2nd Jul 2009 10:39
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary shares and ADRs |
|
Date of dealing |
01 July 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
54,000 1,033,832 |
29.00 USD 18.365 GBP |
29.00 USD 17.84 GBP |
|
3,500 (1,750) |
15.0397 USD |
15.0397 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1,059,895 |
18.9166 GBP |
17.5914 GBP |
|
3,500 (1,750) |
15.0397 USD |
15.0397 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
2,053 |
17.9231 GBP |
|
CFD |
Long |
20,000 |
17.9538 GBP |
|
CFD |
Long |
8 |
18.0366 GBP |
|
CFD |
Long |
2,041 |
17.635 GBP |
|
CFD |
Long |
493 |
18.1975 GBP |
|
CFD |
Long |
502 |
18.187 GBP |
|
CFD |
Long |
1,400 |
18.0089 GBP |
|
CFD |
Long |
15,000 |
18.2367 GBP |
|
CFD |
Long |
6,250 |
18.2054 GBP |
|
CFD |
Long |
4,048 |
17.9958 GBP |
|
CFD |
Long |
1,500 |
17.905 GBP |
|
CFD |
Long |
2,000 |
17.9786 GBP |
|
CFD |
Long |
4,000 |
18.3112 GBP |
|
CFD |
Long |
2,000 |
17.7473 GBP |
|
CFD |
Long |
4,347 |
18.2021 GBP |
|
CFD |
Long |
2,000 |
17.9857 GBP |
|
CFD |
Long |
2,186 |
18.3266 GBP |
|
CFD |
Short |
18 |
17.635 GBP |
|
CFD |
Short |
502 |
18.1823 GBP |
|
CFD |
Short |
2,023 |
17.635 GBP |
|
CFD |
Short |
4 |
18.0502 GBP |
|
CFD |
Short |
1 |
18.0502 GBP |
|
CFD |
Short |
2 |
18.0502 GBP |
|
CFD |
Short |
573 |
18.0577 GBP |
|
CFD |
Short |
802 |
18.0018 GBP |
|
CFD |
Short |
1 |
18.0502 GBP |
|
CFD |
Short |
898 |
18.0018 GBP |
|
CFD |
Short |
2,121 |
17.9893 GBP |
|
CFD |
Short |
6,218 |
18.2021 GBP |
|
CFD |
Short |
6,250 |
18.2367 GBP |
|
CFD |
Short |
2,866 |
17.9958 GBP |
|
CFD |
Short |
2,000 |
17.9857 GBP |
|
CFD |
Short |
2,186 |
18.3266 GBP |
|
CFD |
Short |
10,000 |
18.3124 GBP |
|
CFD |
Short |
50,000 |
18.0413 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
02 July 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American