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EPT Disclosure

25th Nov 2008 09:53

RNS Number : 8574I
Macquarie Group Limited
25 November 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

Part 2 of 2 

1. KEY INFORMATION

Name of exempt principal trader

Macquarie Bank Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary shares ISIN: AU000000BHP4

Date of dealing

24 November 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

1,502,647    0.04%

(2) Derivatives (other than options)

133,325 0.00%

(3) Options and agreements to purchase/sell

7,007,283      0.20%

Total

118.992 0.00%

8,509,930 0.25%

Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

See Part 2 - Annexure A

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

See Part 2 - Annexure B

I Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

See Part 2 - Annexure C

Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

Other dealings (including new securities) (Note 3)

Nature of Transaction

Quantity

Price Per Unit (if applicable)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

25 November 20088    

Contact name

Johanna Uy

Telephone number

+44 (0) 2030374339

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

Connected principal trader

Supplemental Form 38.5b

Appendix A

BUY = 628638 SELL = -523888 

Buy Sell

Exec Quantity

Exec Price

BUY

300000.00

23.89

BUY

50000.00

00.01

BUY

757.00

22.73

BUY

756.00

22.76

BUY

292.00

23.18

BUY

2000.00

01.00

BUY

1500.00

22.65

BUY

500.00

22.50

BUY

150.00

22.50

BUY

250.00

22.61

BUY

260.00

22.72

BUY

300.00

22.72

BUY

440.00

22.72

BUY

150.00

22.57

BUY

718.00

22.56

BUY

600.00

22.60

BUY

350.00

22.67

BUY

202.00

22.57

BUY

298.00

22.57

BUY

52.00

22.45

BUY

124.00

22.47

BUY

41.00

22.45

BUY

09.00

22.45

BUY

70.00

22.30

BUY

1000.00

22.30

BUY

1000.00

22.23

BUY

31.00

22.17

BUY

350.00

22.43

BUY

182.00

22.45

BUY

27.00

22.45

BUY

27.00

22.45

BUY

27.00

22.45

BUY

27.00

22.45

BUY

109.00

22.45

BUY

04.00

22.25

BUY

461.00

22.25

BUY

35.00

22.25

BUY

300.00

22.28

BUY

1000.00

22.20

BUY

441.00

22.26

BUY

259.00

22.28

BUY

27.00

22.31

BUY

230.00

22.31

BUY

40.00

22.31

BUY

01.00

22.31

BUY

27.00

22.31

BUY

350.00

22.35

BUY

30.00

22.55

BUY

900.00

22.55

BUY

1500.00

22.55

BUY

435.00

22.55

BUY

250.00

22.55

BUY

1385.00

22.55

BUY

103.00

22.65

BUY

2500.00

22.65

BUY

1000.00

22.65

BUY

1000.00

22.65

BUY

188.00

22.65

BUY

91.00

22.78

BUY

118.00

22.79

BUY

122.00

22.76

BUY

265.00

22.76

BUY

1000.00

22.76

BUY

114.00

22.76

BUY

754.00

22.76

BUY

188.00

22.82

BUY

878.00

22.82

BUY

27.00

22.82

BUY

61.00

22.82

BUY

75.00

22.82

BUY

6516.00

22.82

BUY

350.00

22.97

BUY

85.00

23.01

BUY

31.00

22.93

BUY

02.00

22.94

BUY

130.00

22.95

BUY

20.00

22.93

BUY

62.00

22.94

BUY

80.00

22.95

BUY

700.00

23.31

BUY

300.00

23.31

BUY

718.00

23.38

BUY

1592.00

22.52

BUY

1000.00

22.52

BUY

2408.00

22.52

BUY

1869.00

22.60

BUY

2450.00

22.60

BUY

681.00

22.60

BUY

92.00

22.60

BUY

71.00

22.60

BUY

731.00

22.60

BUY

581.00

22.60

BUY

980.00

22.60

BUY

11.00

22.60

BUY

2534.00

22.60

BUY

24.00

22.43

BUY

1000.00

22.44

BUY

2210.00

22.46

BUY

1790.00

22.46

BUY

450.00

22.43

BUY

06.00

22.43

BUY

230.00

22.43

BUY

24.00

22.43

BUY

536.00

22.43

BUY

3730.00

22.44

BUY

03.00

23.42

BUY

1137.00

23.42

BUY

632.00

23.42

BUY

230.00

23.42

BUY

130.00

23.42

BUY

1200.00

23.42

BUY

130.00

23.42

BUY

130.00

23.42

BUY

130.00

23.42

BUY

61.00

23.42

BUY

61.00

23.42

BUY

203.00

23.42

BUY

60.00

23.42

BUY

216.00

23.42

BUY

155.00

23.42

BUY

522.00

23.42

BUY

400.00

23.38

BUY

2692.00

23.38

BUY

661.00

23.38

BUY

1000.00

30.00

BUY

2000.00

30.00

BUY

1000.00

30.00

BUY

3783.00

22.56

BUY

36.00

22.56

BUY

94.00

22.56

BUY

1000.00

22.60

BUY

500.00

22.60

BUY

8500.00

22.60

BUY

1120.00

22.73

BUY

94.00

22.79

BUY

5622.00

22.79

BUY

1782.00

22.46

BUY

300.00

22.46

BUY

1556.00

22.46

BUY

2431.00

22.38

BUY

6819.00

22.38

BUY

362.00

22.46

BUY

311.00

22.43

BUY

250.00

22.38

BUY

500.00

22.38

BUY

1243.00

22.30

BUY

190.00

22.30

BUY

660.00

22.30

BUY

500.00

22.30

BUY

1000.00

22.30

BUY

6407.00

22.30

BUY

2060.00

22.16

BUY

7940.00

22.16

BUY

219.00

22.34

BUY

02.00

22.34

BUY

257.00

22.34

BUY

1000.00

22.34

BUY

100.00

22.34

BUY

500.00

22.34

BUY

1980.00

22.38

BUY

500.00

22.38

BUY

631.00

22.34

BUY

11.00

22.34

BUY

165.00

22.34

BUY

27.00

22.34

BUY

3267.00

22.34

BUY

108.00

22.38

BUY

355.00

22.38

BUY

878.00

22.38

BUY

500.00

22.50

BUY

5200.00

22.50

BUY

3800.00

22.50

BUY

500.00

22.50

BUY

841.00

22.35

BUY

400.00

22.35

BUY

500.00

22.35

BUY

4000.00

22.35

BUY

96.00

22.35

BUY

94.00

22.35

BUY

27.00

22.35

BUY

2500.00

22.35

BUY

1542.00

22.35

BUY

231.00

22.33

BUY

07.00

22.33

BUY

429.00

22.36

BUY

559.00

22.36

BUY

2899.00

22.36

BUY

91.00

22.36

BUY

200.00

22.36

BUY

2940.00

22.36

BUY

10000.00

22.35

BUY

192.00

22.33

BUY

647.00

22.36

BUY

27.00

22.36

BUY

133.00

22.36

BUY

1155.00

22.36

BUY

470.00

22.36

BUY

20.00

22.36

BUY

63.00

22.73

BUY

80.00

34.30

BUY

700.00

34.40

BUY

100.00

34.43

BUY

100.00

34.44

BUY

100.00

34.44

BUY

100.00

34.44

BUY

100.00

34.44

BUY

100.00

34.44

BUY

100.00

34.44

BUY

100.00

34.44

BUY

100.00

34.45

BUY

200.00

34.43

BUY

200.00

34.43

BUY

14.00

34.40

BUY

200.00

34.39

BUY

16.00

34.39

BUY

100.00

34.39

BUY

700.00

34.39

BUY

100.00

34.39

BUY

100.00

34.40

BUY

100.00

34.40

BUY

100.00

34.40

BUY

100.00

34.41

BUY

100.00

34.39

BUY

100.00

34.39

BUY

150.00

34.39

BUY

100.00

34.38

BUY

200.00

34.37

BUY

100.00

34.37

BUY

100.00

34.38

BUY

100.00

34.37

BUY

100.00

34.38

BUY

200.00

34.37

BUY

100.00

34.40

BUY

100.00

34.43

BUY

100.00

34.43

BUY

100.00

34.43

BUY

100.00

34.43

BUY

100.00

34.43

BUY

100.00

34.43

BUY

400.00

34.43

BUY

100.00

34.43

BUY

200.00

34.41

BUY

300.00

34.41

BUY

100.00

34.40

BUY

100.00

34.40

BUY

100.00

34.40

BUY

100.00

34.40

BUY

200.00

34.40

BUY

100.00

34.39

BUY

200.00

34.40

BUY

200.00

34.40

BUY

23.00

34.40

BUY

100.00

34.40

BUY

100.00

34.40

BUY

100.00

34.40

BUY

100.00

34.40

BUY

100.00

34.40

BUY

77.00

34.40

BUY

2700.00

34.38

BUY

400.00

34.38

BUY

100.00

34.38

BUY

400.00

34.38

BUY

100.00

34.39

BUY

200.00

34.39

BUY

500.00

34.39

BUY

100.00

34.38

BUY

100.00

34.38

BUY

100.00

34.39

BUY

100.00

34.39

BUY

100.00

34.39

BUY

100.00

34.39

BUY

500.00

34.39

BUY

700.00

34.37

BUY

400.00

34.37

BUY

600.00

34.37

BUY

300.00

34.37

BUY

100.00

34.37

BUY

100.00

34.37

BUY

100.00

34.36

BUY

100.00

34.36

BUY

100.00

34.36

BUY

100.00

34.35

BUY

200.00

34.34

BUY

300.00

34.34

BUY

100.00

34.33

BUY

200.00

34.33

BUY

100.00

34.33

BUY

100.00

34.33

BUY

100.00

34.33

BUY

50.00

34.31

BUY

100.00

34.33

BUY

50.00

34.31

BUY

100.00

34.33

BUY

100.00

34.33

BUY

100.00

34.33

BUY

200.00

34.32

BUY

100.00

34.32

BUY

11.00

34.32

BUY

100.00

34.32

BUY

200.00

34.32

BUY

100.00

34.30

BUY

100.00

34.30

BUY

200.00

34.29

BUY

100.00

34.29

BUY

329.00

34.29

BUY

100.00

34.29

BUY

100.00

34.29

BUY

100.00

34.29

BUY

100.00

34.29

BUY

100.00

34.29

BUY

100.00

34.28

BUY

100.00

34.25

BUY

500.00

34.27

BUY

200.00

34.27

BUY

200.00

34.27

BUY

1400.00

34.25

BUY

2100.00

34.25

BUY

100.00

34.24

BUY

100.00

34.24

BUY

100.00

34.24

BUY

100.00

34.24

BUY

100.00

34.24

BUY

100.00

34.24

BUY

100.00

34.24

BUY

400.00

34.24

BUY

100.00

34.23

BUY

100.00

34.23

BUY

100.00

34.22

BUY

100.00

34.22

BUY

100.00

34.22

BUY

100.00

34.22

BUY

100.00

34.23

BUY

700.00

34.21

BUY

1300.00

34.23

BUY

100.00

34.23

BUY

100.00

34.23

BUY

100.00

34.24

BUY

100.00

34.23

BUY

100.00

34.27

BUY

100.00

34.27

BUY

700.00

34.27

BUY

200.00

34.27

BUY

400.00

34.24

BUY

100.00

34.24

BUY

300.00

34.24

BUY

200.00

34.24

BUY

800.00

34.24

BUY

100.00

34.24

BUY

100.00

34.24

BUY

200.00

34.24

BUY

100.00

34.25

BUY

100.00

34.26

BUY

100.00

34.27

BUY

100.00

34.27

BUY

100.00

34.27

BUY

100.00

34.27

BUY

100.00

34.27

BUY

100.00

34.27

BUY

100.00

34.27

BUY

100.00

34.27

BUY

200.00

34.23

BUY

200.00

34.23

BUY

100.00

34.23

BUY

400.00

34.23

BUY

200.00

34.23

BUY

800.00

34.23

BUY

2400.00

34.25

BUY

800.00

34.25

BUY

100.00

34.24

BUY

200.00

34.24

BUY

100.00

34.24

BUY

100.00

34.23

BUY

100.00

34.21

BUY

100.00

34.21

BUY

100.00

34.20

BUY

500.00

34.19

BUY

100.00

34.18

BUY

100.00

34.18

BUY

100.00

34.18

BUY

100.00

34.18

BUY

100.00

34.18

BUY

100.00

34.18

BUY

100.00

34.18

BUY

100.00

34.18

BUY

100.00

34.18

BUY

100.00

34.18

BUY

100.00

34.18

BUY

200.00

34.16

BUY

400.00

34.16

BUY

100.00

34.16

BUY

100.00

34.17

BUY

100.00

34.17

BUY

100.00

34.17

BUY

200.00

34.17

BUY

100.00

34.17

BUY

100.00

34.17

BUY

100.00

34.17

BUY

100.00

34.17

BUY

100.00

34.17

BUY

100.00

34.17

BUY

1800.00

34.17

BUY

100.00

34.17

BUY

600.00

34.17

BUY

200.00

34.17

BUY

100.00

34.17

BUY

300.00

34.17

BUY

4300.00

34.20

BUY

100.00

34.20

BUY

100.00

34.19

BUY

100.00

34.20

BUY

200.00

34.20

BUY

100.00

34.20

BUY

100.00

34.20

BUY

100.00

34.20

BUY

100.00

34.26

BUY

500.00

34.25

BUY

100.00

34.25

BUY

600.00

34.25

BUY

100.00

34.25

BUY

100.00

34.25

BUY

100.00

34.25

BUY

100.00

34.25

BUY

100.00

34.26

BUY

100.00

34.26

BUY

100.00

34.27

BUY

100.00

34.27

BUY

100.00

34.27

BUY

400.00

34.27

BUY

100.00

34.27

BUY

200.00

34.25

BUY

100.00

34.25

BUY

100.00

34.25

BUY

100.00

34.25

BUY

100.00

34.25

BUY

100.00

34.25

BUY

100.00

34.25

BUY

100.00

34.23

BUY

100.00

34.23

BUY

100.00

34.23

BUY

100.00

34.22

BUY

100.00

34.23

BUY

100.00

34.21

BUY

100.00

34.22

BUY

200.00

34.22

BUY

100.00

34.22

BUY

100.00

34.22

BUY

100.00

34.22

BUY

100.00

34.22

BUY

300.00

34.21

BUY

200.00

34.21

BUY

200.00

34.20

BUY

500.00

34.20

BUY

300.00

34.21

BUY

300.00

34.21

BUY

300.00

34.22

BUY

200.00

34.22

BUY

100.00

34.21

BUY

200.00

34.21

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.18

BUY

100.00

34.16

BUY

100.00

34.18

BUY

100.00

34.17

BUY

100.00

34.16

BUY

100.00

34.16

BUY

100.00

34.15

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

100.00

34.19

BUY

600.00

34.19

BUY

100.00

34.20

BUY

100.00

34.20

BUY

100.00

34.20

BUY

100.00

34.20

BUY

100.00

34.20

BUY

100.00

34.20

BUY

100.00

34.20

BUY

100.00

34.20

BUY

100.00

34.20

BUY

100.00

34.20

BUY

200.00

34.20

BUY

200.00

34.21

BUY

100.00

34.21

BUY

300.00

34.19

BUY

100.00

34.19

BUY

100.00

34.18

BUY

100.00

34.18

BUY

100.00

34.19

BUY

100.00

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SELL

-25.00

33.41

SELL

-100.00

33.46

SELL

-100.00

33.45

SELL

-100.00

33.45

SELL

-100.00

33.45

SELL

-100.00

33.45

SELL

-100.00

33.43

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.43

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-500.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-200.00

33.42

SELL

-100.00

33.42

SELL

-300.00

33.42

SELL

-200.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-100.00

33.42

SELL

-50.00

33.42

SELL

-100.00

33.42

SELL

-44.00

33.42

SELL

-06.00

33.42

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.69

SELL

-100.00

33.69

SELL

-100.00

33.69

SELL

-500.00

33.69

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-100.00

33.68

SELL

-494.00

33.68

SELL

-400.00

33.68

SELL

-100.00

33.67

SELL

-500.00

33.67

SELL

-100.00

33.67

SELL

-100.00

33.67

SELL

-100.00

33.67

SELL

-100.00

33.67

SELL

-100.00

33.67

SELL

-106.00

33.67

SELL

-3363.00

33.07

SELL

-100.00

33.06

SELL

-700.00

33.07

SELL

-100.00

33.06

SELL

-200.00

33.07

SELL

-200.00

33.07

SELL

-100.00

33.06

SELL

-100.00

33.06

SELL

-100.00

33.06

SELL

-37.00

33.06

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-200.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-600.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.53

SELL

-200.00

33.53

SELL

-100.00

33.53

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-200.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-200.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-200.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-200.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-200.00

33.62

SELL

-100.00

33.62

SELL

-200.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-100.00

33.62

SELL

-25000.00

00.01

SELL

-5100.00

30.97

SELL

-10500.00

31.76

SELL

-5000.00

33.67

SELL

-7400.00

30.66

SELL

-7500.00

31.24

SELL

-9500.00

32.73

SELL

-5000.00

34.19

SELL

-5000.00

34.45

SELL

-7500.00

33.72

SELL

-2300.00

31.05

SELL

-300.00

31.05

SELL

-100.00

31.05

SELL

-300.00

31.05

SELL

-300.00

30.90

SELL

-100.00

30.89

SELL

-1400.00

30.89

SELL

-100.00

30.89

SELL

-700.00

30.89

SELL

-400.00

30.89

SELL

-100.00

32.07

SELL

-100.00

32.06

SELL

-100.00

32.06

SELL

-100.00

32.05

SELL

-100.00

32.05

SELL

-100.00

32.04

SELL

-100.00

32.06

SELL

-100.00

32.07

SELL

-100.00

32.06

SELL

-100.00

32.06

SELL

-100.00

32.05

SELL

-100.00

32.05

SELL

-100.00

32.05

SELL

-100.00

32.05

SELL

-100.00

32.06

SELL

-100.00

32.06

SELL

-600.00

32.06

SELL

-100.00

32.04

SELL

-100.00

32.03

SELL

-100.00

32.04

SELL

-100.00

32.04

SELL

-100.00

32.04

SELL

-100.00

32.03

SELL

-100.00

32.03

SELL

-100.00

32.03

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-400.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-200.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.25

SELL

-100.00

32.71

SELL

-100.00

32.71

SELL

-100.00

32.71

SELL

-100.00

32.71

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.72

SELL

-100.00

32.72

SELL

-100.00

32.71

SELL

-100.00

32.71

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.71

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.71

SELL

-100.00

32.71

SELL

-100.00

32.71

SELL

-100.00

32.70

SELL

-200.00

32.70

SELL

-100.00

32.71

SELL

-100.00

32.71

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-18.00

32.74

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-200.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-100.00

32.70

SELL

-82.00

32.70

SELL

-700.00

33.60

SELL

-2300.00

33.60

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-300.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-100.00

33.65

SELL

-200.00

33.65

SELL

-200.00

33.65

SELL

-200.00

33.65

SELL

-100.00

33.82

SELL

-500.00

33.82

SELL

-100.00

33.80

SELL

-100.00

33.80

SELL

-100.00

33.80

SELL

-100.00

33.80

SELL

-100.00

33.80

SELL

-100.00

33.80

SELL

-500.00

33.80

SELL

-47.00

33.80

SELL

-100.00

33.80

SELL

-53.00

33.80

SELL

-100.00

33.80

SELL

-100.00

33.80

SELL

-200.00

33.80

SELL

-100.00

33.80

SELL

-100.00

33.81

SELL

-100.00

33.80

SELL

-100.00

33.80

SELL

-300.00

33.80

SELL

-300.00

33.82

SELL

-100.00

33.82

SELL

-2100.00

33.82

SELL

-100.00

33.82

SELL

-100.00

33.82

SELL

-300.00

33.82

SELL

-100.00

34.55

SELL

-100.00

34.55

SELL

-100.00

34.55

SELL

-100.00

34.55

SELL

-600.00

34.55

SELL

-100.00

34.55

SELL

-200.00

34.55

SELL

-100.00

34.55

SELL

-100.00

34.55

SELL

-100.00

34.55

SELL

-200.00

34.55

SELL

-100.00

34.55

SELL

-200.00

34.55

SELL

-100.00

34.55

SELL

-300.00

34.55

SELL

-100.00

34.56

SELL

-100.00

34.57

SELL

-100.00

34.58

SELL

-100.00

34.57

SELL

-100.00

34.56

SELL

-100.00

34.56

SELL

-100.00

34.56

SELL

-100.00

34.56

SELL

-100.00

34.56

SELL

-100.00

34.56

SELL

-100.00

34.56

SELL

-100.00

34.57

SELL

-500.00

34.56

SELL

-200.00

34.57

SELL

-200.00

34.57

SELL

-200.00

34.57

SELL

-200.00

34.57

SELL

-100.00

34.75

SELL

-2400.00

34.75

18010.00

OTC sale to custodian at market.

Total

104750.00

Appendix B

BUY = 46780 SELL = 32447

Type

BuySell

Exec Quantity

Exec Price

CFDS

BUY

105.00

22.50

CFDS

BUY

25.00

22.50

CFDS

BUY

30.00

22.50

CFDS

BUY

100.00

22.50

CFDS

BUY

100.00

22.50

CFDS

BUY

140.00

22.50

CFDS

BUY

1300.00

22.89

CFDS

BUY

4912.00

22.71

CFDS

BUY

88.00

22.71

CFDS

BUY

400.00

22.57

CFDS

BUY

350.00

22.56

CFDS

BUY

350.00

22.55

CFDS

BUY

500.00

22.50

CFDS

BUY

500.00

22.46

CFDS

BUY

300.00

22.37

CFDS

BUY

139.00

22.42

CFDS

BUY

1200.00

22.42

CFDS

BUY

411.00

22.42

CFDS

BUY

500.00

22.14

CFDS

BUY

250.00

22.42

CFDS

BUY

500.00

22.50

CFDS

BUY

325.00

22.47

CFDS

BUY

399.00

22.46

CFDS

BUY

2150.00

22.45

CFDS

BUY

1200.00

22.45

CFDS

BUY

150.00

22.45

CFDS

BUY

350.00

22.41

CFDS

BUY

1991.00

22.25

CFDS

BUY

226.00

22.40

CFDS

BUY

963.00

22.40

CFDS

BUY

01.00

22.25

CFDS

BUY

71.00

22.25

CFDS

BUY

1200.00

22.25

CFDS

BUY

293.00

22.25

CFDS

BUY

1488.00

22.25

CFDS

BUY

09.00

22.25

CFDS

BUY

06.00

22.25

CFDS

BUY

1000.00

22.25

CFDS

BUY

400.00

22.25

CFDS

BUY

41.00

22.25

CFDS

BUY

3811.00

22.40

CFDS

BUY

615.00

22.65

CFDS

BUY

103.00

22.65

CFDS

BUY

350.00

22.70

CFDS

BUY

66.00

22.61

CFDS

BUY

466.00

22.61

CFDS

BUY

359.00

22.60

CFDS

BUY

1469.00

22.60

CFDS

BUY

1927.00

22.60

CFDS

BUY

547.00

22.61

CFDS

BUY

150.00

22.61

CFDS

BUY

16.00

22.61

CFDS

BUY

5000.00

22.51

CFDS

BUY

230.00

23.07

CFDS

BUY

718.00

23.40

CFDS

BUY

28.00

23.04

CFDS

BUY

09.00

22.79

CFDS

BUY

600.00

22.79

CFDS

BUY

200.00

22.79

CFDS

BUY

191.00

22.79

CFDS

BUY

2400.00

23.50

CFDS

BUY

500.00

23.48

CFDS

BUY

112.00

23.04

CFDS

BUY

500.00

23.04

CFDS

BUY

325.00

23.04

CFDS

BUY

377.00

23.15

CFDS

BUY

623.00

23.15

CFDS

BUY

325.00

23.38

CFDS

BUY

200.00

23.42

CFDS

BUY

100.00

23.38

CFDS

SELL

-500.00

22.50

CFDS

SELL

-150.00

22.50

CFDS

SELL

-250.00

22.61

CFDS

SELL

-260.00

22.72

CFDS

SELL

-440.00

22.72

CFDS

SELL

-150.00

22.57

CFDS

SELL

-718.00

22.56

CFDS

SELL

-300.00

22.72

CFDS

SELL

-600.00

22.60

CFDS

SELL

-350.00

22.67

CFDS

SELL

-202.00

22.57

CFDS

SELL

-298.00

22.57

CFDS

SELL

-52.00

22.45

CFDS

SELL

-41.00

22.45

CFDS

SELL

-124.00

22.47

CFDS

SELL

-09.00

22.45

CFDS

SELL

-70.00

22.30

CFDS

SELL

-1000.00

22.30

CFDS

SELL

-182.00

22.45

CFDS

SELL

-461.00

22.25

CFDS

SELL

-1000.00

22.23

CFDS

SELL

-31.00

22.17

CFDS

SELL

-04.00

22.25

CFDS

SELL

-350.00

22.43

CFDS

SELL

-35.00

22.25

CFDS

SELL

-27.00

22.45

CFDS

SELL

-109.00

22.45

CFDS

SELL

-27.00

22.45

CFDS

SELL

-27.00

22.45

CFDS

SELL

-27.00

22.45

CFDS

SELL

-259.00

22.28

CFDS

SELL

-300.00

22.28

CFDS

SELL

-435.00

22.55

CFDS

SELL

-1000.00

22.20

CFDS

SELL

-441.00

22.26

CFDS

SELL

-27.00

22.31

CFDS

SELL

-40.00

22.31

CFDS

SELL

-27.00

22.31

CFDS

SELL

-230.00

22.31

CFDS

SELL

-01.00

22.31

CFDS

SELL

-350.00

22.35

CFDS

SELL

-1385.00

22.55

CFDS

SELL

-250.00

22.55

CFDS

SELL

-900.00

22.55

CFDS

SELL

-1500.00

22.55

CFDS

SELL

-30.00

22.55

CFDS

SELL

-103.00

22.65

CFDS

SELL

-2500.00

22.65

CFDS

SELL

-1000.00

22.65

CFDS

SELL

-1000.00

22.65

CFDS

SELL

-188.00

22.65

CFDS

SELL

-118.00

22.79

CFDS

SELL

-91.00

22.78

CFDS

SELL

-6516.00

22.82

CFDS

SELL

-754.00

22.76

CFDS

SELL

-1000.00

22.76

CFDS

SELL

-188.00

22.82

CFDS

SELL

-878.00

22.82

CFDS

SELL

-27.00

22.82

CFDS

SELL

-75.00

22.82

CFDS

SELL

-80.00

22.95

CFDS

SELL

-114.00

22.76

CFDS

SELL

-265.00

22.76

CFDS

SELL

-61.00

22.82

CFDS

SELL

-122.00

22.76

CFDS

SELL

-350.00

22.97

CFDS

SELL

-85.00

23.01

CFDS

SELL

-31.00

22.93

CFDS

SELL

-62.00

22.94

CFDS

SELL

-02.00

22.94

CFDS

SELL

-700.00

23.31

CFDS

SELL

-130.00

22.95

CFDS

SELL

-20.00

22.93

CFDS

SELL

-300.00

23.31

CFDS

SELL

-718.00

23.38

Total

14333.00

Appendix C

BUY = 71188 SELL = -8090 

Call/Put

Buy Sell

Exec Quantity

Exec Price

Strike

Amer/Euro

Expiry

Call Option

BUY

02.00

02.37

27.00

American

20090423

Put Option

BUY

01.00

00.01

30.00

American

20081127

Put Option

BUY

02.00

00.01

30.00

American

20081127

Put Option

BUY

01.00

00.01

30.00

American

20081127

Put Option

BUY

10.00

04.34

26.00

American

20090129

Put Option

BUY

10.00

04.34

26.00

American

20090129

Put Option

BUY

20.00

04.77

26.00

American

20090129

Call Option

BUY

13.00

03.81

21.00

American

20081218

Call Option

BUY

1690.00

01.04

24.00

American

20090326

Call Option

BUY

6000.00

01.01

24.00

American

20090326

Call Option

BUY

4500.00

00.44

30.00

American

20090326

Call Option

BUY

4000.00

00.50

30.00

American

20090326

Call Option

BUY

1300.00

00.50

30.00

American

20090326

Call Option

BUY

5000.00

00.87

26.00

American

20090326

Call Option

BUY

4500.00

00.85

26.00

American

20090326

Call Option

BUY

2000.00

00.85

26.00

American

20090326

Call Option

BUY

1650.00

00.79

26.00

American

20090326

Call Option

BUY

2000.00

00.95

26.00

American

20090326

Put Option

BUY

8571.00

00.01

11.67

American

20081127

Put Option

BUY

2531.00

00.01

11.85

American

20081127

Put Option

BUY

1333.00

00.01

11.25

American

20081127

Put Option

BUY

915.00

00.00

21.84

American

20081127

Put Option

BUY

3683.00

17.33

40.71

American

20081127

Put Option

BUY

946.00

00.01

21.12

American

20081127

Put Option

BUY

120.00

03.00

29.00

European

30/10/2007

Put Option

BUY

1250.00

03.30

29.00

European

30/10/2007

Put Option

BUY

1250.00

03.30

29.00

European

30/10/2007

Put Option

BUY

390.00

03.30

29.00

European

30/10/2007

Put Option

BUY

1000.00

07.36

30.00

European

20/12/2007

Put Option

BUY

750.00

07.30

30.00

European

20/12/2007

Put Option

BUY

500.00

07.30

30.00

European

20/12/2007

Put Option

BUY

250.00

07.30

30.00

European

20/12/2007

Put Option

BUY

1250.00

07.36

30.00

European

20/12/2007

Put Option

BUY

250.00

07.36

30.00

European

20/12/2007

Put Option

BUY

1250.00

07.46

30.00

European

20/12/2007

Put Option

BUY

1250.00

07.43

30.00

European

20/12/2007

Put Option

BUY

1250.00

07.50

30.00

European

20/12/2007

Put Option

BUY

250.00

07.50

30.00

European

20/12/2007

Put Option

BUY

750.00

07.96

30.00

European

20/12/2007

Put Option

BUY

500.00

07.96

30.00

European

20/12/2007

Put Option

BUY

250.00

07.96

30.00

European

20/12/2007

Put Option

BUY

500.00

12.53

25.00

European

17/11/2016

Put Option

BUY

1250.00

12.53

25.00

European

17/11/2016

Put Option

BUY

750.00

12.53

25.00

European

17/11/2016

Put Option

BUY

500.00

12.62

25.00

European

17/11/2016

Put Option

BUY

1250.00

13.00

25.00

European

17/11/2016

Put Option

BUY

1250.00

13.00

25.00

European

17/11/2016

Put Option

BUY

1250.00

13.00

25.00

European

17/11/2016

Put Option

BUY

1250.00

13.00

25.00

European

17/11/2016

Put Option

SELL

-10.00

01.14

24.00

American

20081127

Put Option

SELL

-10.00

01.14

24.00

American

20081127

Put Option

SELL

-20.00

01.57

24.00

American

20081127

Call Option

SELL

-2000.00

01.13

24.00

American

20090326

Call Option

SELL

-1900.00

01.15

24.00

American

20090326

Call Option

SELL

-1650.00

00.91

26.00

American

20090326

Put Option

SELL

-1250.00

07.48

30.00

European

20/12/2007

Put Option

SELL

-1250.00

07.48

30.00

European

20/12/2007

Total

63098.00

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFEDSUISASEIF

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