27th Nov 2007 15:51
Deutsche Bank AG27 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in BHP Billiton LtdClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 23/11/2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Ordinary Number Number (%) (%) (1) Relevant securities -9,709,778 -0.29 (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total -9,709,778 -0.29 (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit - Australian Dollar $ Purchase 894 40.27Purchase 51534 41.5Purchase 12326 41.51Purchase 7 41.52Purchase 3675 41.53Purchase 122 41.54Purchase 565 41.55Purchase 428 41.56Purchase 627 41.58Purchase 546 41.59Purchase 1740 41.6Purchase 772 41.61Purchase 1918 41.62Purchase 15309 41.63Purchase 7284 41.64Purchase 4683 41.65Purchase 7515 41.66Purchase 1299 41.67Purchase 5859 41.68Purchase 11800 41.6854Purchase 1783 41.69Purchase 7497 41.7Purchase 4154 41.71Purchase 4315 41.72Purchase 830 41.73Purchase 643 41.74Purchase 25955 41.75Purchase 12605 41.76Purchase 661 41.77Purchase 67000 41.77318Purchase 1806 41.78Purchase 6240 41.79Purchase 595 41.8Purchase 5246 41.82Purchase 1109 41.83Purchase 9779 41.84Purchase 6057 41.85Purchase 44400 41.85403Purchase 11083 41.86Purchase 4412 41.88Purchase 4300 41.89Purchase 4780 41.9Purchase 5268 41.91Purchase 4220 41.9152Purchase 1463 41.92Purchase 80672 41.9257Purchase 829 41.93Purchase 917 41.94Purchase 9626 41.95Purchase 9462 41.96Purchase 24920 41.9676Purchase 4677 41.97Purchase 8944 41.98Purchase 203 42.01Purchase 4300 42.02Purchase 4489 42.03Purchase 100 42.06Purchase 4583 42.07Purchase 207 42.08Purchase 4577 42.09Purchase 8476 42.1Purchase 250202 42.11Purchase 9228 42.12Purchase 6361 42.13Purchase 248 42.14Purchase 11082 42.15Purchase 1038 42.16Purchase 11921 42.17Purchase 9863 42.18Purchase 12844 42.19Purchase 1920 42.22Purchase 5000 42.23Purchase 5000 42.24Purchase 80974 42.2523Purchase 51 42.26Purchase 5000 42.28Purchase 3264 42.31Purchase 1173 42.32Purchase 6996 42.33Purchase 961 42.34Purchase 17071 42.35Purchase 4975 42.36Purchase 3515 42.37Purchase 5499 42.38Purchase 6501 42.4Purchase 6575 42.41Purchase 17961 42.42Purchase 455 42.43Purchase 4675 42.44Purchase 8600 42.45Purchase 4300 42.46TOTAL PURCHASE 1,035,339Sale 894 40.27Sale 56257 41.5Sale 12326 41.51Sale 7 41.52Sale 3675 41.53Sale 122 41.54Sale 3300 41.55Sale 738 41.56Sale 160 41.58Sale 15000 41.59Sale 5041 41.6Sale 1013 41.61Sale 44 41.62Sale 55 41.63Sale 41 41.64Sale 6087 41.65Sale 292 41.67Sale 54 41.68Sale 11800 41.6854Sale 34 41.69Sale 1040 41.7Sale 1715 41.71Sale 9438 41.72Sale 2716 41.73Sale 5042 41.74Sale 33283 41.75Sale 1418 41.77Sale 67000 41.77318Sale 1921 41.78Sale 1056 41.79Sale 25067 41.8Sale 21 41.81Sale 6925 41.82Sale 35 41.83Sale 15052 41.84Sale 8044 41.85Sale 44400 41.85403Sale 524 41.86Sale 39 41.87Sale 34 41.88Sale 4 41.89Sale 2249 41.9Sale 8 41.91Sale 2110 41.9152Sale 221 41.92Sale 142432 41.9257Sale 10027 41.93Sale 10023 41.94Sale 3419 41.95Sale 11 41.96Sale 24920 41.9676Sale 38 41.97Sale 1800 41.98Sale 18 41.99Sale 1000 42Sale 100 42.01Sale 500 42.02Sale 6000 42.04Sale 1017 42.05Sale 263 42.07Sale 117 42.08Sale 15 42.09Sale 191532 42.11Sale 1052 42.12Sale 23 42.13Sale 33 42.14Sale 3155 42.15Sale 2069 42.16Sale 2039 42.17Sale 4031 42.18Sale 2071 42.19Sale 1000 42.2Sale 1321 42.21Sale 2201 42.22Sale 80974 42.2523Sale 500 42.27Sale 412 42.3Sale 4 42.32Sale 5265 42.33Sale 11540 42.34Sale 2619 42.35Sale 4033 42.36Sale 4032 42.37Sale 5444 42.38Sale 3359 42.39Sale 2949 42.4Sale 5314 42.41Sale 3757 42.42Sale 13 42.43Sale 1000 42.44Sale 1724 42.45TOTAL SALES 891,468 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit - Australian Dollar $e.g. CFDCFD Long 894 40.27CFD Long 1200 41.5CFD Long 144 41.59CFD Long 150 41.6CFD Long 1000 41.62CFD Long 14018 41.63CFD Long 5000 41.64CFD Long 1590 41.65CFD Long 5000 41.66CFD Long 11800 41.6854CFD Long 259 41.69CFD Long 7175 41.7CFD Long 2850 41.71CFD Long 3513 41.72CFD Long 200 41.73CFD Long 12000 41.76CFD Long 22 41.83CFD Long 5000 41.84CFD Long 44400 41.85403CFD Long 380 41.86CFD Long 500 41.91CFD Long 500 41.95CFD Long 24920 41.9676CFD Long 100 41.97CFD Long 100 42.06CFD Long 7523 42.1CFD Long 49041 42.11CFD Long 785 42.13CFD Long 714 42.15CFD Long 100 42.16CFD Long 8594 42.17CFD Long 8240 42.18CFD Long 12574 42.19CFD Long 1569 42.22CFD Long 5000 42.23CFD Long 5000 42.24CFD Long 5000 42.28CFD Long 1000 42.32CFD Long 2000 42.33CFD Long 6700 42.35CFD Long 4300 42.36CFD Long 1300 42.37CFD Long 500 42.38CFD Long 6000 42.41CFD Short 894 40.27CFD Short 7500 41.5CFD Short 3300 41.55CFD Short 718 41.56CFD Short 100 41.58CFD Short 5000 41.59CFD Short 5000 41.6CFD Short 1000 41.61CFD Short 6000 41.65CFD Short 230 41.67CFD Short 15 41.68CFD Short 1000 41.7CFD Short 1668 41.71CFD Short 9417 41.72CFD Short 2648 41.73CFD Short 5020 41.74CFD Short 33261 41.75CFD Short 1399 41.77CFD Short 67000 41.77318CFD Short 1891 41.78CFD Short 1000 41.79CFD Short 6900 41.82CFD Short 15000 41.84CFD Short 30 41.85CFD Short 500 41.86CFD Short 25 41.87CFD Short 2242 41.9CFD Short 200 41.92CFD Short 10000 41.93CFD Short 10000 41.94CFD Short 3375 41.95CFD Short 1800 41.98CFD Short 1000 42CFD Short 100 42.01CFD Short 500 42.02CFD Short 6000 42.04CFD Short 1000 42.05CFD Short 263 42.07CFD Short 117 42.08CFD Short 1000 42.12CFD Short 3121 42.15CFD Short 2000 42.16CFD Short 2000 42.17CFD Short 4000 42.18CFD Short 2061 42.19CFD Short 1000 42.2CFD Short 1301 42.21CFD Short 2201 42.22CFD Short 80974 42.2523CFD Short 500 42.27CFD Short 412 42.3CFD Short 250 42.33CFD Short 1524 42.34CFD Short 2576 42.35CFD Short 4000 42.36CFD Short 4000 42.37CFD Short 5419 42.38CFD Short 3333 42.39CFD Short 2925 42.4CFD Short 5301 42.41CFD Short 3720 42.42CFD Short 1000 42.44CFD Short 1712 42.45 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. N/A Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 27/11/2007 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group