16th Apr 2008 11:44
Credit Suisse Securities (Eur) Ltd16 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code)1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1) Date of dealing 15-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 1232785 0.124 53133 0.005 (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total 1232785 0.124 53133 0.005 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class Of Relevant Security : Ordinary Shares Long Short (1) Relevant Securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)Buy 169 58.9 (GBP)Buy 169 58.9 (GBP)Buy 168 58.87 (GBP)Buy 168 59.32 (GBP)Buy 168 59.32 (GBP)Buy 167 59.52 (GBP)Buy 163 60.03 (GBP)Buy 127 58.87 (GBP)Buy 87 60.025 (GBP)Buy 87 59.375 (GBP)Buy 86 59.555 (GBP)Buy 85 60.1 (GBP)Buy 84 59.09 (GBP)Buy 84 58.94 (GBP)Buy 84 59.07 (GBP)Buy 84 59.3 (GBP)Buy 84 59.4 (GBP)Buy 83 60.03 (GBP)Buy 83 60.06 (GBP)Buy 82 60 (GBP)Buy 78 60.12 (GBP)Buy 69 59.36 (GBP)Buy 67 59.43 (GBP)Buy 67 59.45 (GBP)Buy 67 59.41 (GBP)Buy 67 59.38 (GBP)Buy 67 59.45 (GBP)Buy 67 59.43 (GBP)Buy 67 59.47 (GBP)Buy 67 59.57 (GBP)Buy 67 59.63 (GBP)Buy 67 59.63 (GBP)Buy 67 59.58 (GBP)Buy 67 59.58 (GBP)Buy 67 58.95 (GBP)Buy 67 58.91 (GBP)Buy 67 59.38 (GBP)Buy 67 58.82 (GBP)Buy 67 58.96 (GBP)Buy 67 59.4 (GBP)Buy 67 59.58 (GBP)Buy 66 60.03 (GBP)Buy 66 60.09 (GBP)Buy 66 60.09 (GBP)Buy 66 59.91 (GBP)Buy 66 59.91 (GBP)Buy 66 59.97 (GBP)Buy 66 60.22 (GBP)Buy 66 60.25 (GBP)Buy 66 60.09 (GBP)Buy 66 60 (GBP)Buy 66 59.65 (GBP)Buy 66 59.91 (GBP)Buy 66 59.91 (GBP)Buy 66 59.93 (GBP)Buy 66 60.03 (GBP)Buy 54 59.63 (GBP)Buy 52 60 (GBP)Buy 51 60.05 (GBP)Buy 50 59.72 (GBP)Buy 50 59.47 (GBP)Buy 49 59.72 (GBP)Buy 49 60 (GBP)Buy 48 59.28 (GBP)Buy 48 59.25 (GBP)Buy 48 59.25 (GBP)Buy 48 59.32 (GBP)Buy 47 60.23 (GBP)Buy 47 59.25 (GBP)Buy 46 59.35 (GBP)Buy 45 60.05 (GBP)Buy 40 59.24 (GBP)Buy 39 59.07 (GBP)Buy 39 59.24 (GBP)Buy 38 59.07 (GBP)Buy 37 59.16 (GBP)Buy 37 59.16 (GBP)Buy 35 60 (GBP)Buy 34 60.23 (GBP)Buy 33 60.05 (GBP)Buy 33 59.32 (GBP)Buy 32 59.34 (GBP)Buy 18 59.93 (GBP)Buy 13 60 (GBP)Buy 13 59.63 (GBP)Buy 13 60.07 (GBP)Buy 13 60.23 (GBP)Buy 12 60.05 (GBP)Buy 12 60.08 (GBP)Buy 8 59.98 (GBP)Buy 8 60.085 (GBP)Buy 7 59.36 (GBP)Buy 6 59.61 (GBP)Buy 4 59.98 (GBP)Buy 3 59.52 (GBP)Buy 3 60.12 (GBP)Sell 2260 60.07 (GBP)Sell 2114 60.07 (GBP)Sell 1966 59.98 (GBP)Sell 1555 59.98 (GBP)Sell 1534 60.04 (GBP)Sell 1444 59.33 (GBP)Sell 1400 59.33 (GBP)Sell 1380 59.98 (GBP)Sell 1266 59.96 (GBP)Sell 1200 60.02 (GBP)Sell 1000 58.9 (GBP)Sell 1000 59.21 (GBP)Sell 1000 59.23 (GBP)Sell 1000 58.98 (GBP)Sell 1000 59.98 (GBP)Sell 843 59.12 (GBP)Sell 804 59.98 (GBP)Sell 800 60 (GBP)Sell 772 59.98 (GBP)Sell 720 59.45 (GBP)Sell 688 59.1 (GBP)Sell 666 59.28 (GBP)Sell 630 59.98 (GBP)Sell 630 60.02 (GBP)Sell 630 59.16 (GBP)Sell 614 59.42 (GBP)Sell 570 59.33 (GBP)Sell 551 59.98 (GBP)Sell 550 59.98 (GBP)Sell 536 59.98 (GBP)Sell 500 58.87 (GBP)Sell 480 59.98 (GBP)Sell 476 58.91 (GBP)Sell 461 59.25 (GBP)Sell 452 59.98 (GBP)Sell 411 59.98 (GBP)Sell 404 59.98 (GBP)Sell 400 58.86 (GBP)Sell 400 58.86 (GBP)Sell 400 60.02 (GBP)Sell 400 59.25 (GBP)Sell 365 58.96 (GBP)Sell 360 58.8 (GBP)Sell 360 59.45 (GBP)Sell 360 59.33 (GBP)Sell 348 58.91 (GBP)Sell 325 58.97 (GBP)Sell 325 58.98 (GBP)Sell 273 60 (GBP)Sell 273 59.98 (GBP)Sell 270 59.46 (GBP)Sell 268 59.25 (GBP)Sell 268 58.9 (GBP)Sell 265 59.25 (GBP)Sell 250 59.98 (GBP)Sell 240 59.1 (GBP)Sell 240 58.91 (GBP)Sell 236 58.91 (GBP)Sell 235 59.98 (GBP)Sell 221 59.98 (GBP)Sell 218 58.89 (GBP)Sell 217 59.98 (GBP)Sell 216 59.98 (GBP)Sell 214 59.98 (GBP)Sell 214 59.98 (GBP)Sell 213 59.98 (GBP)Sell 210 59.98 (GBP)Sell 210 59.46 (GBP)Sell 209 59.98 (GBP)Sell 209 59.98 (GBP)Sell 208 59.98 (GBP)Sell 207 59.98 (GBP)Sell 207 59.98 (GBP)Sell 207 58.86 (GBP)Sell 202 59.98 (GBP)Sell 202 59.98 (GBP)Sell 200 59.98 (GBP)Sell 200 59.98 (GBP)Sell 200 59.98 (GBP)Sell 200 59.98 (GBP)Sell 200 59.25 (GBP)Sell 200 59.25 (GBP)Sell 198 58.86 (GBP)Sell 197 58.88 (GBP)Sell 193 59.98 (GBP)Sell 192 58.89 (GBP)Sell 192 59.98 (GBP)Sell 191 60.01 (GBP)Sell 190 60.01 (GBP)Sell 190 59.21 (GBP)Sell 190 59.98 (GBP)Sell 188 59.98 (GBP)Sell 188 59.98 (GBP)Sell 188 59.98 (GBP)Sell 186 59.98 (GBP)Sell 186 59.98 (GBP)Sell 186 59.98 (GBP)Sell 185 58.86 (GBP)Sell 184 59.98 (GBP)Sell 184 59.98 (GBP)Sell 182 59.98 (GBP)Sell 181 59.98 (GBP)Sell 171 59.21 (GBP)Sell 170 59.98 (GBP)Sell 169 59.01 (GBP)Sell 169 59.01 (GBP)Sell 168 59.38 (GBP)Sell 168 59.98 (GBP)Sell 168 59.49 (GBP)Sell 168 59.49 (GBP)Sell 168 58.87 (GBP)Sell 166 59.98 (GBP)Sell 166 59.91 (GBP)Sell 142 59.98 (GBP)Sell 137 59.98 (GBP)Sell 135 59.25 (GBP)Sell 129 59.98 (GBP)Sell 127 58.87 (GBP)Sell 127 59.51 (GBP)Sell 126 58.96 (GBP)Sell 125 59.21 (GBP)Sell 125 59.2 (GBP)Sell 124 59.4 (GBP)Sell 120 59.12 (GBP)Sell 120 59.15 (GBP)Sell 119 59.98 (GBP)Sell 114 59.98 (GBP)Sell 100 58.9 (GBP)Sell 100 58.89 (GBP)Sell 100 58.86 (GBP)Sell 91 59.98 (GBP)Sell 84 58.93 (GBP)Sell 84 59 (GBP)Sell 84 59.45 (GBP)Sell 83 60.1 (GBP)Sell 82 60.28 (GBP)Sell 79 59.41 (GBP)Sell 75 59.99 (GBP)Sell 72 59.33 (GBP)Sell 69 59.98 (GBP)Sell 67 58.93 (GBP)Sell 67 59.43 (GBP)Sell 67 59.62 (GBP)Sell 67 59.11 (GBP)Sell 67 59.14 (GBP)Sell 67 59.16 (GBP)Sell 67 59.08 (GBP)Sell 67 59.33 (GBP)Sell 67 59.68 (GBP)Sell 67 59.25 (GBP)Sell 67 59.63 (GBP)Sell 67 59.25 (GBP)Sell 67 59.48 (GBP)Sell 67 59.53 (GBP)Sell 67 59.46 (GBP)Sell 67 59.51 (GBP)Sell 67 59.44 (GBP)Sell 67 59.63 (GBP)Sell 67 59.59 (GBP)Sell 67 59.54 (GBP)Sell 67 59.54 (GBP)Sell 67 59.54 (GBP)Sell 67 59.59 (GBP)Sell 67 59.59 (GBP)Sell 67 59.51 (GBP)Sell 67 59.51 (GBP)Sell 67 59.51 (GBP)Sell 67 59.39 (GBP)Sell 67 59.39 (GBP)Sell 67 59.52 (GBP)Sell 67 58.99 (GBP)Sell 67 59.19 (GBP)Sell 67 59.13 (GBP)Sell 66 60.28 (GBP)Sell 66 60.21 (GBP)Sell 60 59.98 (GBP)Sell 58 59.98 (GBP)Sell 58 59.52 (GBP)Sell 56 59.98 (GBP)Sell 56 59.98 (GBP)Sell 52 60.28 (GBP)Sell 51 59.25 (GBP)Sell 45 59.98 (GBP)Sell 41 58.87 (GBP)Sell 37 60.07 (GBP)Sell 34 59.98 (GBP)Sell 33 59.25 (GBP)Sell 29 59.98 (GBP)Sell 28 59.98 (GBP)Sell 26 59.98 (GBP)Sell 25 59.99 (GBP)Sell 21 59.98 (GBP)Sell 19 59.98 (GBP)Sell 15 59.98 (GBP)Sell 14 58.91 (GBP)Sell 13 60.08 (GBP)Sell 12 59.33 (GBP)Sell 9 59.52 (GBP)Sell 8 59.98 (GBP)Sell 7 59.98 (GBP)Sell 6 59.98 (GBP)Sell 5 59.98 (GBP)Sell 2 59.98 (GBP)Sell 1 59.96 (GBP)TOTAL BUYS:5984 TOTAL SELLS:57611(b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATIONAgreements, arrangements or understandings relating to options or derivativesFull details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 16-Apr-2008 09:57:43 Contact name Collins,Carolyn Telephone number 44 20 7888 0241 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) ADVISOR Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto