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EPT Disclosure

3rd Jul 2008 11:56

RNS Number : 2498Y
Deutsche Bank AG
03 July 2008
 



FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Bank AG London

Company dealt in

BHP Billiton Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

02/07/2008

2. DEALINGS (Note 2)

(a) Purchases and sales

Total number of securities purchased

Highest price paid (Note 3)

GBP

Lowest price paid (Note 3)

GBP

832,376

19

17.58

Total number of securities sold

Highest price paid (Note 3)

GBP

Lowest price paid (Note 3)

GBP

2,300,545

19.03

17.49577301

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 4)

Number of securities (Note 5)

Price per unit (Note 3)

GBP

CFD

Long

840,742

18.4116

CFD

Long

270,000

17.922059

CFD

Long

130,000

18.443285

CFD

Long

83,601

18.26874

CFD

Long

78,702

18.72246

CFD

Long

70,000

18.740142

CFD

Long

53,000

18.7356

CFD

Long

10,000

19

CFD

Long

6,350

17.5847

CFD

Long

425

18.931043

CFD

Short

248,234

18.61737

CFD

Short

82,047

18.622031

CFD

Short

11,560

18.9751624

CFD

Short

10,000

18.5

CFD

Short

5,156

18.5954

CFD

Short

5,000

18.27

CFD

Short

2,800

17.5935

CFD

Short

2,299

17.5864

CFD

Short

1,171

17.59528

CFD

Short

980

17.8486

CFD

Short

980

17.8478

CFD

Short

611

18.3692

CFD

Short

170

17.631894

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

Date

Option money

paid/received per unit (Note 3)

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 3)

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Date of disclosure

03/07/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 6)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Bank AG London

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

02/07/2008

2. DEALINGS (Note 2)

(a) Purchases and sales

Total number of securities purchased

Highest price paid (Note 3)

GBP

Lowest price paid (Note 3)

GBP

489,318

59.41

55.11

Total number of securities sold

Highest price paid (Note 3)

GBP

Lowest price paid (Note 3)

GBP

912,769

59.43

55.11

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 4)

Number of securities (Note 5)

Price per unit (Note 3)

GBP

CFD

Long

174,875

58.63172

CFD

Long

115,000

55.4245

CFD

Long

100,000

57.689859

CFD

Long

70,000

56.037475

CFD

Long

20,000

58.462768

CFD

Long

11,550

55.11

CFD

Long

3,400

59.2340165

CFD

Long

2,807

55.0933

CFD

Long

1,912

58.58142

CFD

Long

823

56.280194

CFD

Long

719

58.50334

CFD

Long

479

56.7602

CFD

Long

50

55.53429

CFD

Short

50,000

55.5732

CFD

Short

4,274

58.857542

CFD

Short

2,858

55.115511

CFD

Short

1,241

55.3084

CFD

Short

805

55.975031

CFD

Short

200

57.7189

CFD

Short

179

55.12653

CFD

Short

125

59.137159

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

Date

Option money

paid/received per unit (Note 3)

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 3)

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Date of disclosure

03/07/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 6)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Bank AG London

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

02/07/2008

2. DEALINGS (Note 2)

(a) Purchases and sales

Total number of securities purchased

Highest price paid (Note 3)

AUD

Lowest price paid (Note 3)

AUD

317,729

43.55

42.8552

Total number of securities sold

Highest price paid (Note 3)

AUD

Lowest price paid (Note 3)

AUD

270,062

44.4

42.89

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 4)

Number of securities (Note 5)

Price per unit (Note 3)

AUD

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

Date

Option money

paid/received per unit (Note 3)

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 3)

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Date of disclosure

03/07/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 6)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Bank AG London

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

02/07/2008

2. DEALINGS (Note 2)

(a) Purchases and sales

Total number of securities purchased

Highest price paid (Note 3)

AUD

Lowest price paid (Note 3)

AUD

26,661

134.07

132.31

Total number of securities sold

Highest price paid (Note 3)

AUD

Lowest price paid (Note 3)

AUD

1,776

137.5

134.07

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 4)

Number of securities (Note 5)

Price per unit (Note 3)

AUD

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

Date

Option money

paid/received per unit (Note 3)

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 3)

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Date of disclosure

03/07/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 6)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

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