2nd Jul 2008 13:59
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FORM 38.5 (SUMMARY) |
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Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
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securities in which dealings have been made. |
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CONNECTED EXEMPT PRINCIPLE TRADER: |
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DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS |
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Name of EPT |
Merrill Lynch International |
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Date of disclosure |
02 July 2008 |
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Date of dealing |
01 July 2008 |
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Telephone number |
020 7996 2121 |
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Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies: |
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01 July 2008 |
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Taylor Nelson Sofres Plc - Common |
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Rio Tinto Plc - Common |
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Informa Plc - Common |
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BHP Billiton Plc - Common |
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AMENDMENT |
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state which element(s) of previous disclosure was incorrect: |
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In the case of option business or dealings in derivatives full details should be given on a separate sheet |
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so that the nature of the dealings can be fully understood. For options this should include the number of |
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securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise |
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price and any option money paid or received. For derivatives this should include, at least, the number of |
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reference securities to which they relate (when relevant), the maturity date (or if applicable the closing |
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out date) and the reference price. |
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For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the |
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Monitoring Section of the Panel, Tel. No:0207 638 0129 |
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FORM 38.5 |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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(Rule 38.5 of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
BHP Billiton Plc |
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Class of relevant security to which the dealings |
Common |
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being disclosed relate |
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Date of dealing |
01/07/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities purchased |
Highest price paid |
Lowest price paid |
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1,333,494 |
GBP 19.20 |
GBP 18.38 |
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Total number of securities sold |
Highest price received |
Lowest price received |
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1,712,919 |
GBP 19.12 |
GBP 18.38 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
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Long Swap |
LONG |
43,798 |
GBP 18.71 |
|
Long Swap |
LONG |
199,000 |
GBP 18.54 |
|
Long Swap |
LONG |
144,454 |
GBP 0.00 |
|
Long Swap |
LONG |
122,741 |
GBP 0.00 |
|
Long Swap |
LONG |
59 |
GBP 18.58 |
|
Long Swap |
LONG |
47,500 |
GBP 18.54 |
|
Long Swap |
LONG |
22,131 |
GBP 18.54 |
|
Long Swap |
LONG |
16,000 |
GBP 18.54 |
|
Long Swap |
LONG |
11,642 |
GBP 19.20 |
|
Long Swap |
LONG |
5,000 |
GBP 18.70 |
|
Long Swap |
LONG |
1,802 |
GBP 18.65 |
|
Long Swap |
LONG |
889 |
GBP 19.20 |
|
Long Swap |
LONG |
119 |
GBP 18.82 |
|
Long Swap |
LONG |
63,938 |
GBP 19.20 |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
38,919 |
GBP 18.52 |
|
Short Swap |
SHORT |
139,258 |
GBP 18.77 |
|
Short Swap |
SHORT |
68,015 |
GBP 18.52 |
|
Short Swap |
SHORT |
61,094 |
GBP 19.20 |
|
Short Swap |
SHORT |
7,783 |
GBP 18.52 |
|
Short Swap |
SHORT |
365 |
GBP 18.72 |
|
Short Swap |
SHORT |
428 |
GBP 18.52 |
|
Short Swap |
SHORT |
889 |
GBP 19.20 |
|
Short Swap |
SHORT |
889 |
GBP 19.20 |
|
Short Swap |
SHORT |
1,448 |
GBP 18.72 |
|
Short Swap |
SHORT |
1,955 |
GBP 19.20 |
|
Short Swap |
SHORT |
2,140 |
GBP 18.72 |
|
Short Swap |
SHORT |
45,141 |
GBP 18.58 |
|
Short Swap |
SHORT |
5,000 |
GBP 18.67 |
|
Short Swap |
SHORT |
42,224 |
GBP 18.72 |
|
Short Swap |
SHORT |
11,329 |
GBP 18.41 |
|
Short Swap |
SHORT |
11,595 |
GBP 18.72 |
|
Short Swap |
SHORT |
14,893 |
GBP 18.52 |
|
Short Swap |
SHORT |
18,629 |
GBP 18.52 |
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Short Swap |
SHORT |
24,249 |
GBP 18.72 |
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Short Swap |
SHORT |
25,230 |
GBP 18.52 |
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Short Swap |
SHORT |
119 |
GBP 18.72 |
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Short Swap |
SHORT |
2,770 |
GBP 18.52 |
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(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
|
varying etc. |
option |
European etc |
paid/received |
|
per unit |
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any other |
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person relating to the voting rights of any relevant securities under any option referred to on this form or |
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relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
02/07/2008 |
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Contact name |
Louise Howard |
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Telephone number |
+44 20 7996 2121 |
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Name of offeree/offeror with whom connected |
BHP Billiton Plc |
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Nature of connection # |
Advisor |
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
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CAPACITY |
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(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Taylor Nelson Sofres Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
01/07/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
68,619 |
GBP 2.32 |
GBP 2.19 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
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85,608 |
GBP 2.23 |
GBP 2.21 |
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(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
paid/received |
|
varying etc. |
option |
European etc |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
02/07/2008 |
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Contact name |
Louise Howard |
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Telephone number |
+44 20 7996 2121 |
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Name of offeree/offeror with whom connected |
WPP Group Plc |
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Nature of connection # |
Advisor |
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
|
CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Informa Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
01/07/2008 |
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2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
429,579 |
GBP 4.13 |
GBP 3.78 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
98,102 |
GBP 4.03 |
GBP 3.78 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
paid/received |
|
varying etc. |
option |
European etc |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
02/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Informa Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Rio Tinto Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
01/07/2008 |
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2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
373,726 |
GBP 60.09 |
GBP 57.37 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
501,206 |
GBP 60.17 |
GBP 57.61 |
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(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
43,639 |
GBP 60.09 |
|
Long Swap |
LONG |
19,762 |
GBP 58.83 |
|
Long Swap |
LONG |
7,939 |
GBP 60.09 |
|
Long Swap |
LONG |
856 |
GBP 58.83 |
|
Long Swap |
LONG |
23 |
GBP 59.31 |
|
Long Swap |
LONG |
10 |
GBP 58.49 |
|
Long Swap |
LONG |
5 |
GBP 60.09 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
5 |
GBP 60.09 |
|
Short Swap |
SHORT |
1,020 |
GBP 58.72 |
|
Short Swap |
SHORT |
7,097 |
GBP 59.13 |
|
Short Swap |
SHORT |
43,639 |
GBP 60.09 |
|
(c) Options transactions in respect of existing securities |
|
(i) Writing, selling, purchasing or varying |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry date |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
|
varying etc. |
option |
European etc |
paid/received |
|
per unit |
|
Warrant |
Selling |
-1,000 |
£2.78 |
AMERICAN |
17-Apr-09 |
|
Warrant |
Selling |
-14,000 |
£0.27 |
AMERICAN |
19-Jun-09 |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
02/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
|
Nature of connection # |
Advisor |
Related Shares:
BHP GroupInformaRio Tinto