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EPT Disclosure

3rd Jul 2008 11:47

RNS Number : 2483Y
Deutsche Bank AG
03 July 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
02/07/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
3,194,054 0.10
-14,786,991 -0.44%
(2) Derivatives (other than options)
 
5,483,159 0.16%
-7,683,192 -0.23%
(3) Options and agreements to purchase/sell
 
11,865,000 0.35%
-5,663,000 -0.17%
Total
 
20,542,213 0.61%
-28,133,103 -0.84%
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
140
42.71
Purchase
3819
42.72
Purchase
322
42.73
Purchase
336
42.74
Purchase
10037
42.75
Purchase
13
42.76
Purchase
78
42.77
Purchase
261
42.78
Purchase
893
42.79
Purchase
258
42.80
Purchase
743
42.81
Purchase
10711
42.83
Purchase
1745
42.84
Purchase
23251
42.85
Purchase
2643
42.86
Purchase
4376
42.87
Purchase
5230
42.88
Purchase
76069
42.89
Purchase
2654
42.91
Purchase
5489
42.92
Purchase
12580
42.93
Purchase
549
42.94
Purchase
5171
42.95
Purchase
1029
42.96
Purchase
46899
42.96
Purchase
300
42.97
Purchase
26
42.98
Purchase
2297
42.99
Purchase
50
43.00
Purchase
931
43.01
Purchase
6134
43.02
Purchase
5416
43.03
Purchase
51323
43.04
Purchase
8162
43.05
Purchase
2775
43.06
Purchase
5825
43.07
Purchase
10673
43.08
Purchase
200
43.08
Purchase
3707
43.09
Purchase
10031
43.10
Purchase
1500
43.11
Purchase
9357
43.12
Purchase
5358
43.13
Purchase
2572
43.14
Purchase
892
43.15
Purchase
12475
43.16
Purchase
5453
43.17
Purchase
13056
43.18
Purchase
4465
43.19
Purchase
4713
43.20
Purchase
955
43.21
Purchase
588
43.22
Purchase
2427
43.23
Purchase
5648
43.24
Purchase
9842
43.25
Purchase
1290
43.26
Purchase
9089
43.27
Purchase
13672
43.28
Purchase
5053
43.30
Purchase
57
43.31
Purchase
3138
43.32
Purchase
1455
43.33
Purchase
100
43.34
Purchase
40
43.35
Purchase
20
43.36
Purchase
36
43.37
Purchase
80
43.38
Purchase
13
43.40
Purchase
55
43.41
Purchase
51
43.42
Purchase
2593
43.43
Purchase
52
43.44
Purchase
52
43.46
Purchase
2150
43.47
Purchase
93
43.48
Purchase
33
43.51
Purchase
139
43.52
Purchase
27
43.53
Purchase
26
43.54
Purchase
10000
43.55
Purchase
12000
43.60
Purchase
765
44.40
TOTAL PURCHASE
464,526
 
Sale
1064
42.71
Sale
8
42.75
Sale
18
42.76
Sale
28
42.77
Sale
13
42.79
Sale
5012
42.80
Sale
1000
42.83
Sale
902
42.84
Sale
727
42.85
Sale
277
42.86
Sale
209
42.87
Sale
1824
42.88
Sale
6513
42.89
Sale
10052
42.90
Sale
1272
42.91
Sale
2772
42.92
Sale
1660
42.93
Sale
15379
42.94
Sale
10121
42.95
Sale
2128
42.96
Sale
669
42.97
Sale
580
42.98
Sale
21725
43.00
Sale
1674
43.01
Sale
5826
43.02
Sale
5422
43.03
Sale
2360
43.03
Sale
17840
43.04
Sale
693
43.05
Sale
1904
43.06
Sale
9603
43.07
Sale
6145
43.08
Sale
11359
43.09
Sale
4765
43.10
Sale
10286
43.11
Sale
4404
43.12
Sale
4114
43.13
Sale
3342
43.14
Sale
427
43.15
Sale
262
43.16
Sale
281
43.17
Sale
4978
43.18
Sale
187
43.19
Sale
19400
43.21
Sale
214
43.22
Sale
250
43.23
Sale
103
43.24
Sale
149
43.25
Sale
117
43.26
Sale
510
43.27
Sale
2537
43.28
Sale
299
43.29
Sale
1089
43.30
Sale
639
43.31
Sale
284
43.32
Sale
635
43.33
Sale
14852
43.34
Sale
1943
43.35
Sale
100
43.36
Sale
361
43.38
Sale
497
43.39
Sale
30910
43.40
Sale
634
43.41
Sale
503
43.42
Sale
14
43.43
Sale
1039
43.44
Sale
187
43.45
Sale
765
43.46
Sale
65
43.47
Sale
27
43.48
Sale
247
43.49
Sale
11422
43.50
Sale
105
43.51
Sale
2000
43.52
Sale
27
43.53
Sale
12013
43.54
Sale
18524
43.55
Sale
8384
43.56
Sale
765
44.40
TOTAL SALES
311,435
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
1064
42.71
CFD
Long
1000
42.83
CFD
Long
884
42.84
CFD
Long
727
42.85
CFD
Long
273
42.86
CFD
Long
157
42.87
CFD
Long
1824
42.88
CFD
Long
513
42.89
CFD
Long
10000
42.90
CFD
Long
1272
42.91
CFD
Long
2772
42.92
CFD
Long
1660
42.93
CFD
Long
15379
42.94
CFD
Long
121
42.95
CFD
Long
2128
42.96
CFD
Long
669
42.97
CFD
Long
580
42.98
CFD
Long
1725
43.00
CFD
Long
1674
43.01
CFD
Long
826
43.02
CFD
Long
5422
43.03
CFD
Long
2360
43.03
CFD
Long
7840
43.04
CFD
Long
693
43.05
CFD
Long
1904
43.06
CFD
Long
4603
43.07
CFD
Long
6145
43.08
CFD
Long
11359
43.09
CFD
Long
4765
43.10
CFD
Long
10286
43.11
CFD
Long
4404
43.12
CFD
Long
4114
43.13
CFD
Long
3342
43.14
CFD
Long
427
43.15
CFD
Long
262
43.16
CFD
Long
281
43.17
CFD
Long
4978
43.18
CFD
Long
187
43.19
CFD
Long
19400
43.21
CFD
Long
214
43.22
CFD
Long
250
43.23
CFD
Long
103
43.24
CFD
Long
149
43.25
CFD
Long
117
43.26
CFD
Long
510
43.27
CFD
Long
2537
43.28
CFD
Long
299
43.29
CFD
Long
1089
43.30
CFD
Long
639
43.31
CFD
Long
284
43.32
CFD
Long
635
43.33
CFD
Long
14852
43.34
CFD
Long
1943
43.35
CFD
Long
100
43.36
CFD
Long
361
43.38
CFD
Long
497
43.39
CFD
Long
30910
43.40
CFD
Long
634
43.41
CFD
Long
503
43.42
CFD
Long
1000
43.44
CFD
Long
120
43.45
CFD
Long
765
43.46
CFD
Long
247
43.49
CFD
Long
1422
43.50
CFD
Long
2000
43.52
CFD
Long
12000
43.54
CFD
Long
100
43.55
CFD
Long
765
44.40
CFD
Short
117
42.71
CFD
Short
3797
42.72
CFD
Short
263
42.73
CFD
Short
322
42.74
CFD
Short
9931
42.75
CFD
Short
51
42.77
CFD
Short
245
42.78
CFD
Short
851
42.79
CFD
Short
258
42.80
CFD
Short
740
42.81
CFD
Short
10711
42.83
CFD
Short
1745
42.84
CFD
Short
10251
42.85
CFD
Short
2608
42.86
CFD
Short
2376
42.87
CFD
Short
5230
42.88
CFD
Short
50995
42.89
CFD
Short
2654
42.91
CFD
Short
5489
42.92
CFD
Short
2580
42.93
CFD
Short
549
42.94
CFD
Short
171
42.95
CFD
Short
1029
42.96
CFD
Short
46899
42.96
CFD
Short
300
42.97
CFD
Short
26
42.98
CFD
Short
2297
42.99
CFD
Short
50
43.00
CFD
Short
931
43.01
CFD
Short
6134
43.02
CFD
Short
5416
43.03
CFD
Short
1323
43.04
CFD
Short
8162
43.05
CFD
Short
2775
43.06
CFD
Short
5825
43.07
CFD
Short
10673
43.08
CFD
Short
200
43.08
CFD
Short
3707
43.09
CFD
Short
3031
43.10
CFD
Short
1500
43.11
CFD
Short
9357
43.12
CFD
Short
5358
43.13
CFD
Short
2036
43.14
CFD
Short
65
43.15
CFD
Short
6475
43.16
CFD
Short
5028
43.17
CFD
Short
877
43.18
CFD
Short
1412
43.19
CFD
Short
1733
43.20
CFD
Short
955
43.21
CFD
Short
588
43.22
CFD
Short
2427
43.23
CFD
Short
5648
43.24
CFD
Short
3920
43.25
CFD
Short
1290
43.26
CFD
Short
3589
43.27
CFD
Short
10000
43.28
CFD
Short
5000
43.30
CFD
Short
30
43.31
CFD
Short
3112
43.32
CFD
Short
1388
43.33
CFD
Short
100
43.34
CFD
Short
20
43.36
CFD
Short
10
43.37
CFD
Short
10
43.43
CFD
Short
2150
43.47
CFD
Short
20
43.51
CFD
Short
100
43.52
CFD
Short
10000
43.55
CFD
Short
12000
43.60
CFD
Short
765
44.40
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
Put Option
Purchasing
90,000
35.00
American
24/07/2008
0.10
Put Option
Purchasing
40,000
35.00
American
24/07/2008
0.12
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
03/07/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMRJMMTMMIMBJP

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