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EPT Disclosure

19th Sep 2008 12:02

RNS Number : 8499D
Credit Suisse Equities (Australia)
19 September 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

18-09-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

989808

0.217

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

989808

0.217

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

5,384

98.40

Purchase

46

98.06

Purchase

2

98.06

Purchase

47

98.16

Purchase

29

98.06

Purchase

101

98.06

Purchase

95

98.30

Purchase

57

98.00

Purchase

7

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

147

98.00

Purchase

153

98.01

Purchase

141

98.01

Purchase

300

98.00

Purchase

300

98.00

Purchase

300

98.00

Purchase

50

98.38

Purchase

323

98.33

Purchase

68

98.48

Purchase

6

98.48

Purchase

295

98.49

Purchase

15

98.50

Purchase

349

98.49

Purchase

11

98.46

Purchase

3

98.46

Purchase

264

98.47

Purchase

49

98.46

Purchase

134

98.45

Purchase

158

98.45

Purchase

349

98.47

Purchase

36

98.45

Purchase

17

98.58

Purchase

2

98.70

Purchase

19

98.70

Purchase

142

98.53

Purchase

75

98.53

Purchase

67

98.53

Purchase

266

98.59

Purchase

111

98.65

Purchase

110

98.98

Purchase

196

98.96

Purchase

649

98.96

Purchase

196

99.00

Purchase

349

98.97

Purchase

206

98.97

Purchase

152

99.01

Purchase

94

99.02

Purchase

122

98.99

Purchase

319

98.99

Purchase

299

98.86

Purchase

15

98.86

Purchase

4

98.77

Purchase

227

98.80

Purchase

10

98.79

Purchase

8

98.68

Purchase

4

98.71

Purchase

144

98.71

Purchase

15

98.71

Purchase

186

98.71

Purchase

79

98.68

Purchase

173

98.68

Purchase

87

98.69

Purchase

79

98.69

Purchase

86

98.71

Purchase

305

98.70

Purchase

328

98.69

Purchase

21

98.69

Purchase

17

98.65

Purchase

91

98.71

Purchase

12

98.71

Purchase

128

98.66

Purchase

15

98.54

Purchase

3

98.54

Purchase

26

98.53

Purchase

-291

98.48

Purchase

291

98.48

Purchase

60

98.48

Purchase

33

98.48

Purchase

11

98.45

Purchase

255

98.45

Purchase

219

98.67

Purchase

36

98.70

Purchase

36

98.70

Purchase

104

98.67

Purchase

26

98.70

Purchase

96

98.67

Purchase

20

98.63

Purchase

115

98.63

Purchase

23

98.67

Purchase

13

98.58

Purchase

369

98.58

Purchase

23

98.58

Purchase

14

98.58

Purchase

617

98.65

Purchase

83

98.65

Purchase

38

98.70

Purchase

2

98.70

Purchase

268

98.70

Purchase

157

98.61

Purchase

126

98.74

Purchase

15

98.74

Purchase

60

98.74

Purchase

32

98.74

Purchase

-220

98.76

Purchase

220

98.76

Purchase

189

98.76

Purchase

185

98.76

Purchase

302

98.74

Purchase

47

98.74

Purchase

227

98.74

Purchase

238

98.70

Purchase

-312

98.70

Purchase

312

98.70

Purchase

37

98.70

Purchase

349

98.70

Purchase

-93

98.67

Purchase

93

98.67

Purchase

129

98.67

Purchase

21

98.67

Purchase

106

98.67

Purchase

138

98.70

Purchase

94

98.70

Purchase

83

98.70

Purchase

107

98.70

Purchase

34

98.70

Purchase

114

98.71

Purchase

148

98.71

Purchase

75

98.71

Purchase

77

98.70

Purchase

272

98.70

Purchase

384

98.69

Purchase

92

98.59

Purchase

136

98.59

Purchase

454

98.59

Purchase

195

98.64

Purchase

237

98.55

Purchase

211

98.54

Purchase

205

98.54

Purchase

207

98.54

Purchase

215

98.54

Purchase

189

98.59

Purchase

209

98.50

Purchase

192

98.49

Purchase

56

98.62

Purchase

213

98.63

Purchase

155

98.62

Purchase

81

98.58

Purchase

2

98.58

Purchase

5

98.58

Purchase

111

98.58

Purchase

208

98.65

Purchase

78

98.65

Purchase

250

98.65

Purchase

21

98.65

Purchase

454

98.68

Purchase

183

98.66

Purchase

238

98.65

Purchase

100

98.65

Purchase

116

98.64

Purchase

225

98.53

Purchase

349

98.47

Purchase

194

98.43

Purchase

268

98.40

Purchase

81

98.40

Purchase

205

98.39

Purchase

208

98.33

Purchase

199

98.34

Purchase

40

98.29

Purchase

179

98.29

Purchase

2

98.29

Purchase

194

98.32

Purchase

179

98.36

Purchase

181

98.38

Purchase

198

98.46

Purchase

186

98.51

Purchase

192

98.58

Purchase

47

98.58

Purchase

250

98.58

Purchase

228

98.59

Purchase

19

98.59

Purchase

233

98.60

Purchase

116

98.52

Purchase

111

98.43

Purchase

515

98.32

Purchase

239

98.29

Purchase

361

98.35

Purchase

10

98.35

Purchase

2

98.35

Purchase

8

98.35

Purchase

3

98.35

Purchase

276

98.33

Purchase

68

98.33

Purchase

5

98.33

Purchase

70

98.29

Purchase

46

98.29

Purchase

64

98.28

Purchase

349

98.05

Purchase

-191

98.00

Purchase

191

98.00

Purchase

158

98.00

Purchase

419

98.00

Purchase

349

98.24

Purchase

349

98.40

Purchase

83

98.08

Purchase

266

98.08

Purchase

612

98.86

Purchase

370

98.86

Purchase

507

98.86

Purchase

1

98.86

Purchase

1

98.86

Purchase

443

98.86

Purchase

72

98.86

Purchase

2,994

98.86

Purchase

916

99.14

Purchase

1,500

99.14

Purchase

1

99.14

Purchase

1

99.14

Purchase

1,039

99.14

Purchase

1,288

99.13

Purchase

212

99.12

Purchase

43

99.12

Purchase

375

99.20

Purchase

1,704

99.20

Purchase

1,490

99.20

Purchase

1,000

99.20

Purchase

83

99.20

Purchase

59

99.20

Purchase

20

99.20

Purchase

57

99.20

Purchase

102

99.20

Purchase

2

99.19

Purchase

100

99.19

Purchase

8

99.18

Purchase

77

99.23

Purchase

1,554

99.23

Purchase

2,118

99.23

Purchase

251

99.23

Purchase

351

99.32

Purchase

4,000

99.32

Purchase

79

99.32

Purchase

79

99.32

Purchase

63

99.32

Purchase

175

99.32

Purchase

5

99.32

Purchase

73

99.32

Purchase

175

99.31

Purchase

1,058

99.27

Purchase

796

99.27

Purchase

9

99.25

Purchase

19

99.25

Purchase

4

99.25

Purchase

15

99.25

Purchase

99

99.24

Purchase

1,651

99.42

Purchase

36

99.42

Purchase

100

99.42

Purchase

13

99.36

Purchase

18

99.36

Purchase

182

99.34

Purchase

730

99.43

Purchase

1,019

99.43

Purchase

250

99.43

Purchase

1

99.43

Purchase

896

99.51

Purchase

1,000

99.51

Purchase

100

99.51

Purchase

4

99.51

Purchase

600

99.50

Purchase

834

99.50

Purchase

500

99.49

Purchase

70

99.40

Purchase

348

99.40

Purchase

60

99.35

Purchase

1

99.35

Purchase

1,000

99.00

Purchase

300

99.00

Purchase

3,219

99.00

Purchase

1,000

99.00

Purchase

3,589

99.00

Purchase

100

99.00

Purchase

3

99.00

Purchase

100

99.00

Purchase

83

98.91

Purchase

1

98.91

Purchase

1

98.82

Purchase

873

98.70

Purchase

1,000

98.70

Purchase

188

98.45

Purchase

745

98.45

Purchase

3,637

98.55

Purchase

750

98.53

Purchase

102

98.50

Purchase

511

98.50

Purchase

432

98.80

Purchase

2,000

98.80

Purchase

114

98.80

Purchase

114

98.80

Purchase

114

98.80

Purchase

114

98.80

Purchase

114

98.80

Purchase

114

98.80

Purchase

83

98.80

Purchase

253

98.80

Purchase

10

98.80

Purchase

25

98.80

Purchase

78

98.80

Purchase

1,000

98.80

Purchase

141

98.80

Purchase

185

98.65

Purchase

109

98.65

Purchase

743

97.79

Purchase

548

97.79

Purchase

128

97.80

Purchase

1,144

97.80

Purchase

1

97.80

Purchase

74

97.80

Purchase

84

97.80

Purchase

736

97.80

Purchase

2,000

97.78

Purchase

832

97.75

Purchase

1

97.73

Purchase

9,000

97.15

Purchase

5,000

97.15

Purchase

363

97.15

Purchase

51,194

97.15

Purchase

191

98.00

Purchase

93

98.67

Purchase

312

98.70

Purchase

220

98.76

Purchase

291

98.48

Sale

-112

97.84

Sale

-455

98.00

Sale

-261

98.92

Sale

-977

97.18

Sale

-94,273

98.45

Sale

-658

98.40

Sale

-3,138

98.40

Sale

-1,057

97.84

Sale

-500

97.84

Sale

-110

97.84

Sale

-500

97.84

Sale

-498

97.84

Sale

-2,000

97.84

Sale

-174

97.84

Sale

-49

97.84

Sale

-4,682

97.72

Sale

-100

97.72

Sale

-17

97.72

Sale

-201

97.72

Sale

-449

97.62

Sale

-46

97.62

Sale

-496

97.62

Sale

-9

97.62

Sale

-449

97.50

Sale

-51

97.51

Sale

-104

98.00

Sale

-15

98.00

Sale

-145

98.00

Sale

-160

98.00

Sale

-593

98.00

Sale

-196

98.00

Sale

-2,340

98.00

Sale

-456

97.91

Sale

-634

97.91

Sale

-532

98.00

Sale

-100

98.00

Sale

-2,000

98.00

Sale

-1

98.00

Sale

-1,000

98.00

Sale

-200

98.00

Sale

-356

98.00

Sale

-200

98.00

Sale

-634

98.00

Sale

-100

98.00

Sale

-10

98.00

Sale

-30

98.00

Sale

-38

98.00

Sale

-100

98.00

Sale

-200

98.00

Sale

-102

98.00

Sale

-100

98.00

Sale

-100

98.00

Sale

-54

98.00

Sale

-28

98.00

Sale

-50

98.00

Sale

-20

98.00

Sale

-100

98.00

Sale

-25

98.00

Sale

-1,020

98.00

Sale

-100

98.00

Sale

-200

98.01

Sale

-1,070

98.01

Sale

-78

98.02

Sale

-470

98.05

Sale

-514

98.09

Sale

-13

98.09

Sale

-202

98.61

Sale

-77

98.61

Sale

-22

98.61

Sale

-108

98.61

Sale

-1,311

98.70

Sale

-400

98.70

Sale

-500

98.70

Sale

-100

98.70

Sale

-47

98.75

Sale

-92

98.75

Sale

-150

98.78

Sale

-80

98.80

Sale

-1,000

98.80

Sale

-1,000

98.84

Sale

-196

98.85

Sale

-200

98.90

Sale

-2,000

98.90

Sale

-95

98.91

Sale

-200

98.91

Sale

-431

99.43

Sale

-211

99.43

Sale

-2

99.43

Sale

-9

99.43

Sale

-75

98.93

Sale

-150

98.93

Sale

-10

98.93

Sale

-265

98.93

Sale

-257

98.95

Sale

-360

98.95

Sale

-43

98.97

Sale

-80

98.97

Sale

-60

98.98

Sale

-1,000

98.86

Sale

-75

99.07

Sale

-100

99.08

Sale

-15

99.08

Sale

-442

99.08

Sale

-368

99.09

Sale

-22

97.18

Sale

-300

97.18

Sale

-160

97.19

Sale

-40

97.19

Sale

-100

97.19

Sale

-400

97.19

Sale

-1

97.60

Sale

-105

97.15

Sale

-50,000

105.07

Sale

-50,000

101.85

TOTAL BUYS: 168987

TOTAL SELLS: 238311

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

19-09-2008

Contact name

Simon Crawley; Philipp Abelbeck

Telephone number

44 20 7888 5416

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFILAIIALIT

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81