21st Aug 2008 11:46
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
BHP BILLITON PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
20 August 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
1694294 200 |
16.29 GBP 60.50 USD |
15.70 GBP 60.50 USD |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
2354671 200 |
16.37 GBP 60.50 USD |
15.70 GBP 60.50 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
9242 |
16.054 GBP |
|
CFD |
Short |
5121 |
16.054 GBP |
|
CFD |
Short |
3000 |
15.8574 GBP |
|
CFD |
Short |
1080 |
16.054 GBP |
|
CFD |
Short |
474 |
16.054 GBP |
|
CFD |
Short |
6776 |
15.8809 GBP |
|
CFD |
Short |
6824 |
15.8809 GBP |
|
CFD |
Short |
12500 |
16.18 GBP |
|
CFD |
Short |
2500 |
16.18 GBP |
|
CFD |
Short |
5000 |
16.18 GBP |
|
CFD |
Long |
30000 |
16.0998 GBP |
|
CFD |
Long |
50000 |
16.0998 GBP |
|
CFD |
Long |
50000 |
16.0998 GBP |
|
CFD |
Long |
35000 |
16.0998 GBP |
|
CFD |
Long |
135000 |
16.1317 GBP |
|
CFD |
Short |
10000 |
16.1899 GBP |
|
CFD |
Long |
5681 |
16.1486 GBP |
|
CFD |
Long |
30000 |
16.114 GBP |
|
CFD |
Short |
79000 |
15.9782 GBP |
|
CFD |
Long |
63099 |
16.0304 GBP |
|
CFD |
Short |
63099 |
16.2214 GBP |
|
CFD |
Long |
10000 |
16.1901 GBP |
|
CFD |
Long |
30000 |
15.8786 GBP |
|
CFD |
Short |
3100 |
16.0735 GBP |
|
CFD |
Short |
266 |
16.1724 GBP |
|
CFD |
Long |
51360 |
16.1687 GBP |
|
CFD |
Long |
63870 |
16.1687 GBP |
|
CFD |
Long |
34770 |
16.1687 GBP |
|
CFD |
Short |
23109 |
16.056 GBP |
|
CFD |
Long |
32063 |
15.8333 GBP |
|
CFD |
Long |
50000 |
16.0279 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Put Option |
B |
1000 |
19.00 GBP |
American |
19/09/08 |
3.20 GBP |
|
Put Option |
S |
1000 |
19.00 GBP |
American |
19/09/08 |
3.20 GBP |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
21 August 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group