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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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18-Jun-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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282,949
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0.008
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9,401,295
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0.279
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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282,949
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0.008
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9,401,295
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0.279
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Purchase
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78
|
45.32
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|
Purchase
|
26
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45.32
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|
Purchase
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26
|
45.30
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|
Purchase
|
20
|
45.25
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|
Purchase
|
19
|
45.19
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|
Purchase
|
20
|
45.24
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|
Purchase
|
21
|
45.25
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|
Purchase
|
15
|
45.27
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|
Purchase
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21
|
45.31
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|
Purchase
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17
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45.28
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|
Purchase
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13
|
45.26
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|
Purchase
|
15
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45.30
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|
Purchase
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15
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45.22
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|
Purchase
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14
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45.21
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|
Purchase
|
14
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45.26
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|
Purchase
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15
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45.35
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Purchase
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230
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45.34
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Purchase
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14
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45.25
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Purchase
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15
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45.23
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|
Purchase
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14
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45.30
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|
Purchase
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10
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45.28
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Purchase
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12
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45.29
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|
Purchase
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11
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45.23
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Purchase
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11
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45.13
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Purchase
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11
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45.18
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Purchase
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10
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45.16
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Purchase
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8
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45.17
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Purchase
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8
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45.16
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Purchase
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7
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45.22
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|
Purchase
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9
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45.19
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Purchase
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7
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45.25
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Purchase
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7
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45.34
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Purchase
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6
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45.36
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Purchase
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6
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45.34
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|
Purchase
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6
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45.34
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Purchase
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6
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45.34
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Purchase
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6
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45.24
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|
Purchase
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6
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45.12
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Purchase
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7
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45.24
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Purchase
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7
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45.21
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Purchase
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7
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45.23
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Purchase
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8
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45.25
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Purchase
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8
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45.23
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Purchase
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10
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45.20
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Purchase
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11
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45.19
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Purchase
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11
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45.34
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Purchase
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9
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45.37
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Purchase
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12
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45.34
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Purchase
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13
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45.44
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Purchase
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12
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45.37
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Purchase
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14
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45.40
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Purchase
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14
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45.32
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Purchase
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100
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45.34
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Purchase
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14
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45.32
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Purchase
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15
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45.44
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Purchase
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17
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45.50
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Purchase
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17
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45.43
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Purchase
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13
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45.43
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Purchase
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15
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45.41
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Purchase
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14
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45.40
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Purchase
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17
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45.43
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Purchase
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15
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45.48
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Purchase
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17
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45.49
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Purchase
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5,000
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45.50
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Purchase
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16
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45.40
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Purchase
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17
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45.36
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Purchase
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15
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45.35
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Purchase
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5
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45.39
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Purchase
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14
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45.39
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Purchase
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138
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45.38
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Purchase
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620
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45.38
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Purchase
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2,242
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45.37
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Purchase
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16
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45.36
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Purchase
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2,000
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45.29
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Purchase
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19
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45.14
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Purchase
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1
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45.14
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Purchase
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3
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45.14
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Purchase
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22
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45.09
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Purchase
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657
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45.11
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Purchase
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105
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45.11
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Purchase
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238
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45.11
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Purchase
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21
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45.05
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Purchase
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27
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45.02
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Purchase
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100,000
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45.06
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Purchase
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23
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45.02
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Sale
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-1,186
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45.32
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Sale
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1,969
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45.40
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Sale
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-1,969
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45.40
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Sale
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-2,000
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45.34
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Sale
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-1,482
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45.14
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Sale
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-1,154
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45.14
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Sale
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-194
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45.09
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Sale
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-777
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45.10
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Sale
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-22
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45.09
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Sale
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559
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45.11
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Sale
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-559
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45.11
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Sale
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-1,127
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45.11
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Sale
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-30,000
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45.06
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Sale
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-2,085
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45.20
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Sale
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-2,915
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45.20
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Sale
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-4,031
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45.40
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Sale
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-1,989
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45.34
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Sale
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-5
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45.34
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Sale
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-5
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45.34
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Sale
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-1
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45.34
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Sale
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-2,016
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45.34
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Sale
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-450
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45.34
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Sale
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-534
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45.35
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Sale
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-419
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45.14
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Sale
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-37
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45.14
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Sale
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-600
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45.14
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Sale
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-5
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45.14
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Sale
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-457
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45.14
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Sale
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-845
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45.13
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Sale
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-1
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45.14
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Sale
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-2,406
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45.15
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Sale
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-1,172
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45.15
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Sale
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-375
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45.15
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Sale
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-805
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45.15
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Sale
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-242
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45.15
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Sale
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-2,000
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45.13
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Sale
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-18
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45.10
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Sale
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-1,000
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45.09
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Sale
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-1,007
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45.09
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Sale
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-570
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45.09
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Sale
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-14
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45.09
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Sale
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-409
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45.09
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Sale
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-275
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45.09
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Sale
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-359
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45.09
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Sale
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-328
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45.09
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Sale
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-283
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45.09
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Sale
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-6
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45.09
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Sale
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-1,555
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45.09
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Sale
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-1
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45.10
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Sale
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-6
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45.10
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Sale
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-384
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45.10
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Sale
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-9
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45.10
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Sale
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-341
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45.10
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Sale
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-199
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45.10
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Sale
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-265
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45.10
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Sale
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-757
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45.08
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Sale
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-1,243
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45.08
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Sale
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-1,001
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45.09
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Sale
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-4
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45.09
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Sale
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-3,973
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45.09
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Sale
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-188
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45.10
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Sale
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-2
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45.11
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Sale
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-2,000
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45.11
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|
Sale
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-3,177
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45.08
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Sale
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-302
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45.08
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Sale
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-500
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45.08
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Sale
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-550
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45.08
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|
Sale
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-469
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45.08
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|
Sale
|
-1
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45.09
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|
Sale
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-1
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45.09
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|
Sale
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-4,531
|
45.08
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|
Sale
|
-468
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45.08
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|
Sale
|
-1
|
45.09
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|
Sale
|
-11
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45.11
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|
Sale
|
-303
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45.11
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|
Sale
|
-279
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45.14
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|
Sale
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-4,721
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45.14
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|
Sale
|
-289
|
45.06
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|
Sale
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-934
|
45.06
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|
Sale
|
-380
|
45.06
|
|
Sale
|
-50
|
45.06
|
|
Sale
|
-7
|
45.06
|
|
Sale
|
-340
|
45.06
|
|
Sale
|
-404
|
45.06
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|
Sale
|
-1,200
|
45.06
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|
Sale
|
-1,000
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45.06
|
|
Sale
|
-6
|
45.06
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|
Sale
|
-2,500
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45.06
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|
Sale
|
-1,200
|
45.06
|
|
Sale
|
-500
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45.06
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|
Sale
|
-2,000
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45.13
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|
Sale
|
-559
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45.11
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|
Sale
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-1,969
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45.40
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|
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TOTAL BUY:112365
TOTAL SELL: 106186
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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|
|
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
|
|
|
4. OTHER INFORMATION
|
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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|
Is a Supplemental Form 38.5(b) attached? (Note 8) No
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|
|
|
Date of disclosure
|
19-06-2008
|
|
Contact name
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Crawley,Simon Paul
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|
Telephone number
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44 20 7888 5416
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|
Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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