8th Apr 2010 11:40
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
INVESTEC PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.02p ordinary |
|
Date of dealing |
07 April 2010 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
(1) Relevant securities |
4,919 (0.00%) |
25,000 (0.01%) |
|
(2) Derivatives (other than options) |
0 (0.00%) |
0 (0.00%) |
|
(3) Options and agreements to purchase/sell |
0 (0.00%) |
0 (0.00%) |
|
Total |
4,919 (0.00%) |
25,000 (0.01%) |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
|
Number (%) |
Number (%) |
|
(1) Relevant securities |
0 (0.00%) |
0 (0.00%) |
|
(2) Derivatives (other than options) |
0 (0.00%) |
0 (0.00%) |
|
(3) Options and agreements to purchase/sell |
0 (0.00%) |
0 (0.00%) |
|
Total |
0 (0.00%) |
0 (0.00%) |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
|
|
|
3. DEALINGS (Note 3)
(a) Purchases and sales
|
Purchase/Sale |
Number Of Securities |
Price per unit (Note 4) |
|
Purchase |
761 |
5.4988 GBP |
|
Purchase |
906 |
5.49 GBP |
|
Purchase |
908 |
5.495 GBP |
|
Purchase |
909 |
5.5 GBP |
|
Purchase |
909 |
5.495 GBP |
|
Purchase |
909 |
5.4938 GBP |
|
Purchase |
909 |
5.49 GBP |
|
Purchase |
1,260 |
5.4996 GBP |
|
Sale |
20 |
5.479 GBP |
|
Sale |
796 |
5.5012 GBP |
|
Sale |
835 |
5.49 GBP |
|
Sale |
862 |
5.4767 GBP |
|
Sale |
891 |
5.479 GBP |
|
Sale |
897 |
5.4817 GBP |
|
Sale |
906 |
5.495 GBP |
|
Sale |
907 |
5.51 GBP |
|
Sale |
907 |
5.51 GBP |
|
Sale |
907 |
5.51 GBP |
|
Sale |
907 |
5.51 GBP |
|
Sale |
908 |
5.515 GBP |
|
Sale |
908 |
5.5 GBP |
|
Sale |
908 |
5.5 GBP |
|
Sale |
908 |
5.51 GBP |
|
Sale |
908 |
5.515 GBP |
|
Sale |
908 |
5.51 GBP |
|
Sale |
909 |
5.505 GBP |
|
Sale |
909 |
5.505 GBP |
|
Sale |
909 |
5.505 GBP |
|
Sale |
909 |
5.505 GBP |
|
Sale |
909 |
5.51 GBP |
|
Sale |
909 |
5.52 GBP |
|
Sale |
910 |
5.485 GBP |
|
Sale |
910 |
5.5 GBP |
|
Sale |
910 |
5.505 GBP |
|
Sale |
911 |
5.495 GBP |
|
Sale |
911 |
5.49 GBP |
|
Sale |
43,178 |
5.4897 GBP |
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid |
Lowest price paid |
|
7,471 |
5.50 GBP |
5.49 GBP |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received |
Lowest price received |
|
67,467 |
5.52 GBP |
5.4767 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 5) |
Number of securities (Note 6) |
Price per unit (Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 6) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 4) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 4) |
(d) Other dealings (including new securities) (Note 3)
|
Nature of transaction (Note 7) |
Details |
Price per unit (if applicable) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
|
Date of disclosure |
08 April 2010 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
INVESTEC PLC |
|
Nature of connection (Note 9) |
Advisor |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Investec