 1000 39 A 25-Sep-08 P Option Written 1000 44 A 27-Mar-08 P Barrier Written 1000 44 E 27-Feb-08 P Option Written 1000 35.38 E 22-Jun-10 P Option Written 927 17.79 E 23-Jun-08 P Option Written 914 27.33 E 29-Jun-09 P Option Written 899 27.79 E 29-Jun-11 P Option Written 889 28.1 E 29-Jun-09 P Option Written 865 28.89 E 30-Jun-09 P Option Written 862 29 E 30-Jun-09 P Option Written 861 34.81 E 28-Jun-10 P Option Written 854 35.09 E 21-Jun-12 P Option Written 832 24.01 E 10-Jan-12 P Option Written 812 34.2 E 28-Jun-10 P Option Written 802 34.89 E 28-Jun-10 P Option Written 746 26.8 E 19-Jun-09 P Option Written 731 27.33 E 28-Jun-11 P Option Written 721 34.58 A 28-Jul-11 P Option Written 719 27.79 E 29-Jun-09 P Option Written 718 34.81 E 26-Jun-12 P Option Written 713 35.03 E 29-Jun-12 P Option Written 696 28.7 E 30-Jun-09 P Option Written 693 28.85 E 05-Jun-09 P Option Written 692 28.89 E 30-Jun-09 P Option Written 690 28.98 E 07-Jul-11 P Option Written 645 31 E 09-May-11 P Option Written 645 31 E 11-May-12 P Option Written 634 47.3 A 29-Nov-12 P Option Written 629 31.78 E 12-May-11 P Option Written 620 40.3 E 20-Nov-12 P Option Written 620 40.3 E 20-Nov-12 P Option Written 606 33 E 16-Aug-12 P Option Written 606 33 E 16-Aug-12 P Option Written 588 34 E 15-Jun-12 P Option Written 584 34.2 E 27-Jun-12 P Option Written 547 18.26 E 20-Jun-08 P Option Written 544 36.7 E 09-Aug-10 P Option Written 523 47.82 A 29-Nov-12 P Option Written 522 28.7 E 30-Jun-11 P Option Written 522 28.7 E 30-Jun-11 P Option Written 481 20.76 E 06-Oct-08 P Option Written 479 41.7 E 12-Nov-12 P Option Written 456 35.03 E 29-Jun-10 P Option Written 431 34.79 A 28-Jul-11 P Option Written 429 34.94 E 25-Jun-10 P Option Written 401 24.93 E 21-Jan-08 P Option Written 356 34.66 A 28-Jul-11 P Option Written 337 37.06 E 29-Aug-12 P Option Written 337 37.06 E 29-Aug-12 P Option Written 329 34.66 A 28-Jul-11 P Option Written 287 34.81 E 27-Jun-11 P Option Written 285 35.03 E 29-Jun-11 P Barrier Written 70 48.5 E 19-Dec-07 P Option Purchased -337 37.06 E 29-Aug-12 P Option Purchased -606 33 E 16-Aug-12 P Option Purchased -620 40.3 E 20-Nov-12 P Option Purchased -1000 36 A 24-Jan-08 P Option Purchased -1000 42 A 23-Apr-08 P Option Purchased -1000 33.5 A 27-Mar-08 C Option Written -1000 45 A 24-Jan-08 C Option Written -1000 33 A 20-Dec-07 P Option Purchased -1040 38.44 E 05-Sep-12 P Option Purchased -2000 40 A 24-Jul-08 P Option Purchased -2000 45 A 20-Dec-07 P Option Purchased -2000 34 A 23-Dec-10 C Option Written -2000 48 A 27-Mar-08 C Option Written -2000 11 A 24-Jul-08 C Option Written -2000 32 A 24-Jul-08 C Option Written -2000 48 A 24-Jan-08 C Barrier Written -2400 41.5 E 27-Feb-08 C Option Written -3000 15.5 A 24-Jul-08 C Option Written -3000 48 A 18-Dec-08 C Option Written -4000 46 A 20-Dec-07 C Option Written -4000 36 A 26-Jun-08 C Option Written -4000 26 A 23-Dec-10 C Option Written -4000 36 E 27-Dec-07 P Option Purchased -5000 29 A 25-Mar-10 P Option Purchased -5000 35 A 24-Jul-08 P Option Purchased -5000 22 A 25-Mar-10 C Option Written -5000 27 A 24-Jul-08 P Option Purchased -6000 35 A 27-Mar-08 P Option Purchased -6000 42.5 A 20-Dec-07 C Option Written -6000 48 A 28-Feb-08 C Option Written -6000 47 A 28-Feb-08 C IWarrant Written -6000 33 A 20-Dec-07 P Option Purchased -7000 34 A 28-Feb-08 C Option Written -7000 10.5 A 24-Jul-08 C Option Written -7000 56 A 25-Sep-08 C Option Written -7000 45 A 27-Mar-08 P Option Purchased -8000 16 A 24-Jul-08 P Option Purchased -8000 35 A 24-Jan-08 P Option Purchased -8000 20 A 25-Mar-10 P Option Purchased -9000 29.5 A 27-Mar-08 P Option Purchased -9000 37.5 A 20-Dec-07 P Option Purchased -10000 32 A 24-Jan-08 P Option Purchased -10000 35 A 29-Jan-09 C Option Written -10000 51 A 20-Dec-07 C Option Written -10000 49 A 28-Feb-08 C Option Written -10000 47 A 25-Sep-08 C Option Written -10000 50 A 18-Dec-08 C Option Written -10000 35 A 24-Jul-08 C Option Written -11000 48 A 26-Jun-08 C Option Written -11000 40 A 25-Sep-08 C Barrier Written -11000 37.5 E 27-Feb-08 P Option Purchased -12000 22 A 24-Jul-08 C Option Written -12000 42 A 27-Mar-08 C Option Written -12000 42 E 20-Dec-07 P Option Purchased -13000 29 A 27-Mar-08 P Option Purchased -13000 41.5 A 20-Dec-07 C Option Written -13000 14 A 24-Jul-08 C Option Written -13000 20 A 24-Jul-08 C Option Written -13000 19 A 24-Jul-08 P Option Purchased -14000 18 A 25-Mar-10 C SFIWarrant Written -14815 19.66 A 28-Jun-12 P Option Purchased -15000 30.5 A 27-Mar-08 P Option Purchased -15000 37 A 24-Jan-08 P Option Purchased -15000 35 A 25-Mar-10 P Option Purchased -15000 32 A 25-Mar-10 C Option Written -15000 46 A 24-Jan-08 C Option Written -15000 44 A 24-Jan-08 C Option Written -15000 27 A 20-Dec-07 P Option Purchased -16000 42 A 27-Mar-08 P Option Purchased -17000 48 A 20-Dec-07 P Option Purchased -17000 39.5 A 20-Dec-07 P Option Purchased -17000 38 A 24-Jan-08 P Option Purchased -18000 22 A 23-Dec-10 P Option Purchased -19000 36 A 28-Feb-08 P Option Purchased -19000 27.5 A 20-Dec-07 C IWarrant Written -19000 44 A 27-Mar-08 P Option Purchased -20000 40 A 27-Mar-08 P Option Purchased -20000 23 A 20-Dec-07 P Option Purchased -20000 34 A 25-Sep-08 P Option Purchased -20000 26 A 27-Mar-08 P Option Purchased -20000 21 A 24-Jul-08 P Option Purchased -20000 24 A 25-Mar-10 P Option Purchased -20000 19 A 25-Mar-10 P Option Purchased -20000 42 A 26-Jun-08 P Option Purchased -20000 41 A 20-Dec-07 C Option Written -20000 26 A 24-Jul-08 C Option Written -20000 54 A 20-Dec-07 C Option Written -20000 41 E 27-Mar-08 C Barrier Written -20000 36.5 E 27-Feb-08 C Option Written -21000 16.5 A 24-Jul-08 P Option Purchased -22000 23.5 A 24-Jul-08 P Option Purchased -23000 33 A 20-Dec-07 P Option Purchased -24000 36.5 A 20-Dec-07 P Option Purchased -24000 32 A 27-Mar-08 P Option Purchased -25000 37 A 23-Apr-08 P Option Purchased -25000 37 A 28-Feb-08 P Option Purchased -25000 39 A 22-Dec-11 C Option Written -25000 24 A 24-Jul-08 C Option Written -25000 37 A 26-Jun-08 P Option Purchased -28000 32 A 20-Dec-07 P Option Purchased -29000 31 A 27-Mar-08 P Option Purchased -30000 19.5 A 20-Dec-07 P Option Purchased -30000 41 A 27-Mar-08 C Option Written -30000 43 A 20-Dec-07 C Option Written -30000 23 A 24-Jul-08 C Option Written -30000 43 A 20-Dec-07 C Option Written -31000 60 A 27-Mar-08 P Option Purchased -32000 37 A 27-Mar-08 C IWarrant Written -32930 25 A 27-Mar-08 P Option Purchased -33000 34 A 27-Mar-08 C Option Written -33000 36.5 A 20-Dec-07 C IWarrant Written -33620 21 A 23-Apr-08 P Option Purchased -34000 25 A 24-Jul-08 P Option Purchased -35000 35 A 25-Sep-08 P Option Purchased -35000 27 A 25-Mar-10 P Option Purchased -35000 32 A 26-Jun-08 C IWarrant Written -35415 21.5 A 19-Jun-09 P Option Purchased -37000 45 A 20-Dec-07 C Option Written -37000 38 A 20-Dec-07 P Option Purchased -40000 42 A 22-Dec-11 P Option Purchased -40000 37 A 28-Jun-12 C Option Written -42000 50 A 27-Mar-08 P Option Purchased -43000 35 A 28-Feb-08 P Option Purchased -45000 41 A 24-Jan-08 C Option Written -46000 47 A 24-Jan-08 P Option Purchased -48000 30 A 22-Dec-11 P Option Purchased -50000 24 A 25-Mar-10 P Option Purchased -50000 25.5 A 27-Mar-08 C Option Written -50000 44 A 28-Feb-08 P Option Purchased -52000 33 A 25-Mar-10 P Option Purchased -52000 30 A 25-Sep-08 P Option Purchased -53000 41 A 28-Feb-08 P Option Purchased -56000 40 A 24-Jan-08 P Option Purchased -59000 45 A 24-Jan-08 P Option Purchased -61000 26 A 25-Mar-10 C IWarrant Written -66059 25 A 23-Jul-08 P Option Purchased -68000 31 A 23-Dec-10 C IWarrant Written -76720 40 A 26-Jun-08 C Option Written -78000 28 A 24-Jul-08 P Option Purchased -80000 37 A 20-Dec-07 P Option Purchased -84000 43 A 24-Jan-08 C Option Written -87000 41 A 26-Jun-08 C IWarrant Written -87087 16 A 23-Jun-08 P Option Purchased -98000 30 A 26-Jun-08 C Option Written -98000 50 A 24-Jan-08 P Option Purchased -100000 46 A 24-Jan-08 P Option Purchased -100000 40 A 27-Mar-08 C Option Written -100000 60 A 26-Mar-09 C Option Written -100000 44 E 20-Dec-07 P Option Purchased -101000 30 A 27-Mar-08 C Option Written -110000 49 A 20-Dec-07 C Option Written -113000 18 A 24-Jul-08 P Option Purchased -119000 38 A 26-Jun-08 P Option Purchased -125000 34.5 A 20-Dec-07 P Option Purchased -130000 43 A 27-Mar-08 C Option Written -130000 46 A 27-Mar-08 P Option Purchased -141000 27 A 27-Mar-08 P Option Purchased -146000 40 A 26-Jun-08 P Option Purchased -148000 33.5 A 20-Dec-07 C Option Written -148000 39 A 20-Dec-07 C Option Written -150000 50 A 23-Apr-08 C Option Written -150000 21 A 24-Jul-08 C Option Written -150000 43 A 20-Dec-07 C IWarrant Written -161215 26 A 27-Nov-08 P Option Purchased -162000 27 A 22-Dec-11 P Option Purchased -170000 37 A 26-Jun-08 P Option Purchased -172000 39 A 27-Mar-08 C Option Written -173000 12 A 24-Jul-08 P Option Purchased -175000 44 A 20-Dec-07 C Option Written -175000 29 A 20-Dec-07 P Option Purchased -188000 30.5 A 20-Dec-07 P Option Purchased -190000 35 A 20-Dec-07 P Option Purchased -200000 36.5 A 20-Dec-07 P Option Purchased -200000 41 A 20-Dec-07 C Option Written -200000 50 A 26-Jun-08 C Option Written -200000 55 A 23-Dec-10 C Option Written -200000 40 A 20-Dec-07 C Option Written -200000 52 A 20-Dec-07 C Option Written -200000 48 A 26-Jun-08 C Option Written -200000 48 A 18-Dec-08 C Option Written -200000 48 A 18-Dec-08 C Barrier Written -201000 38.5 E 27-Feb-08 C Option Written -218000 50 A 26-Jun-08 P Option Purchased -245000 27.5 A 27-Mar-08 C Option Written -250000 35 A 20-Dec-07 C Option Written -250000 28 A 20-Dec-07 P Option Purchased -259000 37 A 20-Dec-07 P Option Purchased -264000 37.5 A 20-Dec-07 C Option Written -264000 37.5 A 20-Dec-07 P Option Purchased -268000 26 A 23-Dec-10 P Option Purchased -270000 39 A 20-Dec-07 P Option Purchased -274000 32 A 22-Dec-11 C Option Written -276000 47 A 20-Dec-07 P Option Purchased -300000 39 A 24-Jan-08 P Option Purchased -320000 24 A 20-Dec-07 P Option Purchased -340000 29 A 22-Dec-11 C Option Written -389200 46 E 27-Mar-08 C Option Written -400000 39 A 27-Mar-08 C Option Written -400000 49 A 20-Dec-07 C Option Written -486000 50 E 20-Dec-07 P Option Purchased -500000 34.5 A 20-Dec-07 C Option Written -540000 52 E 27-Mar-08 C Option Written -540000 42.14 E 28-Feb-08 C Option Written -540000 42.14 E 28-Feb-08 P Option Purchased -560000 42 A 24-Jan-08 P Option Purchased -624000 42 A 20-Dec-07 C Option Written -650000 31 A 20-Dec-07 P Option Purchased -700000 34.5 A 20-Dec-07 P Option Purchased -700000 37 A 25-Sep-08 C Option Written -717388 38 E 27-Dec-07 C Option Written -750000 30 A 20-Dec-07 C Option Written -1850400 46 E 20-Dec-07 C Option Written -2000000 0.01 E 20-Dec-07 C Option Written -2429204 43 E 27-Mar-08 C Option Written -3540000 48 E 20-Dec-07 Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existingagreements to purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5and their Notes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group