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EPT Disclosure

11th Sep 2008 10:19

RNS Number : 2099D
Credit Suisse Equities (Australia)
11 September 2008
 

4FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

10-09-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

10083133

0.300

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

10083133

0.300

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

20,411

35.00

Purchase

233

35.00

Purchase

25,000

35.00

Purchase

30,000

35.00

Purchase

909

35.00

Purchase

476

35.00

Purchase

3,287

35.00

Purchase

20,000

35.00

Purchase

10,000

35.00

Purchase

10,000

35.00

Purchase

200

35.00

Purchase

280

35.00

Purchase

1,408

35.00

Purchase

1,398

35.00

Purchase

500

35.00

Purchase

300

35.00

Purchase

820

35.00

Purchase

400

35.00

Purchase

100

35.00

Purchase

300

35.00

Purchase

1,000

35.00

Purchase

500

35.00

Purchase

250

35.00

Purchase

22,228

35.00

Purchase

4,980

34.93

Purchase

7,055

34.93

Purchase

12,886

34.49

Purchase

5

34.50

Purchase

50

34.49

Purchase

75

34.47

Purchase

-2,167

34.47

Purchase

2,167

34.47

Purchase

213

34.47

Purchase

3,770

34.47

Purchase

21

34.45

Purchase

100

34.46

Purchase

2,360

34.45

Purchase

315

34.45

Purchase

1,880

34.45

Purchase

3

34.44

Purchase

3,000

34.44

Purchase

5,633

34.44

Purchase

97

34.43

Purchase

387

34.43

Purchase

1,475

34.40

Purchase

4,150

34.40

Purchase

4,565

34.40

Purchase

500

34.40

Purchase

50

34.20

Purchase

20,000

34.19

Purchase

232

34.19

Purchase

600

34.19

Purchase

2

34.19

Purchase

646

34.19

Purchase

73

34.19

Purchase

5,000

34.19

Purchase

7,000

34.19

Purchase

1,700

34.19

Purchase

1,165

34.19

Purchase

500

34.18

Purchase

3

34.18

Purchase

3,727

34.18

Purchase

5,672

34.17

Purchase

2,500

34.17

Purchase

2,143

34.17

Purchase

3

34.15

Purchase

1

34.15

Purchase

481

34.15

Purchase

24,374

34.15

Purchase

10,000

34.13

Purchase

1

34.13

Purchase

756

34.13

Purchase

417

34.13

Purchase

1,181

34.13

Purchase

432

34.13

Purchase

1,129

34.13

Purchase

1,255

34.13

Purchase

300,000

34.05

Purchase

2,167

34.47

Purchase

312,400

36.83

Purchase

432,000

36.39

Purchase

700,000

36.03

Purchase

800,000

36.76

Purchase

432,000

36.41

Purchase

800,000

36.76

Purchase

250,000

40.40

Sale

-1,332

34.80

Sale

-66,296

34.80

Sale

-1,080

34.80

Sale

-9,000

34.80

Sale

-15

34.81

Sale

-35

34.81

Sale

-393

34.70

Sale

-1,714

34.80

Sale

-22

34.80

Sale

-10

34.58

Sale

-2,770

34.51

Sale

-14

34.51

Sale

-14

34.45

Sale

-4,150

34.40

Sale

-4,565

34.40

Sale

-52

34.06

Sale

-1,893

34.06

Sale

-107

34.05

Sale

-112

34.05

Sale

-38

34.05

Sale

-378

34.06

Sale

-3,058

34.05

Sale

-52

34.06

Sale

-259

34.06

Sale

-117

34.05

Sale

-1,307

34.05

Sale

-22

34.05

Sale

-88

34.05

Sale

-493

34.05

Sale

-2,099

34.05

Sale

-113

34.05

Sale

-9,760

34.80

Sale

-7,903

34.80

Sale

-5,389

34.80

Sale

-1,042

34.80

Sale

-570

34.80

Sale

-1,435

34.80

Sale

-57

34.80

Sale

-263

34.80

Sale

-1,000

34.80

Sale

-500

34.80

Sale

-250

34.80

Sale

-1,000

34.80

Sale

-100

34.80

Sale

-1,962

34.80

Sale

-500

34.80

Sale

-1,000

34.80

Sale

-250

34.80

Sale

-2,710

34.80

Sale

-132

34.80

Sale

-350

34.80

Sale

-260

34.80

Sale

-250

34.80

Sale

-4,435

34.80

Sale

-1,000

34.80

Sale

-10

34.80

Sale

-31

34.80

Sale

-415

34.80

Sale

-9,427

34.80

Sale

-145

34.80

Sale

-10,000

34.80

Sale

-260

34.80

Sale

-1,040

34.80

Sale

-700

34.80

Sale

-397

34.80

Sale

-11

34.80

Sale

-2,000

34.80

Sale

-55

34.80

Sale

-8

34.80

Sale

-145

34.80

Sale

-5,692

34.80

Sale

-104

34.81

Sale

-250

34.81

Sale

-1,261

34.81

Sale

-209

34.81

Sale

-200

34.70

Sale

-9,700

34.70

Sale

-5,750

34.70

Sale

-9,482

34.70

Sale

-450

34.70

Sale

-450

34.70

Sale

-150

34.70

Sale

-400

34.70

Sale

-1,000

34.70

Sale

-500

34.70

Sale

-5,000

34.70

Sale

-25,000

34.70

Sale

-4,619

34.70

Sale

-40

34.70

Sale

-1,359

34.70

Sale

-1

34.70

Sale

-1

34.70

Sale

-27,998

34.70

Sale

-486

34.70

Sale

-528

34.72

Sale

-6,458

34.72

Sale

-2,942

34.98

Sale

-4,150

34.98

Sale

-2,908

34.98

Sale

-7,623

34.80

Sale

-30,000

34.80

Sale

-250

34.80

Sale

-2,800

34.80

Sale

-830

34.80

Sale

-4,955

34.80

Sale

-151

34.80

Sale

-1,110

34.80

Sale

-545

34.80

Sale

-506

34.58

Sale

-3,066

34.58

Sale

-2,741

34.58

Sale

-1,389

34.58

Sale

-29

34.58

Sale

-4,052

34.58

Sale

-1,207

34.58

Sale

-10,285

34.51

Sale

-1,000

34.51

Sale

-1,182

34.51

Sale

-33

34.51

Sale

-12,345

34.51

Sale

-250

34.51

Sale

-1,000

34.51

Sale

-5,000

34.51

Sale

-230

34.51

Sale

-3,609

34.51

Sale

-196

34.51

Sale

-155

34.51

Sale

-258

34.51

Sale

-430

34.51

Sale

-203

34.51

Sale

-2,730

34.51

Sale

-145

34.51

Sale

-250

34.51

Sale

-398

34.51

Sale

-200

34.51

Sale

-100

34.51

Sale

-5

34.43

Sale

-50

34.42

Sale

-3,496

34.50

Sale

-300

34.50

Sale

-1,864

34.50

Sale

-1,101

34.50

Sale

-736

34.50

Sale

-160

34.50

Sale

-57

34.50

Sale

-2,502

34.50

Sale

-600

34.50

Sale

-722

34.50

Sale

-1,000

34.50

Sale

-200

34.50

Sale

-38

34.50

Sale

-152

34.50

Sale

-1,188

34.50

Sale

-884

34.50

Sale

-558

34.50

Sale

-435

34.50

Sale

-100

34.50

Sale

-3,907

34.50

Sale

-28

34.49

Sale

-22

34.49

Sale

-807

34.50

Sale

-500

34.50

Sale

-7

34.50

Sale

-7

34.50

Sale

-1,876

34.50

Sale

-1,803

34.50

Sale

-184

34.51

Sale

-2,000

34.51

Sale

-56

34.51

Sale

-500

34.51

Sale

-290

34.51

Sale

-50

34.51

Sale

-920

34.51

Sale

-1,000

34.51

Sale

-1,302

34.53

Sale

-1,000

34.53

Sale

-200

34.53

Sale

-174

34.53

Sale

-150

34.53

Sale

-140

34.53

Sale

-28

34.53

Sale

-6

34.53

Sale

-2,000

34.53

Sale

-1,112

34.54

Sale

-1,000

34.54

Sale

-1,124

34.54

Sale

-1,764

34.54

Sale

-2,942

34.55

Sale

-1,000

34.55

Sale

-6

34.55

Sale

-1,000

34.55

Sale

-6

34.55

Sale

-46

34.55

Sale

-1,215

34.51

Sale

-941

34.51

Sale

-24

34.51

Sale

-36

34.51

Sale

-212

34.45

Sale

-17

34.45

Sale

-47

34.45

Sale

-5

34.45

Sale

-2,135

34.45

Sale

-580

34.45

Sale

-1,178

34.45

Sale

-812

34.45

Sale

-202

34.46

Sale

-3,999

34.46

Sale

-145

34.46

Sale

-208

34.46

Sale

-86

34.46

Sale

-58

34.46

Sale

-302

34.46

Sale

-1

34.58

Sale

-50

34.56

Sale

-128

34.50

Sale

-22,000

34.50

Sale

-1,000

34.50

Sale

-1,000

34.50

Sale

-500

34.50

Sale

-1,000

34.50

Sale

-1,000

34.50

Sale

-1,000

34.50

Sale

-22,372

34.50

Sale

-420

34.40

Sale

-1,000

34.40

Sale

-4,159

34.40

Sale

-140

34.40

Sale

-1,215

34.40

Sale

-4,159

34.40

Sale

-580

34.40

Sale

-150

34.40

Sale

-12,342

34.40

Sale

-360

34.40

Sale

-214

34.40

Sale

-5,079

34.35

Sale

-104

34.35

Sale

-1,000

34.35

Sale

-15,000

34.35

Sale

-9,739

34.35

Sale

-39

34.35

Sale

-2,788

34.35

Sale

-4,159

34.35

Sale

-4,159

34.35

Sale

-490

34.35

Sale

-199

34.35

Sale

-3,372

34.35

Sale

-1,085

34.35

Sale

-1

34.35

Sale

-75

34.35

Sale

-1

34.35

Sale

-1

34.35

Sale

-100

34.35

Sale

-171

34.35

Sale

-32

34.35

Sale

-2,406

34.35

Sale

-50

34.34

Sale

-420

34.20

Sale

-8,500

34.20

Sale

-50

34.20

Sale

-3

34.20

Sale

-297

34.20

Sale

-29

34.20

Sale

-10

34.20

Sale

-241

34.20

Sale

-74

34.20

Sale

-450

34.20

Sale

-959

34.20

Sale

-3,873

34.20

Sale

-13

34.21

Sale

-56

34.21

Sale

-290

34.20

Sale

-1,504

34.20

Sale

-7

34.20

Sale

-91

34.20

Sale

-30

34.20

Sale

-1,131

34.20

Sale

-300

34.20

Sale

-8,303

34.20

Sale

-1,000

34.20

Sale

-19

34.20

Sale

-657

34.20

Sale

-700

34.20

Sale

-25

34.20

Sale

-118

34.20

Sale

-357

34.20

Sale

-14

34.20

Sale

-401

34.20

Sale

-33

34.20

Sale

-267

34.20

Sale

-300

34.20

Sale

-1,496

34.20

Sale

-376

34.21

Sale

-424

34.21

Sale

-3,771

34.20

Sale

-805

34.10

Sale

-150

34.10

Sale

-3,017

34.10

Sale

-300

34.10

Sale

-500

34.10

Sale

-1,000

34.10

Sale

-6,470

34.10

Sale

-146

34.10

Sale

-5,110

34.10

Sale

-6,124

34.10

Sale

-12,401

34.10

Sale

-735

34.10

Sale

-4,158

34.10

Sale

-60

34.10

Sale

-1,000

34.10

Sale

-700

34.10

Sale

-33

34.10

Sale

-33

34.10

Sale

-26

34.10

Sale

-250

34.10

Sale

-75

34.10

Sale

-740

34.10

Sale

-932

34.10

Sale

-100

34.10

Sale

-200

34.10

Sale

-300

34.10

Sale

-300

34.10

Sale

-300

34.10

Sale

-740

34.10

Sale

-240

34.10

Sale

-1,000

34.10

Sale

-300

34.10

Sale

-50

34.10

Sale

-454

34.10

Sale

-141

34.11

Sale

-25

34.11

Sale

-576

34.11

Sale

-509

34.11

Sale

-250

34.20

Sale

-250

34.20

Sale

-8,785

34.20

Sale

-423

34.15

Sale

-500

34.15

Sale

-1,376

34.15

Sale

-2,093

34.15

Sale

-14,850

34.15

Sale

-5,758

34.15

Sale

-4,242

34.15

Sale

-2,897

34.15

Sale

-250

34.15

Sale

-4,844

34.15

Sale

-1,000

34.15

Sale

-2,000

34.15

Sale

-1

34.15

Sale

-2,059

34.15

Sale

-154

34.15

Sale

-180

34.15

Sale

-5,000

34.15

Sale

-1,000

34.15

Sale

-1,373

34.15

Sale

-130

34.10

Sale

-115

34.10

Sale

-93

34.10

Sale

-600

34.10

Sale

-500

34.10

Sale

-135

34.10

Sale

-140

34.10

Sale

-5,000

34.10

Sale

-100

34.10

Sale

-350

34.10

Sale

-288

34.10

Sale

-820

34.10

Sale

-290

34.10

Sale

-100

34.10

Sale

-1,663

34.10

Sale

-500

34.10

Sale

-1,500

34.10

Sale

-680

34.10

Sale

-2,910

34.10

Sale

-300

34.10

Sale

-41

34.10

Sale

-3,607

34.10

Sale

-831

34.10

Sale

-680

34.10

Sale

-3,627

34.10

Sale

-2,000

34.15

Sale

-9,394

34.05

Sale

-300

34.05

Sale

-500

34.05

Sale

-300

34.05

Sale

-1,122

34.05

Sale

-1,000

34.05

Sale

-1,170

34.05

Sale

-123

34.05

Sale

-118

34.06

Sale

-202

34.06

Sale

-610

34.06

Sale

-2,095

34.06

Sale

-2,132

34.06

Sale

-700

34.06

Sale

-1,000

34.06

Sale

-418

34.06

Sale

-3,678

34.06

Sale

-572

34.08

Sale

-41

34.08

Sale

-41

34.08

Sale

-41

34.08

Sale

-41

34.08

Sale

-477

34.05

Sale

-213

34.05

Sale

-41

34.08

Sale

-37

34.05

Sale

-220

34.05

Sale

-500

34.05

Sale

-600

34.05

Sale

-400

34.05

Sale

-386

34.05

Sale

-1,149

34.06

Sale

-8,042

34.06

Sale

-1,958

34.06

Sale

-14

34.05

Sale

-4,000

34.05

Sale

-2,000

34.05

Sale

-300

34.05

Sale

-1,473

34.05

Sale

-671

34.06

Sale

-451

34.06

Sale

-451

34.06

Sale

-5,724

34.06

Sale

-2,726

34.07

Sale

-8,527

34.05

Sale

-1,146

34.05

Sale

-300

34.05

Sale

-900

34.05

Sale

-12

34.05

Sale

-2,500

34.06

Sale

-15

34.06

Sale

-6,202

34.06

Sale

-2,098

34.06

Sale

-288

34.05

Sale

-300

34.05

Sale

-81

34.06

Sale

-219

34.06

Sale

-81

34.06

Sale

-300

34.06

Sale

-200

34.06

Sale

-879

34.05

Sale

-60

34.05

Sale

-300

34.05

Sale

-132

34.05

Sale

-1,012

34.05

Sale

-900

34.05

Sale

-300

34.05

Sale

-60

34.05

Sale

-239

34.05

Sale

-778

34.05

Sale

-146

34.05

Sale

-217

34.05

Sale

-36

34.05

Sale

-1,000

34.05

Sale

-1,000

34.05

Sale

-548

34.05

Sale

-764

34.05

Sale

-6,173

34.05

Sale

-1,265

34.05

Sale

-43

34.05

Sale

-831

34.05

Sale

-396

34.05

Sale

-342

34.05

Sale

-580

34.05

Sale

-163

34.05

Sale

-24

34.05

Sale

-28

34.05

Sale

-272

34.05

Sale

-300

34.05

Sale

-798

34.05

Sale

-334

34.05

Sale

-700

34.05

Sale

-19

34.05

Sale

-281

34.05

Sale

-64

34.05

Sale

-336

34.05

Sale

-902

34.05

Sale

-17

34.05

Sale

-183

34.05

Sale

-133

34.05

Sale

-585

34.05

Sale

-300

34.05

Sale

-389

34.06

Sale

-451

34.06

Sale

-315

34.06

Sale

-136

34.06

Sale

-73

34.06

Sale

-82

34.05

Sale

-1,176

34.05

Sale

-85

34.05

Sale

-210

34.05

Sale

-200

34.05

Sale

-1,000

34.06

Sale

-150

34.06

Sale

-1,000

34.06

Sale

-207

34.06

Sale

-800

34.05

Sale

-240

34.06

Sale

-7,159

34.06

Sale

-1,009

34.05

Sale

-27

34.05

Sale

-973

34.05

Sale

-13

34.05

Sale

-1,175

34.05

Sale

-74

34.05

Sale

-414

34.05

Sale

-600

34.05

Sale

-216

34.05

Sale

-784

34.05

Sale

-1,137

34.05

Sale

-14

34.05

Sale

-286

34.05

Sale

-700

34.05

Sale

-300

34.05

Sale

-9

34.05

Sale

-73

34.05

Sale

-1,927

34.05

Sale

-404

34.05

Sale

-2,115

34.05

Sale

-481

34.05

Sale

-810

34.05

Sale

-300

34.05

Sale

-300

34.05

Sale

-18

34.05

Sale

-4

34.05

Sale

-140

34.05

Sale

-1,060

34.05

Sale

-200

34.05

Sale

-3,800

34.05

Sale

-410

34.05

Sale

-6,991

34.05

Sale

-7,274

34.00

Sale

-1,000

34.00

Sale

-1,500

34.00

Sale

-1,166

34.00

Sale

-15,639

34.00

Sale

-7,474

33.94

Sale

-117

33.94

Sale

-854

33.94

Sale

-200

33.94

Sale

-50

33.94

Sale

-25,000

33.94

Sale

-700

33.94

Sale

-200

33.94

Sale

-1,000

33.94

Sale

-25

33.94

Sale

-500

33.94

Sale

-208

33.94

Sale

-400

33.94

Sale

-1,124

33.94

Sale

-500

33.94

Sale

-661

33.94

Sale

-300

33.95

Sale

-150

33.95

Sale

-537

33.95

Sale

-100

33.98

Sale

-20,000

34.00

Sale

-20,000

34.00

Sale

-18,134

34.00

Sale

-818

34.00

Sale

-550

34.00

Sale

-20,000

34.00

Sale

-5,000

34.00

Sale

-3,588

34.00

Sale

-2,926

34.00

Sale

-1,206

34.00

Sale

-80,548

36.48

Sale

-400,000

36.59

Sale

-600,000

36.03

Sale

-100,000

36.03

Sale

-312,400

36.85

TOTAL BUYS:4323130

TOTAL SELLS: 2538048

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

11-09-2008

Contact name

Simon Crawley / Carolyn Collins

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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