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EPT Disclosure

14th Aug 2008 11:34

RNS Number : 3361B
Credit Suisse Equities (Australia)
14 August 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

13-08-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

772068

0.169

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

772068

0.169

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

3,451

111.60

Purchase

2,010

111.60

Purchase

500

111.60

Purchase

6,800

111.60

Purchase

181

111.60

Purchase

1,766

111.67

Purchase

1

111.67

Purchase

1

111.67

Purchase

1

111.67

Purchase

25

111.67

Purchase

27

111.67

Purchase

16

111.67

Purchase

81

111.67

Purchase

81

111.67

Purchase

1

111.67

Purchase

58

111.55

Purchase

823

111.70

Purchase

162

111.70

Purchase

48

111.70

Purchase

62

111.70

Purchase

317

111.70

Purchase

198

111.70

Purchase

71

111.70

Purchase

1,219

111.70

Purchase

2,100

111.70

Purchase

6,057

111.60

Purchase

1

111.57

Purchase

8

111.55

Purchase

355

111.55

Purchase

334

111.55

Purchase

93

111.55

Purchase

152

111.55

Purchase

387

111.55

Purchase

492

111.55

Purchase

102

111.54

Purchase

28

111.54

Purchase

907

111.64

Purchase

500

111.64

Purchase

99

111.61

Purchase

19

111.61

Purchase

42

111.60

Purchase

433

111.60

Purchase

40

111.56

Purchase

91

111.56

Purchase

59

111.56

Purchase

12

111.56

Purchase

3

111.54

Purchase

78

111.54

Purchase

15

111.51

Purchase

21

111.51

Purchase

306

111.51

Purchase

62

111.51

Purchase

102

111.51

Purchase

67

111.51

Purchase

90

111.51

Purchase

45

111.51

Purchase

562

111.50

Purchase

400

111.50

Purchase

400

111.50

Purchase

336

111.50

Purchase

248

111.49

Purchase

54

111.49

Purchase

64

111.50

Purchase

260

111.50

Purchase

19

111.50

Purchase

56

111.50

Purchase

41

111.50

Purchase

181

111.50

Purchase

356

111.46

Purchase

23

111.46

Purchase

999

111.46

Purchase

706

111.52

Purchase

1

111.47

Purchase

37

111.46

Purchase

56

111.46

Purchase

1

111.41

Purchase

233

111.59

Purchase

100

111.59

Purchase

182

111.59

Purchase

84

111.59

Purchase

3

111.59

Purchase

93

111.59

Purchase

3

111.59

Purchase

113

111.59

Purchase

188

111.50

Purchase

1

111.50

Purchase

169

111.58

Purchase

18

111.58

Purchase

740

111.58

Purchase

86

111.58

Purchase

1

111.58

Purchase

335

111.58

Purchase

1

111.58

Purchase

24

111.58

Purchase

1

111.58

Purchase

85

111.63

Purchase

79

111.63

Purchase

1

111.55

Purchase

445

111.55

Purchase

12

111.54

Purchase

90

111.54

Purchase

39

111.54

Purchase

3

111.53

Purchase

35

111.53

Purchase

25

111.51

Purchase

10

111.51

Purchase

1

111.51

Purchase

107

111.49

Purchase

1,893

111.49

Purchase

607

111.49

Purchase

1

111.49

Purchase

1

111.49

Purchase

342

111.49

Purchase

17

111.49

Purchase

11

111.49

Purchase

3

111.49

Purchase

12

111.49

Purchase

1

111.43

Purchase

1

111.43

Purchase

1

111.43

Purchase

1

111.43

Purchase

1

111.43

Purchase

1

111.43

Purchase

769

111.58

Purchase

25

111.58

Purchase

92

111.58

Purchase

483

111.58

Purchase

31

111.56

Purchase

5

111.52

Purchase

101

111.52

Purchase

1

111.52

Purchase

1

111.50

Purchase

1

111.50

Purchase

1

111.50

Purchase

1

111.50

Purchase

188

111.47

Purchase

50

111.47

Purchase

581

111.47

Purchase

7

111.47

Purchase

4

111.47

Purchase

1

111.47

Purchase

78

111.47

Purchase

58

111.47

Purchase

103

111.46

Purchase

66

111.46

Purchase

101

111.46

Purchase

1

111.46

Purchase

359

111.40

Purchase

38

111.40

Purchase

74

111.40

Purchase

329

111.40

Purchase

671

111.40

Purchase

87

111.40

Purchase

16

111.39

Purchase

26

111.39

Purchase

71

111.38

Purchase

23

111.38

Purchase

100

111.38

Purchase

100

111.38

Purchase

411

111.38

Purchase

65

111.38

Purchase

30

111.38

Purchase

254

111.41

Purchase

94

111.41

Purchase

29

111.41

Purchase

8

111.41

Purchase

1

111.41

Purchase

1

111.37

Purchase

12

111.37

Purchase

1

111.37

Purchase

351

111.36

Purchase

1

111.36

Purchase

1

111.36

Purchase

18

111.35

Purchase

28

111.35

Purchase

1

111.35

Purchase

64

111.49

Purchase

336

111.49

Purchase

269

111.50

Purchase

26

111.49

Purchase

105

111.49

Purchase

3

111.53

Purchase

40

111.53

Purchase

175

111.53

Purchase

105

111.53

Purchase

10

111.53

Purchase

67

111.53

Purchase

288

111.53

Purchase

112

111.53

Purchase

1

111.25

Purchase

317

111.25

Purchase

25

111.25

Purchase

43

111.25

Purchase

479

111.08

Purchase

50

111.08

Purchase

104

111.08

Purchase

35

111.08

Purchase

60

111.07

Purchase

45

111.07

Purchase

583

111.07

Purchase

62

111.07

Purchase

786

111.15

Purchase

203

111.17

Purchase

3

111.16

Purchase

200

111.16

Purchase

94

111.16

Purchase

13

111.17

Purchase

550

111.25

Purchase

178

111.26

Purchase

494

111.26

Purchase

20

111.28

Purchase

32

111.28

Purchase

432

111.27

Purchase

676

111.28

Purchase

15

111.30

Purchase

354

111.30

Purchase

121

111.33

Purchase

77

111.30

Purchase

225

111.30

Purchase

668

111.32

Purchase

5

111.32

Purchase

375

111.32

Purchase

112

111.35

Purchase

18

111.29

Purchase

64

111.29

Purchase

16

111.29

Purchase

188

111.25

Purchase

101

111.17

Purchase

101

111.17

Purchase

37

111.17

Purchase

34

111.16

Purchase

217

111.16

Purchase

222

111.17

Purchase

26

111.17

Purchase

26

111.17

Purchase

186

111.17

Purchase

546

111.17

Purchase

29

111.16

Purchase

16

111.16

Purchase

78

111.16

Purchase

3

111.14

Purchase

213

111.15

Purchase

355

111.16

Purchase

122

111.16

Purchase

165

110.93

Purchase

368

110.94

Purchase

129

110.94

Purchase

206

110.94

Purchase

665

111.02

Purchase

251

111.07

Purchase

812

111.07

Purchase

660

111.04

Purchase

632

111.04

Purchase

3

111.04

Purchase

52

111.04

Purchase

120

111.04

Purchase

155

111.04

Purchase

127

111.04

Purchase

123

111.04

Purchase

66

111.04

Purchase

9

111.04

Purchase

839

111.04

Purchase

49

110.99

Purchase

304

111.00

Purchase

1

111.00

Purchase

361

111.00

Purchase

574

111.19

Purchase

688

111.20

Purchase

631

111.27

Purchase

472

111.28

Purchase

490

111.28

Purchase

308

111.28

Purchase

343

111.28

Purchase

54

110.57

Purchase

292

110.57

Purchase

232

110.56

Purchase

152

110.56

Purchase

308

110.57

Purchase

200

110.55

Purchase

292

110.55

Purchase

1,300

112.25

Sale

-169

111.58

Sale

-234

111.58

Sale

-65

111.58

Sale

-532

111.58

Sale

-1,789

111.59

Sale

-28

111.59

Sale

-1

112.10

Sale

-1

112.10

Sale

-1

112.10

Sale

-456

112.19

Sale

-49

112.15

Sale

-300

112.15

Sale

-1

112.15

Sale

-201

112.86

Sale

-39

112.88

Sale

-298

112.88

Sale

-713

112.50

Sale

-87

112.50

Sale

-55

112.51

Sale

-1

112.52

Sale

-1

112.53

Sale

-356

112.53

Sale

-587

112.55

TOTAL BUYS:72017

TOTAL SELLS:5964

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

14-08-2008

Contact name

Carolyn Collins/ Simon Crawley

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFVITLISLIT

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81