18th Jan 2010 11:49
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Shanks Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
15/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
745 |
GBP 1.26 |
GBP 1.26 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
5,860 |
GBP 1.26 |
GBP 1.25 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1 |
GBP 1.25 |
|
Short Swap |
SHORT |
2 |
GBP 1.25 |
|
Short Swap |
SHORT |
2 |
GBP 1.25 |
|
Short Swap |
SHORT |
5 |
GBP 1.25 |
|
Short Swap |
SHORT |
10 |
GBP 1.25 |
|
Short Swap |
SHORT |
20 |
GBP 1.25 |
|
Short Swap |
SHORT |
75 |
GBP 1.25 |
|
Short Swap |
SHORT |
384 |
GBP 1.25 |
|
Short Swap |
SHORT |
2,256 |
GBP 1.25 |
|
Short Swap |
SHORT |
2,360 |
GBP 1.25 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
18/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Mouchel Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
15/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
80,826 |
GBP 2.50 |
GBP 2.46 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
59,996 |
GBP 2.50 |
GBP 2.46 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
27,890 |
GBP 2.50 |
|
Long Swap |
LONG |
1,839 |
GBP 2.49 |
|
Long Swap |
LONG |
1,674 |
GBP 2.46 |
|
Long Swap |
LONG |
75 |
GBP 2.49 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
19 |
GBP 2.50 |
|
Short Swap |
SHORT |
57 |
GBP 2.50 |
|
Short Swap |
SHORT |
163 |
GBP 2.50 |
|
Short Swap |
SHORT |
543 |
GBP 2.50 |
|
Short Swap |
SHORT |
595 |
GBP 2.50 |
|
Short Swap |
SHORT |
603 |
GBP 2.50 |
|
Short Swap |
SHORT |
1,508 |
GBP 2.50 |
|
Short Swap |
SHORT |
1,546 |
GBP 2.50 |
|
Short Swap |
SHORT |
1,644 |
GBP 2.50 |
|
Short Swap |
SHORT |
3,970 |
GBP 2.50 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
18/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
VT Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
15/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
2,729 |
GBP 5.24 |
GBP 5.21 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,984 |
GBP 5.22 |
GBP 5.19 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,491 |
GBP 5.22 |
|
Long Swap |
LONG |
238 |
GBP 5.24 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
140 |
GBP 5.21 |
|
Short Swap |
SHORT |
217 |
GBP 5.18 |
|
Short Swap |
SHORT |
238 |
GBP 5.21 |
|
Short Swap |
SHORT |
541 |
GBP 5.18 |
|
Short Swap |
SHORT |
1,188 |
GBP 5.20 |
|
Short Swap |
SHORT |
1,660 |
GBP 5.21 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
18/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Cadbury Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
15/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
444,400 |
GBP 7.98 |
GBP 7.92 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
491,689 |
GBP 7.98 |
GBP 7.92 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
39,799 |
GBP 7.95 |
|
Long Swap |
LONG |
652 |
GBP 7.95 |
|
Long Swap |
LONG |
3,974 |
GBP 7.97 |
|
Long Swap |
LONG |
4,157 |
GBP 7.97 |
|
Long Swap |
LONG |
4,645 |
GBP 7.94 |
|
Long Swap |
LONG |
5,000 |
GBP 7.92 |
|
Long Swap |
LONG |
5,789 |
GBP 7.95 |
|
Long Swap |
LONG |
18,684 |
GBP 7.95 |
|
Long Swap |
LONG |
57 |
GBP 7.95 |
|
Long Swap |
LONG |
19,262 |
GBP 7.95 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1,850 |
GBP 7.94 |
|
Short Swap |
SHORT |
19,262 |
GBP 7.94 |
|
Short Swap |
SHORT |
18,684 |
GBP 7.94 |
|
Short Swap |
SHORT |
16,853 |
GBP 7.92 |
|
Short Swap |
SHORT |
14,068 |
GBP 7.92 |
|
Short Swap |
SHORT |
9,665 |
GBP 7.92 |
|
Short Swap |
SHORT |
5,065 |
GBP 7.94 |
|
Short Swap |
SHORT |
5,000 |
GBP 7.94 |
|
Short Swap |
SHORT |
4,690 |
GBP 7.92 |
|
Short Swap |
SHORT |
54,171 |
GBP 7.94 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
18/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hershey Trust Company |
|
Nature of connection # |
Advisor |
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