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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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16-09-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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11418339
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0.340
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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11418339
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0.340
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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20
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35.76
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Purchase
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50
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35.76
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Purchase
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10
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35.81
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Purchase
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10
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35.74
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Purchase
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20
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35.83
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Purchase
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20
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35.89
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Purchase
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20
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35.94
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Purchase
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20
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35.92
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Purchase
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4,875
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35.55
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Purchase
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3,814
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35.55
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Purchase
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500
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35.55
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Purchase
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5,000
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35.55
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Purchase
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1,346
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35.55
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Purchase
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297
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35.55
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Purchase
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8
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35.55
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Purchase
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900
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35.55
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Purchase
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500
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35.55
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Purchase
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2
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35.55
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Purchase
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8
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35.54
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Purchase
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150
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35.54
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Purchase
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40
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35.79
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Purchase
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150
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35.60
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Purchase
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40,000
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34.46
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Purchase
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38,500
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35.78
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Purchase
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100,000
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34.51
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Purchase
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32,200
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36.40
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Sale
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-113
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36.30
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Sale
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-952
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36.30
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Sale
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-2,877
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36.41
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Sale
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-58
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35.80
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Sale
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-20
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35.80
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Sale
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-39,457
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35.85
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Sale
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-20
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35.91
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Sale
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-2,387
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35.95
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Sale
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-830
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35.95
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Sale
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-2,862
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35.95
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Sale
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-97
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35.95
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Sale
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-27
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35.95
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Sale
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-3,165
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35.12
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Sale
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-2,739
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36.30
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Sale
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-38,362
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36.30
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Sale
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-10,000
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36.30
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Sale
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-5
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36.30
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Sale
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-8,373
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36.30
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Sale
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-500
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36.31
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Sale
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-11
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36.31
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Sale
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-554
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36.33
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Sale
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-1,000
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36.40
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Sale
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-52
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36.47
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Sale
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-77
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36.47
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Sale
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-12,215
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36.47
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Sale
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-47
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36.47
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Sale
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-7,065
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36.41
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Sale
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-58
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36.41
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Sale
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-1,000
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36.08
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Sale
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-20
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35.66
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Sale
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-50
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35.68
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Sale
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-1,140
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35.84
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Sale
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-1,008
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35.84
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Sale
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-852
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35.84
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Sale
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-9
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35.83
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Sale
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-11
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35.83
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Sale
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-20
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35.77
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Sale
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-393
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35.77
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Sale
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-29
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35.79
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Sale
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-500
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35.80
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Sale
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-50
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35.88
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Sale
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-543
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35.85
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Sale
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-10,000
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35.85
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Sale
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-1,000
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35.95
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Sale
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-5
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35.95
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Sale
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-232
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35.90
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Sale
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-14
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35.90
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Sale
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-37,134
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35.90
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Sale
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-574
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35.90
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Sale
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-372
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35.90
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Sale
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-100
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35.90
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Sale
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-500
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35.90
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Sale
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-5,899
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35.90
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Sale
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-35
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35.91
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Sale
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-4,321
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35.92
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Sale
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-43
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35.93
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Sale
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-48
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35.94
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Sale
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-728
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35.94
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Sale
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-478
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35.85
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Sale
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-28,886
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35.85
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Sale
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-14,742
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35.85
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Sale
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-569
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35.85
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Sale
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-2,822
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35.86
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Sale
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-2,502
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35.87
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Sale
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-1
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35.87
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Sale
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-1,000
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35.91
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Sale
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-12
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35.94
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Sale
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-12
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36.07
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Sale
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-9
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36.05
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Sale
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-1
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36.05
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Sale
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-384
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36.03
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Sale
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-4,616
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36.03
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Sale
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-10
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36.02
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Sale
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-50
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35.98
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Sale
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-4,549
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35.95
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Sale
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-1,000
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35.95
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Sale
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-3,900
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35.95
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Sale
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-581
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35.95
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Sale
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-60
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35.95
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Sale
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-399
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35.95
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Sale
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-1,308
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35.95
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Sale
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-261
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35.20
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Sale
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-1,155
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35.20
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Sale
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-279
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35.20
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Sale
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-5,301
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35.20
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Sale
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-1,298
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35.20
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Sale
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-2,790
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35.20
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Sale
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-268
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35.20
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Sale
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-279
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35.20
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Sale
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-279
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35.20
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Sale
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-279
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35.20
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Sale
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-279
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35.20
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Sale
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-282
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35.20
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Sale
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-279
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35.20
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Sale
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-279
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35.20
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Sale
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-3,676
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35.20
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Sale
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-1,161
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35.20
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Sale
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-279
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35.20
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Sale
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-279
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35.20
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Sale
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-2,500
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35.20
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Sale
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-279
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35.20
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Sale
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-2,014
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35.20
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Sale
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-279
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35.20
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Sale
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-268
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35.20
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Sale
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-900
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35.20
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Sale
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-418
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35.20
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Sale
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-4,478
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35.20
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Sale
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-1,079
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35.20
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Sale
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-5,000
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35.20
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Sale
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-2,000
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35.20
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Sale
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-2,659
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35.20
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Sale
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-1,392
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35.20
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Sale
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-7,500
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35.20
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Sale
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-531
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35.20
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Sale
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-4,697
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35.12
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Sale
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-4,500
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35.12
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Sale
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-500
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35.12
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Sale
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-5,569
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35.12
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Sale
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-8,370
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35.12
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Sale
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-10,000
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35.12
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Sale
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-1,097
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35.12
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Sale
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-83
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35.12
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Sale
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-5,010
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35.12
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Sale
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-200
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35.12
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Sale
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-10
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35.12
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Sale
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-30
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35.12
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Sale
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-573
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35.12
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Sale
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-1,125
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35.12
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Sale
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-1,383
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35.12
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Sale
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-3,688
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35.12
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Sale
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-11,482
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35.05
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Sale
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-2,174
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35.05
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Sale
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-8,300
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35.05
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Sale
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-15,378
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35.05
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Sale
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-1,113
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35.05
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Sale
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-1
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35.05
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Sale
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-1,098
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35.05
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Sale
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-454
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35.05
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Sale
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-102
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35.20
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Sale
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-150,000
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37.30
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TOTAL BUYS: 228460
TOTAL SELLS: 555381
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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|
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Date of disclosure
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17-09-2008
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Contact name
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Simon Crawley; Philipp Abelbeck
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Telephone number
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44 20 7888 5416
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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