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EPT Disclosure

12th Nov 2008 10:39

RNS Number : 9935H
Credit Suisse Equities (Australia)
12 November 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION 

 

Name of exempt principal trader

 

Credit Suisse Equities (Australia) Limited

 

Company dealt in

 

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary Shares

 

Date of dealing

 

11-11-2008

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

1707684

0.374

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

1707684

0.374

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Sale

3,474

76.49

Sale

-3,474

76.49

Sale

1,665

76.49

Sale

-1,665

76.49

Sale

-94

74.84

Sale

-32

74.84

Sale

-51

74.82

Sale

-51

74.65

Sale

-42

74.41

Sale

-71

74.41

Sale

-188

74.41

Sale

-46

74.41

Sale

-5

74.41

Sale

-19

74.41

Sale

-17

74.41

Sale

-68

74.41

Sale

-53

74.41

Sale

-10

74.41

Sale

-322

74.41

Sale

-21

74.41

Sale

-98

74.41

Sale

-25

74.41

Sale

-16

74.61

Sale

-10

74.61

Sale

-9

74.56

Sale

-9

74.64

Sale

-13

75.05

Sale

-22

75.19

Sale

-12

75.19

Sale

-13

75.00

Sale

-75

76.49

Sale

-518

76.49

Sale

-42

76.49

Sale

-20

76.49

Sale

-128

76.49

Sale

-1,026

76.49

Sale

-1,390

76.49

Sale

-4,812

74.86

Sale

-188

74.86

Sale

-2,740

74.80

Sale

-100

74.80

Sale

-479

74.80

Sale

-1

74.82

Sale

-4

74.82

Sale

-500

74.82

Sale

-739

74.82

Sale

-1

74.83

Sale

-26

74.84

Sale

-3

74.84

Sale

-101

74.84

Sale

-25

74.84

Sale

-56

75.00

Sale

-99

75.00

Sale

-3,950

74.84

Sale

-32

74.84

Sale

-1,000

74.84

Sale

-16

74.84

Sale

-1

74.84

Sale

-1

74.85

Sale

-4,261

74.82

Sale

-169

74.82

Sale

-343

74.82

Sale

-58

74.82

Sale

-118

74.82

Sale

-33

74.65

Sale

-172

74.65

Sale

-25

74.65

Sale

-12

74.65

Sale

-3

74.65

Sale

-2,593

74.65

Sale

-2

74.65

Sale

-4

74.65

Sale

-8

74.65

Sale

-1,478

74.65

Sale

-3,000

74.65

Sale

-6

74.65

Sale

-110

74.65

Sale

-1

74.65

Sale

-48

74.65

Sale

-99

74.65

Sale

-200

74.65

Sale

-54

74.65

Sale

-266

74.65

Sale

-282

74.65

Sale

-28

74.65

Sale

-347

74.65

Sale

-171

74.65

Sale

-292

74.65

Sale

-200

74.65

Sale

-250

74.65

Sale

-65

74.65

Sale

-422

74.70

Sale

-4

74.70

Sale

-5

74.70

Sale

-2,000

74.70

Sale

-2,000

74.70

Sale

-569

74.70

Sale

-863

74.61

Sale

-2

74.61

Sale

-2,000

74.61

Sale

-633

74.61

Sale

-2

74.61

Sale

-2,000

74.61

Sale

-600

74.61

Sale

-1

74.61

Sale

-865

74.61

Sale

-62

74.61

Sale

-1

74.61

Sale

-1

74.61

Sale

-865

74.61

Sale

-62

74.61

Sale

-12

74.61

Sale

-50

74.61

Sale

-62

74.61

Sale

-11

74.61

Sale

-1,856

74.42

Sale

-404

74.42

Sale

-1

74.42

Sale

-1

74.42

Sale

-400

74.42

Sale

-400

74.42

Sale

-400

74.42

Sale

-1

74.42

Sale

-1

74.42

Sale

-1,000

74.42

Sale

-1

74.42

Sale

-1

74.42

Sale

-1

74.42

Sale

-33

74.42

Sale

-500

74.42

Sale

-257

74.41

Sale

-3

74.41

Sale

-3

74.41

Sale

-2,500

74.41

Sale

-284

74.41

Sale

-277

74.41

Sale

-272

74.41

Sale

-1

74.41

Sale

-4

74.41

Sale

-414

74.41

Sale

-1

74.61

Sale

-1

74.61

Sale

-2

74.61

Sale

-42

74.61

Sale

-3

74.61

Sale

-1,793

74.61

Sale

-40

74.61

Sale

-283

74.56

Sale

-1

74.56

Sale

-1,164

74.56

Sale

-52

74.56

Sale

-2

74.56

Sale

-1,322

74.56

Sale

-1

74.56

Sale

-166

74.56

Sale

-52

74.73

Sale

-27

74.64

Sale

-67

74.64

Sale

-115

74.64

Sale

-14

74.64

Sale

-8

74.64

Sale

-148

74.64

Sale

-1,200

74.64

Sale

-2

74.64

Sale

-1

74.64

Sale

-2,000

74.64

Sale

-115

74.64

Sale

-16

74.64

Sale

-300

74.64

Sale

-88

74.64

Sale

-253

74.50

Sale

-21

74.50

Sale

-6

74.50

Sale

-4

74.50

Sale

-5,926

74.50

Sale

-500

74.50

Sale

-74

74.50

Sale

-200

74.50

Sale

-14

74.50

Sale

-100

74.50

Sale

-1,000

74.50

Sale

-260

74.50

Sale

-335

74.50

Sale

-1

74.50

Sale

-2

74.50

Sale

-2

74.50

Sale

-100

74.50

Sale

-100

74.50

Sale

-500

74.50

Sale

-100

74.50

Sale

-500

74.50

Sale

-1,000

74.50

Sale

-500

74.50

Sale

-500

74.50

Sale

-2

74.51

Sale

-3,000

74.51

Sale

-1

74.64

Sale

-2

74.64

Sale

-887

74.64

Sale

-2,797

75.04

Sale

-848

75.04

Sale

-4

75.04

Sale

-24

75.04

Sale

-3,000

75.04

Sale

-1,625

75.04

Sale

-325

75.04

Sale

-13

75.05

Sale

-7,959

75.00

Sale

-54

75.00

Sale

-1,987

75.00

Sale

-711

75.19

Sale

-346

75.19

Sale

-1,000

75.19

Sale

-1,000

75.19

Sale

-2

75.19

Sale

-1

75.19

Sale

-751

75.19

Sale

-449

75.19

Sale

-1

75.19

Sale

-155

75.19

Sale

-550

75.19

Sale

-4,631

75.00

Sale

-2

75.00

Sale

-354

75.00

Sale

-2,356

75.00

Sale

-2,644

75.00

Sale

-815

75.00

Sale

-3

75.00

Sale

-140

75.00

Sale

-8

75.00

Sale

-4,034

75.00

Sale

-20,000

75.00

Sale

-1,665

76.49

Sale

-3,474

76.49

TOTAL BUYS: Nil

TOTAL SELLS: 144839

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

 

12-11-2008

 

Contact name

 

Carolyn CollinsSimon Crawley

 

Telephone number

 

44 20 7888 0241

 

Name of offeree/offeror with which connected

 

Rio Tinto Plc

 

Nature of connection (Note 9)

 

ADVISOR

 

Notes 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFVILTLFLIT

Related Shares:

Rio Tinto
FTSE 100 Latest
Value9,129.71
Change33.98