28th Nov 2007 11:06
Credit Suisse Securities (Eur) Ltd28 November 2007 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code)1. KEY INFORMATIONName of exempt principal trader Credit Suisse Securities (Europe) LimitedCompany dealt in Rio Tinto PlcClass of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1)Date of dealing 27-Nov-2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 448503 0.45(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 448503 0.45 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)Class Of Relevant Security : Ordinary Shares ( AU000000RIO1 Long Short)(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3)(a) Purchases and salesPurchase/sale Number of securities Price per unit (Note 4)Buy 20868 50.63Buy 37000 50.64Buy 285 50.66Buy 1126 50.66Buy 44 50.84Buy 69 50.84Buy 69 50.84Buy 69 50.84Buy 31 50.84Buy 577 50.86Buy 140 50.91Buy 160 50.92Buy 100 50.92Buy 533 50.96Buy 12 50.96Buy 19 50.96Buy 30 50.96Buy 23 50.96Buy 159 50.96Buy 2 50.96Buy 484 50.98Buy 522 51.01Buy 188 51.03Buy 88 51.04Buy 250 51.06Buy 53 51.06Buy 101 51.09Buy 87 51.09Buy 1164 51.09Buy 295 51.1Buy 91 51.1Buy 500 51.1Buy 53 51.1Buy 7 51.1Buy 1108 51.11Buy 516 51.14Buy 43 51.15Buy 1160 51.15Buy 104 51.15Buy 875 51.17Buy 500 51.17Buy 3 51.18Buy 40 51.19Buy 48 51.19Buy 856 51.19Buy 706 51.19Buy 1158 51.2Buy 500 51.29Buy 471 51.29Buy 18 51.29Buy 600 51.29Buy 300 51.29Buy 82 51.29Buy 877 51.29Buy 888 51.3Buy 220 51.3Buy 255 51.3Buy 474 51.3Buy 98 51.3Buy 49 51.31Buy 102 51.31Buy 99 51.31Buy 274 51.31Buy 32 51.31Buy 1191 51.31Buy 587 51.31Buy 900 51.31Buy 331 51.316Buy 540 51.32Buy 20 51.32Buy 300 51.33Buy 9 51.34Buy 839 51.34Buy 9 51.34Buy 1159 51.34Buy 650 51.34Buy 480 51.34Buy 9 51.35Buy 9 51.35Buy 9 51.35Buy 9 51.35Buy 9 51.37Buy 9 51.38Buy 9 51.38Buy 9 51.38Buy 9 51.38Buy 9 51.38Buy 439 51.38Buy 1177 51.4Buy 9 51.41Buy 1138 51.41Buy 9 51.41Buy 41 51.41Buy 440 51.41Buy 22 51.41Buy 589 51.41Buy 288 51.42Buy 792 51.42Buy 9 51.42Buy 233 51.42Buy 9 51.42Buy 36 51.42Buy 520 51.43Buy 19 51.43Buy 249 51.43Buy 446 51.43Buy 39 51.43Buy 52 51.44Buy 29 51.44Buy 1132 51.44Buy 1162 51.44Buy 121 51.44Buy 1 51.44Buy 502 51.44Buy 159 51.44Buy 216 51.44Buy 334 51.44Buy 1 51.45Buy 144 51.45Buy 203 51.45Buy 37 51.45Buy 217 51.45Buy 1 51.45Buy 343 51.45Buy 747 51.45Buy 623 51.45Buy 1 51.45Buy 421 51.46Buy 262 51.46Buy 222 51.46Buy 384 51.46Buy 585 51.46Buy 1205 51.46Buy 145 51.47Buy 305 51.47414Buy 591 51.48Buy 290 51.49Buy 296 51.49Buy 658 51.49Buy 400 51.5Buy 18 51.51Buy 296 51.51Buy 354 51.51Buy 343 51.52Buy 285 51.52Buy 689 51.52Buy 715 51.52Buy 1127 51.52Buy 1099 51.53Buy 321 51.53Buy 614 51.54Buy 200 51.55Buy 66 51.55Buy 232 51.56Buy 169 51.56Buy 88 51.57Buy 378 51.57Buy 297 51.57Buy 767 51.57Buy 11 51.57Buy 270 51.58Buy 70 51.62Buy 720 51.62Buy 400 51.62Buy 32 51.63Buy 430 51.63Buy 12 51.63Buy 484 51.64Buy 272 51.64Buy 400 51.65Buy 594 51.65Buy 4 51.65Buy 489 51.65Buy 9 51.65Buy 298 51.65Buy 9 51.65Buy 9 51.65Buy 989 51.65Buy 9 51.65Buy 500 51.65Buy 690 51.65Buy 9 51.65Buy 513 51.66Buy 39 51.67Buy 638 51.67Buy 250 51.67Buy 37 51.67Buy 939 51.68Buy 13 51.68Buy 1189 51.69Buy 347 51.69Buy 120 51.69Buy 133 51.69Buy 1000 51.7Buy 356 51.7Buy 100 51.7Buy 100 51.7Buy 280 51.72Buy 800 51.72Buy 204 51.72Buy 1000 51.72Buy 1440 51.72Buy 179 51.72Buy 600 51.72Buy 176 51.73Buy 139 51.73Buy 15 51.74Buy 720 51.74Buy 1560 51.83Buy 199 51.83Buy 322 51.83Buy 360 51.87Buy 1000 51.87Buy 120 51.88Buy 360 51.88Buy 240 51.88Buy 480 51.91Buy 20 51.91Buy 211 51.92Buy 480 52.04Buy 1080 52.04Buy 297 52.05Buy 1143 52.09Buy 960 52.09Buy 240 52.15Buy 120 52.18Buy 180 52.18Buy 540 52.18Buy 273 52.23Buy 480 52.29Buy 249 52.29Buy 39 52.31Buy 309 52.31Buy 578 52.32Buy 360 52.36Buy 255 52.36Buy 215 52.39Buy 30 52.4Sell 37000 50.61Sell 20868 50.61Sell 20868 50.65Sell 71 50.67Sell 51 50.67Sell 19 50.7Sell 55 50.74Sell 56 50.76Sell 52 50.81Sell 37 50.85Sell 14 50.9Sell 323 50.9Sell 116 50.9Sell 712 50.9Sell 109 50.98Sell 56 50.98Sell 40 51Sell 15 51Sell 55 51.02Sell 54 51.02Sell 55 51.02Sell 55 51.04Sell 51 51.04Sell 51 51.05Sell 26 51.05Sell 29 51.05Sell 40 51.1Sell 15 51.14Sell 50 51.15Sell 37 51.15Sell 13 51.15Sell 49 51.15Sell 411 51.15Sell 34 51.2Sell 35 51.2Sell 57 51.23Sell 41 51.3Sell 15 51.3Sell 54 51.3Sell 39 51.31Sell 14 51.31Sell 53 51.316Sell 54 51.35Sell 54 51.35Sell 39 51.35Sell 15 51.35Sell 58 51.35Sell 42 51.35Sell 16 51.35Sell 54 51.35Sell 39 51.36Sell 10 51.36Sell 5 51.37Sell 54 51.37Sell 39 51.38Sell 15 51.38Sell 54 51.39Sell 15 51.39Sell 39 51.39Sell 55 51.39Sell 39 51.4Sell 15 51.4Sell 54 51.4Sell 39 51.4Sell 14 51.4Sell 55 51.4Sell 15 51.41Sell 39 51.41Sell 48 51.41Sell 35 51.41Sell 13 51.41Sell 55 51.41Sell 56 51.41Sell 54 51.42Sell 39 51.42Sell 15 51.42Sell 52 51.43Sell 14 51.43Sell 37 51.43Sell 52 51.43Sell 37 51.43Sell 14 51.43Sell 48 51.43Sell 48 51.43Sell 811 51.43Sell 356 51.43Sell 43 51.43Sell 773 51.43Sell 518 51.43Sell 806 51.43Sell 348 51.44Sell 1069 51.44Sell 1156 51.44Sell 250 51.44Sell 888 51.45Sell 1186 51.45Sell 318 51.45Sell 175 51.45Sell 547 51.45Sell 1192 51.45Sell 1159 51.46Sell 69 51.46Sell 987 51.46Sell 1099 51.46Sell 275 51.47Sell 383 51.47Sell 15 51.47414Sell 112 51.48Sell 307 51.48Sell 100 51.48Sell 634 51.48Sell 1000 51.48Sell 189 51.48Sell 5 51.48Sell 957 51.48Sell 1109 51.48Sell 47 51.48Sell 1191 51.48Sell 1110 51.48Sell 727 51.48Sell 658 51.49Sell 1073 51.49Sell 110 51.5Sell 209 51.5Sell 7 51.5Sell 127 51.5Sell 1163 51.5Sell 225 51.5Sell 477 51.5Sell 591 51.51Sell 112 51.51Sell 245 51.51Sell 250 51.52Sell 766 51.52Sell 360 51.52Sell 9 51.52Sell 1 51.52Sell 22 51.53Sell 197 51.53Sell 8 51.53Sell 487 51.53Sell 270 51.53Sell 888 51.54Sell 480 51.54Sell 599 51.54Sell 935 51.55Sell 9 51.55Sell 900 51.55Sell 263 51.55Sell 1000 51.55Sell 28 51.55Sell 1157 51.55Sell 512 51.55Sell 527 51.55Sell 146 51.55Sell 9 51.55Sell 9 51.55Sell 9 51.55Sell 9 51.55Sell 9 51.55Sell 9 51.55Sell 9 51.55Sell 9 51.55Sell 9 51.55Sell 9 51.55Sell 9 51.55Sell 9 51.55Sell 9 51.56Sell 9 51.56Sell 9 51.56Sell 9 51.56Sell 9 51.57Sell 9 51.57Sell 9 51.57Sell 9 51.57Sell 9 51.57Sell 9 51.57Sell 9 51.57Sell 9 51.58Sell 9 51.58Sell 9 51.58Sell 9 51.58Sell 9 51.58Sell 9 51.58Sell 9 51.59Sell 9 51.59Sell 9 51.59Sell 634 51.59Sell 1119 51.59Sell 779 51.59Sell 9 51.59Sell 9 51.59Sell 9 51.59Sell 470 51.59Sell 11 51.59Sell 9 51.59Sell 9 51.59Sell 9 51.59Sell 188 51.59Sell 9 51.6Sell 9 51.6Sell 9 51.61Sell 657 51.61Sell 13 51.61Sell 378 51.61Sell 941 51.61Sell 9 51.62Sell 9 51.62Sell 9 51.62Sell 7 51.62Sell 9 51.62Sell 9 51.62Sell 9 51.62Sell 9 51.62Sell 9 51.62Sell 9 51.62Sell 7 51.62Sell 8 51.62Sell 1043 51.62Sell 614 51.62Sell 9 51.63Sell 7 51.63Sell 643 51.63Sell 1 51.63Sell 62 51.63Sell 940 51.63Sell 1123 51.63Sell 1128 51.63Sell 741 51.64Sell 1115 51.64Sell 1021 51.64Sell 1172 51.64Sell 1127 51.64Sell 1211 51.64Sell 1 51.64Sell 1 51.65Sell 1 51.65Sell 9 51.65Sell 707 51.65Sell 32 51.65Sell 9 51.65Sell 7 51.65Sell 1000 51.65Sell 24 51.65Sell 136 51.65Sell 774 51.65Sell 250 51.65Sell 7 51.65Sell 500 51.66Sell 873 51.66Sell 52 51.66Sell 400 51.66Sell 1 51.66Sell 91 51.67Sell 9 51.67Sell 46 51.68Sell 408 51.68Sell 123 51.69Sell 463 51.69Sell 37 51.69Sell 400 51.69Sell 270 51.7Sell 511 51.7Sell 48 51.7Sell 511 51.7Sell 624 51.7Sell 720 51.7Sell 264 51.71Sell 400 51.71Sell 120 51.73Sell 480 51.73Sell 720 51.73Sell 1800 51.73Sell 300 51.73Sell 769 51.74Sell 326 51.74Sell 908 51.74Sell 1440 51.74Sell 855 51.74Sell 300 51.75Sell 240 51.75Sell 500 51.76Sell 120 51.76Sell 360 51.77Sell 200 51.78Sell 228 51.78Sell 240 51.78Sell 240 51.78Sell 348 51.78Sell 252 51.8Sell 240 51.8Sell 360 51.8Sell 120 51.8Sell 1293 51.8Sell 147 51.8Sell 107 51.8Sell 373 51.8Sell 181 51.8Sell 253 51.8Sell 500 51.8Sell 360 51.8Sell 360 51.8Sell 240 51.81Sell 824 51.85Sell 200 51.85Sell 546 51.86Sell 600 51.87Sell 588 51.9Sell 165 51.9Sell 120 51.91Sell 240 51.92Sell 120 52.04Sell 360 52.04Sell 600 52.04Sell 213 52.05Sell 123 52.12Sell 120 52.16Sell 480 52.19Sell 500 52.19Sell 65 52.25Sell 600 52.25Sell 720 52.25Sell 720 52.26Sell 283 52.26Sell 917 52.26Sell 683 52.26Sell 100 52.26Sell 750 52.29Sell 200 52.29Sell 163 52.29Sell 204 52.3Sell 396 52.3Sell 1000 52.3Sell 1000 52.305Sell 117 52.65Sell 720 52.68Sell 2106 52.69Sell 2106 52.7Sell 2106 52.26TOTAL BUYS:141848 TOTAL SELLS:183424(b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 28-11-2007Contact name Collins,CarolynTelephone number 44 20 7888 0241Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) ADVISOR NotesThe Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto