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EPT Disclosure

14th Nov 2008 11:10

RNS Number : 1895I
Deutsche Bank AG
14 November 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

13/11/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,841,349

0.62

-836,038

-0.18

(2) Derivatives (other than options)

816,038

0.18

-1,780,631

-0.39

(3) Options and agreements to purchase/sell

700,000

0.15

-983,100

-0.22

Total

4,357,387

0.95

-3,599,769

-0.79

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

(c) Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

8713

69.00

Purchase

3238

69.80

Purchase

1000

69.91

Purchase

2771

71.50

Purchase

121

71.54

Purchase

5263

71.60

Purchase

1293

71.61

Purchase

617

71.62

Purchase

528

71.64

Purchase

1320

71.65

Purchase

112

71.66

Purchase

62

71.69

Purchase

1432

71.70

Purchase

471

71.73

Purchase

1

71.74

Purchase

1293

69.55

Purchase

500

71.81

Purchase

1547

69.87

Purchase

285

71.40

Purchase

1102

71.75

Purchase

1000

70.50

Purchase

200

69.35

Purchase

1450

70.11

Purchase

334

71.30

Purchase

197

71.41

Purchase

195

71.47

Purchase

90

71.49

Purchase

821

71.53

Purchase

517

71.55

Purchase

1393

71.56

Purchase

1844

71.63

Purchase

175

71.71

Purchase

3409

69.60

Purchase

4191

69.70

Purchase

1848

70.37

Purchase

5409

70.38

Purchase

946

70.76

Purchase

2870

70.95

Purchase

800

71.10

Purchase

2963

71.16

Purchase

1400

71.36

Purchase

3451

71.52

Purchase

3425

71.76

Purchase

47

71.80

Purchase

1

72.06

Purchase

1878

69.44

Purchase

1424

69.45

Purchase

1175

69.46

Purchase

2296

69.47

Purchase

900

69.54

Purchase

1458

69.56

Purchase

2262

69.57

Purchase

1847

69.58

Purchase

1960

69.61

Purchase

986

69.67

Purchase

1435

69.81

Purchase

853

69.84

Purchase

478

69.88

Purchase

3245

69.90

Purchase

2956

69.94

Purchase

3089

69.95

Purchase

139

69.96

Purchase

1361

69.98

Purchase

4029

69.99

Purchase

370

70.06

Purchase

318

70.07

Purchase

125

70.77

Purchase

1197

70.79

Purchase

1455

70.80

Purchase

3297

70.84

Purchase

1459

70.96

Purchase

1409

70.98

Purchase

3484

71.20

Purchase

1402

71.33

Purchase

1049

71.43

Purchase

1515

71.51

Purchase

1680

71.58

Purchase

32

71.79

Purchase

951

71.83

Purchase

2000

71.85

Purchase

124

71.86

Purchase

444

72.10

Purchase

1341

72.19

Purchase

350

69.42

Purchase

211

69.48

Purchase

568

69.49

Purchase

349

69.50

Purchase

349

69.53

Purchase

1349

69.64

Purchase

349

69.66

Purchase

349

69.68

Purchase

1332

69.69

Purchase

690

69.74

Purchase

1

69.76

Purchase

349

69.78

Purchase

349

69.89

Purchase

385

69.93

Purchase

2800

70.83

Purchase

349

70.92

Purchase

698

71.57

Purchase

349

69.83

Purchase

699

70.82

Purchase

349

70.91

Purchase

5615

70.00

Total Purchases

145,907

Sale

21835

69.00

Sale

648

69.80

Sale

820

69.91

Sale

125

71.23

Sale

3515

71.26

Sale

1940

71.39

Sale

633

71.50

Sale

2631

71.54

Sale

553

71.60

Sale

419

71.61

Sale

470

71.62

Sale

2940

71.64

Sale

721

71.65

Sale

379

71.66

Sale

584

71.67

Sale

3466

71.69

Sale

4326

71.70

Sale

811

71.73

Sale

2657

71.74

Sale

1089

69.55

Sale

3144

71.81

Sale

600

69.87

Sale

150

71.01

Sale

1172

71.18

Sale

468

71.40

Sale

1322

71.75

Sale

447

70.50

Sale

650

71.39

Sale

2378

71.30

Sale

108

71.41

Sale

146

71.47

Sale

4908

71.49

Sale

1126

71.53

Sale

4198

71.55

Sale

2424

71.56

Sale

1810

71.63

Sale

134

71.71

Sale

145

69.60

Sale

697

69.70

Sale

709

69.71

Sale

1975

70.37

Sale

2028

70.38

Sale

1225

70.41

Sale

543

70.64

Sale

216

70.76

Sale

1670

70.95

Sale

120

71.10

Sale

1622

71.11

Sale

33

71.12

Sale

124

71.15

Sale

6036

71.16

Sale

62

71.21

Sale

1807

71.36

Sale

1833

71.52

Sale

7071

71.76

Sale

1221

71.80

Sale

952

71.91

Sale

697

72.05

Sale

622

72.06

Sale

2500

71.61

Sale

912

69.47

Sale

667

69.54

Sale

856

69.56

Sale

374

69.57

Sale

88

69.58

Sale

622

69.61

Sale

508

69.67

Sale

792

69.88

Sale

767

69.90

Sale

742

69.94

Sale

414

69.95

Sale

418

69.96

Sale

1

69.98

Sale

640

69.99

Sale

484

70.06

Sale

1810

70.07

Sale

121

70.77

Sale

364

70.79

Sale

1710

70.80

Sale

808

70.84

Sale

14

70.96

Sale

1034

70.98

Sale

1000

71.20

Sale

1453

71.33

Sale

626

71.51

Sale

2806

71.58

Sale

5320

71.79

Sale

3187

71.83

Sale

85

71.86

Sale

64

69.39

Sale

7

69.41

Sale

49

69.42

Sale

1000

69.43

Sale

328

69.48

Sale

448

69.49

Sale

1452

69.50

Sale

91

69.51

Sale

700

69.52

Sale

482

69.53

Sale

413

69.59

Sale

383

69.62

Sale

1155

69.64

Sale

1093

69.65

Sale

386

69.66

Sale

104

69.68

Sale

891

69.69

Sale

40

69.72

Sale

71

69.73

Sale

577

69.74

Sale

37

69.75

Sale

325

69.76

Sale

370

69.78

Sale

1235

69.79

Sale

31

69.82

Sale

1051

69.89

Sale

188

69.92

Sale

817

69.93

Sale

292

69.97

Sale

106

70.09

Sale

47

70.10

Sale

20

70.11

Sale

43

70.16

Sale

500

70.19

Sale

247

70.20

Sale

207

70.21

Sale

51

70.22

Sale

884

70.31

Sale

70

70.34

Sale

550

70.36

Sale

726

70.39

Sale

87

70.45

Sale

1204

70.46

Sale

2781

70.47

Sale

1719

70.48

Sale

1393

70.49

Sale

1110

70.58

Sale

32

70.65

Sale

132

70.67

Sale

105

70.68

Sale

35

70.69

Sale

8

70.70

Sale

924

70.78

Sale

47

70.83

Sale

135

70.85

Sale

40

70.86

Sale

83

70.87

Sale

163

70.88

Sale

548

70.89

Sale

1122

70.90

Sale

606

70.92

Sale

35

70.93

Sale

172

70.94

Sale

72

70.97

Sale

205

70.99

Sale

89

71.00

Sale

48

71.08

Sale

148

71.09

Sale

838

71.13

Sale

458

71.14

Sale

706

71.17

Sale

87

71.19

Sale

123

71.22

Sale

506

71.24

Sale

665

71.25

Sale

147

71.27

Sale

513

71.28

Sale

44

71.29

Sale

91

71.31

Sale

256

71.32

Sale

273

71.34

Sale

10

71.35

Sale

3570

71.37

Sale

1013

71.38

Sale

258

71.42

Sale

16

71.44

Sale

467

71.46

Sale

444

71.48

Sale

340

71.57

Sale

2628

71.59

Sale

742

71.68

Sale

293

71.72

Sale

1228

71.82

Sale

1816

71.87

Sale

1178

71.92

Sale

18

71.95

Sale

505

71.96

Sale

17

71.98

Sale

60

71.99

Sale

370

72.03

Sale

290

72.18

Sale

40

72.21

Sale

17

72.22

Sale

80

72.23

Sale

286

72.24

Sale

22

72.25

Sale

533

72.26

Sale

35

72.27

Sale

100

70.81

Sale

1000

70.51

Sale

500

70.52

Sale

55

70.62

Sale

251

70.63

Sale

825

69.85

Sale

259

71.77

Sale

905

71.78

Total Sales

193,730

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

632

69.80

CFD

Long

68

69.91

CFD

Long

88

71.23

CFD

Long

103

71.26

CFD

Long

8

71.39

CFD

Long

332

71.50

CFD

Long

161

71.54

CFD

Long

187

71.60

CFD

Long

64

71.61

CFD

Long

77

71.62

CFD

Long

205

71.64

CFD

Long

213

71.65

CFD

Long

272

71.66

CFD

Long

133

71.67

CFD

Long

292

71.69

CFD

Long

3294

71.70

CFD

Long

2

71.73

CFD

Long

89

71.74

CFD

Long

2500

71.61

CFD

Long

47

69.00

CFD

Long

145

69.60

CFD

Long

697

69.70

CFD

Long

521

69.71

CFD

Long

1975

70.37

CFD

Long

1114

70.38

CFD

Long

159

70.41

CFD

Long

500

70.64

CFD

Long

216

70.76

CFD

Long

1484

70.95

CFD

Long

120

71.10

CFD

Long

1569

71.11

CFD

Long

30

71.12

CFD

Long

57

71.15

CFD

Long

4700

71.16

CFD

Long

62

71.21

CFD

Long

1113

71.36

CFD

Long

816

71.52

CFD

Long

874

71.75

CFD

Long

1271

71.76

CFD

Long

618

71.80

CFD

Long

112

71.91

CFD

Long

90

72.05

CFD

Long

69

72.06

CFD

Long

300

69.87

CFD

Long

150

71.01

CFD

Long

500

71.18

CFD

Long

300

71.40

CFD

Long

650

71.39

CFD

Long

100

70.50

CFD

Short

684

71.50

CFD

Short

121

71.54

CFD

Short

4851

71.60

CFD

Short

267

71.62

CFD

Short

179

71.64

CFD

Short

1025

71.65

CFD

Short

500

71.70

CFD

Short

471

71.73

CFD

Short

1

71.74

CFD

Short

7534

69.00

CFD

Short

675

71.75

CFD

Short

285

71.40

CFD

Short

334

71.30

CFD

Short

197

71.41

CFD

Short

195

71.47

CFD

Short

90

71.49

CFD

Short

472

71.53

CFD

Short

517

71.55

CFD

Short

695

71.56

CFD

Short

1697

71.63

CFD

Short

175

71.71

CFD

Short

1000

69.55

CFD

Short

500

71.81

CFD

Short

1000

70.50

CFD

Short

200

69.35

CFD

Short

1450

70.11

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

14/11/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,693.58
Change-92.88