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EPT Disclosure

2nd Dec 2008 10:24

RNS Number : 3644J
Merrill Lynch International
02 December 2008
 



FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Ennstone Plc

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

01/12/2008

2. DEALINGS

(a) Purchases and sales

Total number of securities sold

Highest price received

Lowest price received

950,208

GBP 0.02

GBP 0.01

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option money

selling, 

securities under 

price 

American, 

date

eg call option

purchasing, 

option

European etc

paid/received 

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

02/12/2008

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

Marwyn Materials Limited

Nature of connection #

Advisor

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Axon Group Plc

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

01/12/2008

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

2,637

GBP 6.43

GBP 6.43

Total number of securities sold

Highest price received

Lowest price received

1,340

GBP 6.44

GBP 6.44

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

1,272

GBP 6.44

Long Swap

LONG

764

GBP 6.42

Long Swap

LONG

408

GBP 6.42

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

576

GBP 6.43

Short Swap

SHORT

764

GBP 6.43

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

02/12/2008

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

HCL EAS Limited

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Lloyds TSB Group Plc

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

01/12/2008

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

1,519,004

GBP 1.69

GBP 1.56

Total number of securities sold

Highest price received

Lowest price received

1,537,219

GBP 1.69

GBP 1.55

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

361,382

GBP 1.63

Long Swap

LONG

228,083

GBP 1.62

Long Swap

LONG

138,433

GBP 1.60

Long Swap

LONG

86,895

GBP 1.60

Long Swap

LONG

77,723

GBP 1.65

Long Swap

LONG

52,749

GBP 1.62

Long Swap

LONG

25,462

GBP 1.63

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

3,457

GBP 1.63

Short Swap

SHORT

41,379

GBP 1.62

Short Swap

SHORT

48,232

GBP 1.65

Short Swap

SHORT

77,723

GBP 1.63

Short Swap

SHORT

86,895

GBP 1.57

Short Swap

SHORT

228,083

GBP 1.63

Short Swap

SHORT

361,382

GBP 1.62

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

 

Product name

Number of securities under 

Exercise price 

eg call option

option

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

02/12/2008

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

Lloyds TSB Group Plc

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

HBOS Plc

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

01/12/2008

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

430,427

GBP 0.93

GBP 0.86

Total number of securities sold

Highest price received

Lowest price received

502,598

GBP 0.93

GBP 0.85

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

55,260

GBP 0.86

Long Swap

LONG

38,278

GBP 0.92

Long Swap

LONG

36,182

GBP 0.91

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

11,815

GBP 0.92

Short Swap

SHORT

20,000

GBP 0.92

Short Swap

SHORT

24,367

GBP 0.92

Short Swap

SHORT

25,000

GBP 0.92

Short Swap

SHORT

25,000

GBP 0.92

Short Swap

SHORT

30,000

GBP 0.92

Short Swap

SHORT

38,278

GBP 0.92

Short Swap

SHORT

55,260

GBP 0.87

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

02/12/2008

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

Lloyds TSB Group Plc

Nature of connection #

Advisor

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFSLFSESASEEE

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