25th Jan 2010 11:15
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Shanks Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
22/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
22,827 |
GBP 1.20 |
GBP 1.19 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
36,069 |
GBP 1.21 |
GBP 1.18 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
4,360 |
GBP 1.20 |
|
Long Swap |
LONG |
3,686 |
GBP 1.19 |
|
Long Swap |
LONG |
1,595 |
GBP 1.20 |
|
Long Swap |
LONG |
1,364 |
GBP 1.19 |
|
Long Swap |
LONG |
260 |
GBP 1.19 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1 |
GBP 1.20 |
|
Short Swap |
SHORT |
1 |
GBP 1.20 |
|
Short Swap |
SHORT |
3 |
GBP 1.20 |
|
Short Swap |
SHORT |
11 |
GBP 1.20 |
|
Short Swap |
SHORT |
30 |
GBP 1.19 |
|
Short Swap |
SHORT |
42 |
GBP 1.20 |
|
Short Swap |
SHORT |
2,136 |
GBP 1.21 |
|
Short Swap |
SHORT |
15,736 |
GBP 1.19 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
25/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Mouchel Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
22/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
6,875 |
GBP 2.55 |
GBP 2.55 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
5,859 |
GBP 2.55 |
GBP 2.54 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
3,799 |
GBP 2.55 |
|
Long Swap |
LONG |
1,770 |
GBP 2.55 |
|
Long Swap |
LONG |
1,213 |
GBP 2.55 |
|
Long Swap |
LONG |
93 |
GBP 2.54 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
195 |
GBP 2.54 |
|
Short Swap |
SHORT |
276 |
GBP 2.55 |
|
Short Swap |
SHORT |
525 |
GBP 2.54 |
|
Short Swap |
SHORT |
1,213 |
GBP 2.55 |
|
Short Swap |
SHORT |
3,650 |
GBP 2.54 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
25/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
VT Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
22/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
24,865 |
GBP 5.39 |
GBP 5.35 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
19,027 |
GBP 5.39 |
GBP 5.35 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
5,884 |
GBP 5.37 |
|
Long Swap |
LONG |
2,833 |
GBP 5.36 |
|
Long Swap |
LONG |
1,771 |
GBP 5.36 |
|
Long Swap |
LONG |
1,634 |
GBP 5.37 |
|
Long Swap |
LONG |
605 |
GBP 5.39 |
|
Long Swap |
LONG |
581 |
GBP 5.37 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
30 |
GBP 5.36 |
|
Short Swap |
SHORT |
5,088 |
GBP 5.35 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
25/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Cadbury Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
22/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,045,487 |
GBP 8.34 |
GBP 8.26 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
831,180 |
GBP 8.34 |
GBP 8.28 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
47,469 |
GBP 8.29 |
|
Long Swap |
LONG |
718 |
GBP 8.30 |
|
Long Swap |
LONG |
917 |
GBP 8.26 |
|
Long Swap |
LONG |
1,106 |
GBP 8.30 |
|
Long Swap |
LONG |
1,687 |
GBP 8.30 |
|
Long Swap |
LONG |
1,745 |
GBP 8.26 |
|
Long Swap |
LONG |
2,000 |
GBP 8.33 |
|
Long Swap |
LONG |
5,065 |
GBP 8.30 |
|
Long Swap |
LONG |
5,609 |
GBP 8.30 |
|
Long Swap |
LONG |
10,142 |
GBP 8.30 |
|
Long Swap |
LONG |
15,058 |
GBP 8.30 |
|
Long Swap |
LONG |
18,274 |
GBP 8.30 |
|
Long Swap |
LONG |
33,662 |
GBP 8.30 |
|
Long Swap |
LONG |
667 |
GBP 8.30 |
|
Long Swap |
LONG |
47,303 |
GBP 8.30 |
|
Long Swap |
LONG |
48,323 |
GBP 8.30 |
|
Long Swap |
LONG |
119,700 |
GBP 8.33 |
|
Long Swap |
LONG |
136,800 |
GBP 8.33 |
|
Long Swap |
LONG |
176,961 |
GBP 8.30 |
|
Long Swap |
LONG |
313,500 |
GBP 8.33 |
|
Long Swap |
LONG |
34,477 |
GBP 8.30 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
2,000 |
GBP 8.31 |
|
Short Swap |
SHORT |
486,744 |
GBP 8.31 |
|
Short Swap |
SHORT |
122,041 |
GBP 8.31 |
|
Short Swap |
SHORT |
67,914 |
GBP 8.30 |
|
Short Swap |
SHORT |
40,108 |
GBP 8.30 |
|
Short Swap |
SHORT |
37,165 |
GBP 8.31 |
|
Short Swap |
SHORT |
34,477 |
GBP 8.28 |
|
Short Swap |
SHORT |
7,361 |
GBP 8.28 |
|
Short Swap |
SHORT |
2,793 |
GBP 8.31 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
25/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hershey Trust Company |
|
Nature of connection # |
Advisor |
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