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EPT Disclosure

31st Oct 2008 11:36

RNS Number : 1492H
Deutsche Bank AG
31 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

30/10/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,803,569

0.61

-732,061

-0.16

(2) Derivatives (other than options)

724,302

0.16

-1,778,300

-0.39

(3) Options and agreements to purchase/sell

783,000

0.17

-933,100

-0.20

Total

4,310,871

0.94

-3,443,461

-0.75

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

75

70.78

Purchase

340

74.18

Purchase

421

74.19

Purchase

24

74.29

Purchase

1532

74.31

Purchase

3600

74.36

Purchase

2068

74.40

Purchase

151

74.41

Purchase

1346

74.42

Purchase

2000

74.43

Purchase

178

74.44

Purchase

687

74.45

Purchase

1445

74.46

Purchase

2967

74.47

Purchase

500

74.48

Purchase

225

74.49

Purchase

202

74.50

Purchase

2055

74.51

Purchase

1127

74.52

Purchase

56

74.53

Purchase

1647

74.54

Purchase

753

74.55

Purchase

164

74.57

Purchase

69

74.58

Purchase

3083

74.59

Purchase

4200

74.60

Purchase

3943

74.61

Purchase

549

74.62

Purchase

929

74.63

Purchase

448

74.64

Purchase

3757

74.65

Purchase

30

74.66

Purchase

31677

74.67

Purchase

2224

74.68

Purchase

2866

74.69

Purchase

453

74.70

Purchase

3199

74.71

Purchase

157

74.72

Purchase

682

74.73

Purchase

1500

74.74

Purchase

227

74.75

Purchase

1514

74.76

Purchase

677

74.77

Purchase

1747

74.78

Purchase

2208

74.79

Purchase

9310

74.80

Purchase

303

74.81

Purchase

33

74.82

Purchase

582

74.83

Purchase

179

74.84

Purchase

252

74.85

Purchase

104

74.87

Purchase

1504

74.88

Purchase

414

74.89

Purchase

7154

74.90

Purchase

1160

74.91

Purchase

1291

74.92

Purchase

1798

74.93

Purchase

66

74.94

Purchase

3696

74.95

Purchase

2723

74.96

Purchase

1231

74.97

Purchase

341

74.98

Purchase

740

74.99

Purchase

7336

75.00

Purchase

19

75.01

Purchase

1414

75.02

Purchase

534

75.03

Purchase

738

75.04

Purchase

157

75.06

Purchase

1403

75.07

Purchase

254

75.08

Purchase

327

75.09

Purchase

4264

75.10

Purchase

24

75.12

Purchase

14

75.13

Purchase

2059

75.14

Purchase

16

75.16

Purchase

703

75.17

Purchase

2654

75.18

Purchase

4192

75.19

Purchase

8711

75.20

Purchase

2310

75.21

Purchase

3158

75.22

Purchase

507

75.23

Purchase

685

75.24

Purchase

2245

75.25

Purchase

1622

75.26

Purchase

108

75.27

Purchase

200

75.27

Purchase

1014

75.28

Purchase

421

75.29

Purchase

8245

75.30

Purchase

9

75.31

Purchase

362

75.32

Purchase

1991

75.33

Purchase

370

75.34

Purchase

363

75.35

Purchase

567

75.36

Purchase

2142

75.37

Purchase

349

75.38

Purchase

3344

75.39

Purchase

5425

75.40

Purchase

416

75.41

Purchase

1964

75.42

Purchase

2622

75.43

Purchase

5981

75.44

Purchase

6376

75.45

Purchase

477

75.46

Purchase

1056

75.47

Purchase

4776

75.48

Purchase

2769

75.49

Purchase

11657

75.50

Purchase

6

75.51

Purchase

1953

75.52

Purchase

1755

75.53

Purchase

2637

75.54

Purchase

1600

75.55

Purchase

1247

75.55

Purchase

251

75.56

Purchase

1465

75.58

Purchase

1646

75.59

Purchase

5692

75.60

Purchase

1436

75.61

Purchase

349

75.62

Purchase

5000

75.63

Purchase

16

75.64

Purchase

14

75.66

Purchase

42

75.75

Purchase

500

75.78

Purchase

496

75.89

Purchase

978

75.90

Purchase

975

75.92

Purchase

81

75.93

Purchase

288

75.94

Purchase

1749

75.95

Purchase

1441

75.96

Purchase

15

75.99

Purchase

20597

76.00

Purchase

100

76.01

Purchase

201

76.05

Purchase

29

76.06

Purchase

148

76.09

Purchase

1204

76.10

Purchase

750

76.11

Purchase

8018

76.15

Purchase

1425

76.17

Purchase

38

76.18

Purchase

1695

76.19

Purchase

1801

76.21

Purchase

875

76.24

Purchase

274

76.25

Purchase

1305

76.28

Purchase

409

76.46

Purchase

75

76.61

Purchase

41

76.73

Purchase

184

76.76

Purchase

21

76.77

Purchase

1169

76.80

Purchase

261

76.81

Purchase

22

76.86

Purchase

1601

76.89

Purchase

1521

76.90

Purchase

1068

76.92

Purchase

3022

76.93

Purchase

1797

76.94

Purchase

22

76.95

Purchase

537

76.96

Purchase

1753

76.99

Purchase

8488

77.00

Purchase

1244

77.01

Purchase

29

77.03

Purchase

1363

77.06

Purchase

43

77.08

Purchase

304

77.11

Purchase

22

77.12

Purchase

225

77.13

Purchase

3749

77.14

Purchase

2023

77.15

Purchase

24

77.16

Purchase

520

77.17

Purchase

1831

77.18

Purchase

8800

77.19

Purchase

18

77.19

Purchase

1100

77.20

Purchase

1698

77.21

Purchase

2563

77.23

Purchase

1564

77.24

Purchase

5713

77.25

Purchase

1150

77.26

Purchase

191

77.27

Purchase

2000

77.28

Purchase

4652

77.29

Purchase

534

77.30

Purchase

20470

77.32

Purchase

89

77.33

Purchase

404

77.34

Purchase

1059

77.35

Purchase

1791

77.36

Purchase

875

77.37

Purchase

89

77.38

Purchase

3055

77.39

Purchase

1904

77.40

Purchase

703

77.41

Purchase

25

77.42

Purchase

1814

77.45

Purchase

2771

77.46

Purchase

50

77.50

Purchase

1950

77.52

Total Purchases

401,425

Sale

9054

70.78

Sale

41

73.97

Sale

359

73.98

Sale

2000

73.99

Sale

756

74.00

Sale

35

74.02

Sale

65

74.03

Sale

68

74.05

Sale

114

74.07

Sale

29

74.09

Sale

2

74.11

Sale

30

74.12

Sale

2298

74.13

Sale

1702

74.14

Sale

53

74.30

Sale

65

74.33

Sale

526

74.34

Sale

389

74.35

Sale

3600

74.36

Sale

13

74.43

Sale

469

74.44

Sale

100

74.45

Sale

31

74.46

Sale

57

74.47

Sale

50

74.48

Sale

14

74.49

Sale

983

74.50

Sale

180

74.51

Sale

295

74.52

Sale

339

74.53

Sale

581

74.54

Sale

677

74.55

Sale

134

74.56

Sale

1020

74.57

Sale

25

74.58

Sale

455

74.59

Sale

270

74.60

Sale

897

74.61

Sale

158

74.62

Sale

97

74.63

Sale

90

74.64

Sale

1

74.65

Sale

3694

74.66

Sale

5051

74.67

Sale

3829

74.68

Sale

1405

74.69

Sale

4916

74.70

Sale

13168

74.71

Sale

412

74.72

Sale

10000

74.73

Sale

2379

74.74

Sale

323

74.75

Sale

416

74.76

Sale

4202

74.77

Sale

1489

74.78

Sale

1008

74.79

Sale

1268

74.80

Sale

517

74.81

Sale

1978

74.82

Sale

81

74.83

Sale

1

74.84

Sale

1296

74.85

Sale

398

74.86

Sale

908

74.87

Sale

717

74.88

Sale

678

74.89

Sale

114

74.90

Sale

66

74.91

Sale

1062

74.92

Sale

996

74.93

Sale

855

74.94

Sale

213

74.95

Sale

250

74.96

Sale

1121

74.97

Sale

149

74.98

Sale

1680

74.99

Sale

34

75.00

Sale

207

75.01

Sale

734

75.02

Sale

1114

75.04

Sale

1363

75.05

Sale

46

75.06

Sale

153

75.07

Sale

2148

75.08

Sale

416

75.09

Sale

421

75.11

Sale

441

75.12

Sale

146

75.13

Sale

2449

75.14

Sale

394

75.15

Sale

229

75.16

Sale

4290

75.17

Sale

3012

75.18

Sale

6453

75.19

Sale

5114

75.20

Sale

204

75.21

Sale

50

75.23

Sale

899

75.24

Sale

376

75.25

Sale

488

75.27

Sale

858

75.28

Sale

1269

75.29

Sale

176

75.30

Sale

2744

75.31

Sale

1490

75.32

Sale

2194

75.33

Sale

1659

75.34

Sale

358

75.35

Sale

672

75.36

Sale

374

75.37

Sale

3402

75.38

Sale

360

75.39

Sale

278

75.40

Sale

915

75.41

Sale

740

75.42

Sale

931

75.43

Sale

1758

75.44

Sale

822

75.45

Sale

503

75.46

Sale

2248

75.47

Sale

1224

75.48

Sale

2187

75.49

Sale

79

75.50

Sale

61

75.51

Sale

446

75.52

Sale

517

75.53

Sale

972

75.54

Sale

980

75.55

Sale

710

75.56

Sale

1775

75.57

Sale

2219

75.58

Sale

3028

75.59

Sale

613

75.60

Sale

1251

75.62

Sale

769

75.63

Sale

181

75.64

Sale

980

75.66

Sale

2

75.67

Sale

252

75.69

Sale

755

75.79

Sale

225

75.81

Sale

265

75.82

Sale

624

75.85

Sale

1700

75.88

Sale

441

75.88

Sale

827

75.89

Sale

4

75.91

Sale

37

75.92

Sale

231

75.93

Sale

326

75.99

Sale

4575

76.00

Sale

206

76.05

Sale

243

76.06

Sale

975

76.07

Sale

1953

76.08

Sale

44

76.10

Sale

611

76.11

Sale

175

76.12

Sale

2570

76.14

Sale

12161

76.15

Sale

394

76.16

Sale

388

76.17

Sale

915

76.18

Sale

111

76.19

Sale

486

76.20

Sale

20

76.21

Sale

101

76.24

Sale

79

76.25

Sale

77

76.28

Sale

6500

76.38

Sale

39

76.60

Sale

94

76.61

Sale

2248

76.62

Sale

2080

76.63

Sale

1465

76.64

Sale

32

76.75

Sale

64

76.76

Sale

16

76.77

Sale

405

76.78

Sale

16

76.80

Sale

72

76.81

Sale

16

76.82

Sale

121

76.85

Sale

118

76.86

Sale

947

76.89

Sale

495

76.90

Sale

24

76.91

Sale

70

76.93

Sale

1064

76.94

Sale

700

76.95

Sale

302

76.96

Sale

24

76.97

Sale

532

76.98

Sale

1868

76.99

Sale

290

77.00

Sale

269

77.03

Sale

37

77.04

Sale

3

77.05

Sale

725

77.06

Sale

2078

77.07

Sale

1529

77.08

Sale

108

77.09

Sale

132

77.10

Sale

1691

77.11

Sale

557

77.12

Sale

2995

77.13

Sale

633

77.14

Sale

417

77.15

Sale

1400

77.16

Sale

712

77.17

Sale

647

77.18

Sale

2014

77.19

Sale

926

77.20

Sale

4304

77.21

Sale

1138

77.22

Sale

3063

77.23

Sale

2264

77.24

Sale

2341

77.25

Sale

589

77.26

Sale

70

77.27

Sale

749

77.28

Sale

448

77.29

Sale

942

77.30

Sale

577

77.31

Sale

4787

77.32

Sale

50

77.33

Sale

15

77.34

Sale

222

77.35

Sale

155

77.36

Sale

25

77.37

Sale

446

77.38

Sale

228

77.39

Sale

2387

77.40

Sale

457

77.41

Sale

5

77.43

Sale

157

77.44

Sale

123

77.45

Sale

245

77.46

Sale

105

77.48

Sale

15

77.50

Sale

5

77.52

Total Sales

261,846

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

75

70.78

CFD

Long

210

74.00

CFD

Long

100

74.98

CFD

Long

100

75.18

CFD

Long

50

75.19

CFD

Long

250

75.46

CFD

Long

1700

75.88

CFD

Long

6500

76.38

CFD

Long

50

77.00

CFD

Long

69

77.17

CFD

Long

44

77.21

CFD

Long

87

77.22

CFD

Long

150

77.32

CFD

Short

75

70.78

CFD

Short

371

74.54

CFD

Short

282

74.55

CFD

Short

17

74.58

CFD

Short

994

74.61

CFD

Short

470

74.62

CFD

Short

898

74.63

CFD

Short

30

74.64

CFD

Short

182

74.70

CFD

Short

1393

74.71

CFD

Short

143

74.72

CFD

Short

241

74.73

CFD

Short

792

74.78

CFD

Short

1781

74.79

CFD

Short

2652

74.80

CFD

Short

4103

74.90

CFD

Short

2842

74.95

CFD

Short

427

74.99

CFD

Short

528

75.03

CFD

Short

275

75.18

CFD

Short

1724

75.19

CFD

Short

6711

75.20

CFD

Short

150

75.23

CFD

Short

251

75.24

CFD

Short

200

75.27

CFD

Short

100

75.39

CFD

Short

312

75.43

CFD

Short

91

75.44

CFD

Short

1645

75.45

CFD

Short

948

75.47

CFD

Short

56

75.48

CFD

Short

1097

75.50

CFD

Short

162

75.53

CFD

Short

1600

75.55

CFD

Short

160

75.55

CFD

Short

251

75.56

CFD

Short

766

75.58

CFD

Short

349

75.59

CFD

Short

5000

75.63

CFD

Short

500

75.78

CFD

Short

750

76.11

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

Call Option

Selling

25,000

67.00

American

18/12/2008

13.13

Put Option

Selling

25,000

69.00

American

18/12/2008

5.74

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

31/10/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMMBBBTMMJJBFP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,786.46
Change5.34