10th Apr 2008 11:38
UBS AG (EPT)10 April 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1)Date of dealing 9 APRIL 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 210 0.00% 0 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 210 0.00% 0 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 2 13630 AUD Cents PURCHASE 268 13630 PURCHASE 100 13649 PURCHASE 100 13649 PURCHASE 85 13662 PURCHASE 203 13662 PURCHASE 340 13667 PURCHASE 695 13669 PURCHASE 100 13672 PURCHASE 327 13672 SALE 183 13677 PURCHASE 30 13681 PURCHASE 290 13681 SALE 10 13690 PURCHASE 100 13692 SALE 48 13699 SALE 5 13699 PURCHASE 335 13699 PURCHASE 2 13700 PURCHASE 141 13700 PURCHASE 483 13700 SALE 52 13717 SALE 41 13717 SALE 1034 13718 PURCHASE 21 13718 PURCHASE 629 13718 SALE 120 13720 PURCHASE 275 13720 PURCHASE 305 13720 PURCHASE 477 13720 PURCHASE 526 13720 PURCHASE 1183 13720 SALE 392 13721 PURCHASE 4 13721 PURCHASE 100 13721 SALE 466 13725 SALE 270 13727 SALE 231 13727 SALE 146 13727 SALE 65 13727 PURCHASE 5 13728 PURCHASE 394 13728 PURCHASE 779 13728 PURCHASE 4 13729 PURCHASE 100 13729 SALE 300 13732 SALE 6 13732 PURCHASE 3 13734 SALE 269 13739 PURCHASE 156 13740 SALE 244 13745 SALE 171 13746 PURCHASE 531 13746 PURCHASE 11 13748 PURCHASE 451 13748 SALE 250 13750 SALE 250 13750 SALE 216 13750 SALE 180 13750 SALE 77 13750 SALE 9 13750 PURCHASE 1 13750 PURCHASE 336 13750 PURCHASE 442 13750 SALE 291 13751 SALE 270 13754 PURCHASE 3 13758 SALE 18 13759 SALE 250 13760 SALE 75 13760 SALE 23 13760 PURCHASE 497 13760 SALE 270 13764 SALE 247 13765 SALE 260 13766 SALE 71 13766 SALE 14 13766 SALE 6 13766 SALE 270 13769 SALE 245 13770 PURCHASE 15 13770 PURCHASE 83 13770 PURCHASE 355 13771 PURCHASE 863 13771 PURCHASE 47 13773 PURCHASE 542 13773 SALE 82 13774 SALE 51 13774 SALE 47 13774 SALE 1158 13775 SALE 200 13775 SALE 300 13779 SALE 91 13779 SALE 81 13779 SALE 16 13779 PURCHASE 282 13779 SALE 162 13780 PURCHASE 1 13780 PURCHASE 3 13780 PURCHASE 4 13780 SALE 786 13781 PURCHASE 660 13781 SALE 310 13782 PURCHASE 4 13782 PURCHASE 9 13782 PURCHASE 612 13782 SALE 1100 13786 PURCHASE 8 13786 PURCHASE 61 13786 PURCHASE 100 13786 SALE 506 13790 SALE 352 13790 SALE 203 13790 SALE 120 13790 SALE 15 13790 PURCHASE 419 13800 PURCHASE 777 13800 PURCHASE 123 13803 PURCHASE 319 13803 PURCHASE 120 13806 PURCHASE 73 13807 SALE 140 13813 SALE 61 13813 SALE 1809 13818 SALE 249 13818 SALE 81 13818 SALE 256 13820 SALE 552 13822 SALE 339 13824 SALE 51 13824 SALE 15 13824 SALE 11 13824 SALE 1 13824 SALE 900 13825 PURCHASE 86 13825 PURCHASE 1116 13825 PURCHASE 165 13832 PURCHASE 7 13833 PURCHASE 191 13833 PURCHASE 223 13833 PURCHASE 452 13833 SALE 40910 13845.40926 PURCHASE 40910 13845.40926 SALE 233 13847 SALE 661 13848 SALE 68 13850 SALE 150 13855 SALE 16 13855 PURCHASE 59 13855 PURCHASE 250 13855 PURCHASE 12 13856 PURCHASE 36 13856 PURCHASE 65 13856 PURCHASE 300 13856 PURCHASE 832 13856 PURCHASE 5 13857 PURCHASE 7 13857 PURCHASE 600 13857 PURCHASE 6 13858 PURCHASE 456 13858 SALE 250 13860 PURCHASE 8 13860 PURCHASE 7 13862 PURCHASE 53 13862 PURCHASE 281 13862 SALE 425 13863 SALE 400 13865 SALE 143 13865 SALE 40174 13865.84455 PURCHASE 40174 13865.84455 SALE 290 13869 SALE 172 13870 SALE 24 13870 SALE 260 13871 SALE 26 13871 SALE 4 13871 SALE 233 13872 PURCHASE 182 13875 PURCHASE 459 13875 PURCHASE 715 13875 PURCHASE 6 13878 PURCHASE 162 13878 PURCHASE 305 13878 PURCHASE 109 13879 PURCHASE 168 13879 PURCHASE 9 13882 PURCHASE 26 13882 PURCHASE 100 13882 PURCHASE 237 13882 SALE 899 13884 SALE 104 13886 SALE 51 13886 SALE 32 13886 SALE 200 13887 SALE 157 13887 SALE 200 13889 SALE 100 13889 SALE 73 13889 SALE 654 13890 PURCHASE 50 13890 PURCHASE 300 13890 PURCHASE 8 13892 PURCHASE 56 13892 PURCHASE 224 13892 PURCHASE 597 13892 PURCHASE 800 13892 SALE 396 13893 SALE 300 13893 SALE 100 13893 SALE 100 13893 SALE 100 13893 PURCHASE 466 13893 SALE 292 13900 SALE 650 13908 SALE 334 13909 SALE 54 13909 SALE 1 13909 SALE 835 13915 SALE 4 13915 SALE 250 13920 SALE 149 13920 SALE 49 13920 SALE 20 13920 PURCHASE 221 13920 SALE 500 13923 PURCHASE 11 13923 PURCHASE 82 13923 PURCHASE 93 13923 PURCHASE 457 13923 PURCHASE 749 13923 PURCHASE 14 13924 SALE 250 13925 PURCHASE 11 13926 PURCHASE 59 13926 PURCHASE 429 13926 PURCHASE 60 13927 SALE 166 13930 PURCHASE 115 13930 PURCHASE 683 13930 PURCHASE 1000 13930 PURCHASE 1600 13930 PURCHASE 2 13932 SALE 499 13933 SALE 137 13933 SALE 310 13936 SALE 107 13936 PURCHASE 39 13937 PURCHASE 80 13937 SALE 1292 13940 SALE 560 13940 SALE 1 13941 SALE 260 13944 SALE 59 13944 PURCHASE 527 13945 PURCHASE 17 13950 PURCHASE 19 13950 PURCHASE 171 13950 PURCHASE 354 13950 PURCHASE 403 13950 PURCHASE 951 13956 PURCHASE 402 13957 PURCHASE 730 13960 PURCHASE 591 13967 SALE 356 13968 SALE 253 13968 SALE 600 13970 PURCHASE 900 13972 PURCHASE 1057 13972 SALE 907 13975 SALE 740 13975 SALE 216 13975 SALE 165 13975 SALE 91 13975 SALE 203 13977 SALE 287 13978 PURCHASE 102 13980 SALE 470 13982 SALE 9 13982 SALE 204 13984 SALE 10 13984 PURCHASE 302 13984 SALE 973 13987 SALE 500 13987 SALE 108 13987 SALE 403 13988 PURCHASE 100 13990 PURCHASE 100 13990 PURCHASE 241 13990 PURCHASE 25 14007 PURCHASE 210 14007 PURCHASE 400 14008 PURCHASE 17 14010 PURCHASE 200 14010 PURCHASE 300 14010 SALE 1590 14012 SALE 1099 14015 PURCHASE 80 14015 PURCHASE 496 14015 TOTAL PURCHASES 121,994 TOTAL SALES 121,258 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 10 APRIL 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto