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EPT Disclosure

4th Aug 2008 11:34

RNS Number : 5619A
Deutsche Bank AG
04 August 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

01/08/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

792,828  0.17%

-932,114 -0.20

(2) Derivatives (other than options)

818,886  0.18%

-992,828  -0.22

(3) Options and agreements to purchase/sell

1,158,000 0.25%

-832,000    -0.18

Total

2,769,714 0.61% 

-2,756,942 -0.60

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

696

121.07

Purchase

11

121.10

Purchase

285

121.12

Purchase

488

121.13

Purchase

166

121.14

Purchase

201

121.20

Purchase

169

121.21

Purchase

39

121.22

Purchase

202

121.24

Purchase

197

121.25

Purchase

355

121.26

Purchase

546

121.27

Purchase

344

121.28

Purchase

195

121.29

Purchase

897

121.30

Purchase

854

121.32

Purchase

577

121.34

Purchase

233

121.35

Purchase

869

121.36

Purchase

356

121.37

Purchase

640

121.38

Purchase

3035

121.39

Purchase

4335

121.40

Purchase

29

121.41

Purchase

491

121.42

Purchase

439

121.43

Purchase

201

121.44

Purchase

993

121.45

Purchase

713

121.46

Purchase

1389

121.47

Purchase

231

121.48

Purchase

1113

121.49

Purchase

228

121.50

Purchase

273

121.51

Purchase

28

121.52

Purchase

43

121.55

Purchase

146

121.59

Purchase

19491

121.60

Purchase

59

121.63

Purchase

1

121.64

Purchase

111

121.65

Purchase

1033

121.67

Purchase

1051

121.68

Purchase

1669

121.69

Purchase

457

121.70

Purchase

534

121.71

Purchase

365

121.72

Purchase

478

121.73

Purchase

279

121.74

Purchase

923

121.75

Purchase

203

121.76

Purchase

851

121.80

Purchase

906

121.81

Purchase

383

121.83

Purchase

265

121.84

Purchase

4042

121.85

Purchase

1500

121.85

Purchase

772

121.87

Purchase

108

121.88

Purchase

352

121.90

Purchase

355

121.91

Purchase

1406

121.92

Purchase

1281

121.93

Purchase

448

121.94

Purchase

677

121.95

Purchase

318

121.96

Purchase

72

121.98

Purchase

55

121.99

Purchase

255

122.00

Purchase

490

122.01

Purchase

36

122.02

Purchase

113

122.03

Purchase

350

122.04

Purchase

693

122.05

Purchase

458

122.07

Purchase

11

122.11

Purchase

13

122.12

Purchase

59

122.13

Purchase

26

122.22

Purchase

289

122.26

Purchase

250

122.29

Purchase

113

122.36

Purchase

250

122.39

Purchase

6661

122.56

Purchase

229

122.63

Purchase

108

122.66

Purchase

108

122.67

Purchase

284

122.85

Purchase

52

122.88

Purchase

478

122.90

Purchase

211

122.91

Purchase

37

122.94

Purchase

185

122.96

Purchase

222

122.98

Purchase

2

123.00

Purchase

68

123.18

Purchase

377

123.21

Purchase

190

123.24

Purchase

213

123.25

Purchase

235

123.27

Purchase

547

123.29

Purchase

231

123.30

Purchase

35

123.31

Purchase

195

123.32

Purchase

33

123.34

Purchase

310

123.37

Purchase

200

123.38

Purchase

188

123.39

Purchase

269

123.41

Purchase

194

123.43

Purchase

366

123.44

Purchase

205

123.45

Purchase

94

123.47

Purchase

500

123.53

Purchase

164

123.54

Purchase

171

123.57

Purchase

9

123.59

Purchase

95

123.60

Purchase

463

123.69

Purchase

2950

123.78

Purchase

100

123.95

Purchase

380

123.96

Purchase

196

123.99

Purchase

171

124.00

Purchase

48

124.01

Purchase

111

124.03

Purchase

175

124.18

Purchase

2032

124.19

Purchase

107

124.25

Purchase

107

124.36

Purchase

107

124.37

Purchase

38006

125.40

TOTAL PURCHASE

124,277

Sale

36

121.08

Sale

70

121.10

Sale

39

121.13

Sale

263

121.17

Sale

82

121.18

Sale

505

121.19

Sale

783

121.20

Sale

397

121.21

Sale

301

121.22

Sale

17

121.23

Sale

233

121.24

Sale

163

121.25

Sale

538

121.26

Sale

259

121.27

Sale

558

121.28

Sale

244

121.29

Sale

215

121.30

Sale

354

121.31

Sale

451

121.32

Sale

267

121.33

Sale

473

121.34

Sale

202

121.35

Sale

435

121.36

Sale

666

121.37

Sale

373

121.38

Sale

488

121.39

Sale

673

121.40

Sale

951

121.41

Sale

613

121.42

Sale

269

121.43

Sale

400

121.44

Sale

339

121.45

Sale

47

121.46

Sale

1305

121.47

Sale

278

121.47

Sale

274

121.48

Sale

1529

121.49

Sale

592

121.50

Sale

92

121.51

Sale

119

121.52

Sale

739

121.53

Sale

15

121.54

Sale

642

121.55

Sale

127

121.56

Sale

99

121.57

Sale

70

121.58

Sale

10379

121.60

Sale

609

121.61

Sale

213

121.62

Sale

2

121.63

Sale

272

121.64

Sale

3143

121.64

Sale

597

121.65

Sale

160

121.66

Sale

448

121.67

Sale

275

121.68

Sale

523

121.69

Sale

1022

121.70

Sale

445

121.71

Sale

913

121.72

Sale

300

121.74

Sale

112

121.75

Sale

1

121.77

Sale

36

121.79

Sale

2642

121.80

Sale

1

121.82

Sale

205

121.83

Sale

2136

121.85

Sale

400

121.86

Sale

20

121.87

Sale

265

121.89

Sale

228

121.90

Sale

512

121.91

Sale

518

121.92

Sale

854

121.93

Sale

890

121.94

Sale

1020

121.95

Sale

951

121.96

Sale

356

121.97

Sale

1028

121.98

Sale

125

121.99

Sale

578

122.00

Sale

658

122.01

Sale

1727

122.02

Sale

1039

122.03

Sale

197

122.04

Sale

147

122.05

Sale

10

122.06

Sale

1494

122.07

Sale

57

122.08

Sale

208

122.09

Sale

33

122.10

Sale

40

122.11

Sale

17

122.13

Sale

32

122.14

Sale

1

122.17

Sale

280

122.19

Sale

291

122.20

Sale

195

122.21

Sale

500

122.24

Sale

500

122.27

Sale

679

122.29

Sale

250

122.39

Sale

40

122.46

Sale

88

122.51

Sale

36

122.52

Sale

41

122.53

Sale

143

122.65

Sale

320

122.66

Sale

496

122.69

Sale

500

122.71

Sale

1618

122.72

Sale

455

122.73

Sale

300

122.74

Sale

132

122.76

Sale

731

122.77

Sale

285

122.78

Sale

30

122.79

Sale

380

122.80

Sale

400

122.81

Sale

213

122.82

Sale

125

122.86

Sale

19

122.90

Sale

310

122.91

Sale

1039

122.92

Sale

738

122.93

Sale

299

122.94

Sale

300

122.95

Sale

815

122.96

Sale

265

122.97

Sale

145

122.98

Sale

88

122.99

Sale

16

123.00

Sale

29

123.01

Sale

428

123.10

Sale

257

123.13

Sale

16

123.14

Sale

12

123.17

Sale

382

123.23

Sale

409

123.24

Sale

51

123.25

Sale

1384

123.26

Sale

349

123.27

Sale

605

123.28

Sale

168

123.29

Sale

358

123.30

Sale

294

123.31

Sale

2204

123.32

Sale

1009

123.33

Sale

1170

123.34

Sale

387

123.35

Sale

49

123.36

Sale

245

123.37

Sale

341

123.38

Sale

143

123.39

Sale

898

123.40

Sale

706

123.41

Sale

1504

123.42

Sale

385

123.43

Sale

189

123.44

Sale

566

123.45

Sale

316

123.46

Sale

150

123.47

Sale

335

123.48

Sale

494

123.49

Sale

335

123.50

Sale

446

123.51

Sale

100

123.52

Sale

194

123.53

Sale

374

123.54

Sale

665

123.55

Sale

23

123.56

Sale

39

123.58

Sale

262

123.60

Sale

360

123.61

Sale

7

123.63

Sale

794

123.65

Sale

100

123.67

Sale

150

123.70

Sale

2

123.79

Sale

50

123.95

Sale

7

123.96

Sale

9

124.06

Sale

35

124.08

Sale

35

124.11

Sale

231

124.15

Sale

21

124.17

Sale

500

124.18

Sale

424

124.21

Sale

150

124.22

Sale

333

124.38

Sale

8

124.50

Sale

6

124.52

Sale

4

124.53

Sale

22

124.57

Sale

1

124.61

Sale

74

124.62

Sale

1000

124.67

Sale

112

124.79

Sale

112

124.80

Sale

89

124.99

TOTAL SALES

91,393

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

300

121.19

CFD

Long

400

121.20

CFD

Long

330

121.21

CFD

Long

194

121.22

CFD

Long

149

121.24

CFD

Long

31

121.25

CFD

Long

147

121.27

CFD

Long

210

121.29

CFD

Long

200

121.30

CFD

Long

200

121.31

CFD

Long

400

121.32

CFD

Long

200

121.33

CFD

Long

400

121.36

CFD

Long

100

121.37

CFD

Long

200

121.38

CFD

Long

98

121.39

CFD

Long

302

121.41

CFD

Long

100

121.43

CFD

Long

300

121.44

CFD

Long

200

121.45

CFD

Long

1305

121.47

CFD

Long

200

121.47

CFD

Long

100

121.48

CFD

Long

1219

121.49

CFD

Long

120

121.50

CFD

Long

100

121.52

CFD

Long

351

121.55

CFD

Long

49

121.57

CFD

Long

1

121.58

CFD

Long

10100

121.60

CFD

Long

609

121.61

CFD

Long

200

121.64

CFD

Long

3143

121.64

CFD

Long

591

121.65

CFD

Long

47

121.66

CFD

Long

262

121.68

CFD

Long

400

121.69

CFD

Long

800

121.70

CFD

Long

100

121.71

CFD

Long

694

121.72

CFD

Long

300

121.74

CFD

Long

205

121.83

CFD

Long

295

121.85

CFD

Long

400

121.86

CFD

Long

200

121.89

CFD

Long

219

121.90

CFD

Long

300

121.91

CFD

Long

250

121.92

CFD

Long

400

121.93

CFD

Long

716

121.94

CFD

Long

701

121.95

CFD

Long

526

121.96

CFD

Long

126

121.97

CFD

Long

810

121.98

CFD

Long

365

122.00

CFD

Long

200

122.01

CFD

Long

700

122.02

CFD

Long

200

122.03

CFD

Long

1

122.17

CFD

Long

500

122.24

CFD

Long

500

122.27

CFD

Long

600

122.29

CFD

Long

250

122.39

CFD

Long

106

122.65

CFD

Long

15

122.66

CFD

Long

500

122.71

CFD

Long

1294

122.72

CFD

Long

455

122.73

CFD

Long

300

122.74

CFD

Long

345

122.77

CFD

Long

285

122.78

CFD

Long

400

122.81

CFD

Long

100

122.82

CFD

Long

300

122.91

CFD

Long

500

122.92

CFD

Long

600

122.93

CFD

Long

200

122.94

CFD

Long

300

122.95

CFD

Long

612

122.96

CFD

Long

55

122.99

CFD

Long

229

123.23

CFD

Long

327

123.24

CFD

Long

1314

123.26

CFD

Long

317

123.27

CFD

Long

540

123.28

CFD

Long

195

123.30

CFD

Long

185

123.31

CFD

Long

1815

123.32

CFD

Long

777

123.33

CFD

Long

1162

123.34

CFD

Long

380

123.35

CFD

Long

224

123.37

CFD

Long

341

123.38

CFD

Long

100

123.39

CFD

Long

706

123.41

CFD

Long

1377

123.42

CFD

Long

370

123.43

CFD

Long

100

123.44

CFD

Long

500

123.45

CFD

Long

316

123.46

CFD

Long

123

123.47

CFD

Long

171

123.48

CFD

Long

201

123.49

CFD

Long

100

123.50

CFD

Long

316

123.51

CFD

Long

100

123.52

CFD

Long

194

123.53

CFD

Long

206

123.54

CFD

Long

662

123.55

CFD

Long

23

123.56

CFD

Long

100

123.61

CFD

Long

7

123.63

CFD

Long

794

123.65

CFD

Long

100

123.67

CFD

Long

100

123.70

CFD

Long

500

124.18

CFD

Long

150

124.22

CFD

Long

500

124.67

CFD

Long

112

124.79

CFD

Long

112

124.80

CFD

Long

89

124.99

CFD

Short

500

121.32

CFD

Short

100

121.35

CFD

Short

120

121.36

CFD

Short

261

121.37

CFD

Short

300

121.38

CFD

Short

1900

121.39

CFD

Short

1254

121.40

CFD

Short

29

121.41

CFD

Short

54

121.42

CFD

Short

131

121.46

CFD

Short

72

121.59

CFD

Short

10123

121.60

CFD

Short

119

121.75

CFD

Short

2

121.76

CFD

Short

1500

121.85

CFD

Short

36

121.99

CFD

Short

242

122.01

CFD

Short

113

122.03

CFD

Short

115

122.04

CFD

Short

500

122.05

CFD

Short

250

122.29

CFD

Short

250

122.39

CFD

Short

6661

122.56

CFD

Short

108

122.66

CFD

Short

108

122.67

CFD

Short

200

123.38

CFD

Short

50

123.41

CFD

Short

4

123.43

CFD

Short

111

123.53

CFD

Short

108

123.69

CFD

Short

2950

123.78

CFD

Short

100

123.95

CFD

Short

26

123.96

CFD

Short

3

123.99

CFD

Short

171

124.00

CFD

Short

111

124.03

CFD

Short

107

124.25

CFD

Short

107

124.36

CFD

Short

107

124.37

CFD

Short

9800

125.40

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

04/08/2008

Contact name

Artie Movsesian

Telephone number

020 7545 8515

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMPIMMTMMJMBMP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,633.75
Change48.74