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EPT Disclosure

25th Sep 2008 10:54

RNS Number : 2895E

UBS Securities Australia Limited

25 September 2008

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader	UBS Securities Australia Limited
Company dealt in	Rio Tinto Ltd
Class of relevant security to which the dealings being disclosed relate (Note 1)	Ordinary
Date of dealing	24 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

(1) Relevant securities

647186

0.14%

2088734

0.46%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

1469273

0.32%

896768

0.20%

Total

2116459

0.46%

2985502

0.65%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:	Long	Short
	Number (%)	Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale	Number of securities	Price per unit (AUD) (Note 4)
Purchase	13159	105.5
Purchase	9000	105.74
Purchase	2381	104.97
Purchase	2381	104.97
Purchase	1457	105.75
Purchase	1396	105.5
Purchase	1185	105.8
Purchase	1005	105.79
Purchase	1000	104.75
Purchase	997	105.5
Purchase	997	105.73
Purchase	943	105.81
Purchase	734	105.79
Purchase	734	105.79
Purchase	688	106.03
Purchase	685	105.81
Purchase	651	106
Purchase	641	105.95
Purchase	631	106.73
Purchase	631	106.73
Purchase	592	106
Purchase	587	105.77
Purchase	587	105.77
Purchase	535	105.78
Purchase	530	105.5
Purchase	530	105.5
Purchase	530	105.5
Purchase	525	105.94
Purchase	524	106.73
Purchase	524	106.73
Purchase	513	106.4
Purchase	509	105.97
Purchase	509	105.97
Purchase	502	105.74
Purchase	501	106.57
Purchase	487	105.92
Purchase	480	105.76
Purchase	480	105.76
Purchase	470	105.77
Purchase	470	105.77
Purchase	469	105.75
Purchase	467	106.64
Purchase	453	105.75
Purchase	447	105.78
Purchase	447	105.78
Purchase	417	106.31
Purchase	409	105.99
Purchase	405	105.76
Purchase	391	106.65
Purchase	391	106.65
Purchase	387	106.38
Purchase	377	105.75
Purchase	374	106.1
Purchase	368	106.01
Purchase	368	106.01
Purchase	342	106.7
Purchase	342	106.7
Purchase	340	106.14
Purchase	339	106
Purchase	337	105.78
Purchase	337	105.78
Purchase	336	106.51
Purchase	323	105.5
Purchase	319	105.66
Purchase	306	106.57
Purchase	305	106.43
Purchase	303	106.61
Purchase	301	105.8
Purchase	294	105.69
Purchase	271	105.5
Purchase	252	105.93
Purchase	244	106.57
Purchase	231	106.05
Purchase	221	106.44
Purchase	218	105.77
Purchase	218	105.77
Purchase	202	105.79
Purchase	202	105.79
Purchase	200	105.79
Purchase	200	105.65
Purchase	199	105.78
Purchase	190	104.01
Purchase	190	105.81
Purchase	179	106.4
Purchase	175	105.76
Purchase	170	105.79
Purchase	158	105.92
Purchase	154	105.93
Purchase	144	105.58
Purchase	136	105.78
Purchase	135	105.79
Purchase	133	105.55
Purchase	131	105.79
Purchase	129	105.56
Purchase	128	105.56
Purchase	127	105.92
Purchase	119	105.79
Purchase	119	104.97
Purchase	106	105.69
Purchase	104	105.8
Purchase	101	105.8
Purchase	97	105.76
Purchase	90	105.81
Purchase	89	105.81
Purchase	80	105
Purchase	76	105.58
Purchase	73	105.78
Purchase	70	105.74
Purchase	66	105.78
Purchase	64	105.76
Purchase	61	105.79
Purchase	59	105.81
Purchase	58	106
Purchase	58	105.78
Purchase	50	105.65
Purchase	50	105.69
Purchase	43	105.92
Purchase	43	106.44
Purchase	40	106.05
Purchase	38	105.77
Purchase	37	105.58
Purchase	35	105.74
Purchase	34	106.44
Purchase	32	106.05
Purchase	28	105.56
Purchase	26	105.92
Purchase	22	106.61
Purchase	14	106.1
Purchase	10	105.79
Purchase	8	105.69
Purchase	8	105.74
Purchase	7	106.44
Purchase	4	105.78
Purchase	2	105
Sale	1	105.62
Sale	1	105.58
Sale	1	105.75
Sale	3	105.58
Sale	7	105.59
Sale	9	106.22
Sale	9	105.65
Sale	9	105.58
Sale	10	106.25
Sale	11	106.25
Sale	11	105.61
Sale	21	105.75
Sale	24	105.68
Sale	35	105.7
Sale	37	105.58
Sale	37	105.58
Sale	41	105.61
Sale	70	105.87
Sale	79	105.58
Sale	80	106.25
Sale	82	105.62
Sale	112	105.87
Sale	113	105.58
Sale	117	105.75
Sale	128	105.58
Sale	152	105.58
Sale	165	105.75
Sale	172	106.25
Sale	179	105.58
Sale	185	105.66
Sale	189	105.75
Sale	190	105.81
Sale	190	105.81
Sale	194	108.24
Sale	202	105.79
Sale	209	105.68
Sale	218	105.77
Sale	224	105.58
Sale	235	105.61
Sale	236	105.61
Sale	239	105.61
Sale	271	105.5
Sale	276	105.58
Sale	296	106
Sale	302	105.58
Sale	311	105.75
Sale	314	105.65
Sale	322	105.59
Sale	335	105.75
Sale	337	105.78
Sale	342	106.7
Sale	368	106.01
Sale	391	106.65
Sale	447	105.78
Sale	451	105.64
Sale	465	105.7
Sale	470	105.77
Sale	480	105.76
Sale	500	105.7
Sale	500	105.7
Sale	500	105.7
Sale	509	105.97
Sale	524	106.73
Sale	528	105.58
Sale	530	105.5
Sale	530	105.5
Sale	530	105.5
Sale	587	105.77
Sale	631	106.73
Sale	734	105.79
Sale	997	105.5
Sale	997	105.73
Sale	1000	106.22
Sale	1396	105.5
Sale	2381	104.97
Sale	3286	106
Sale	9000	105.74
Total Purchase	69333
Total Sale	36065

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(i) Writing, selling, purchasing or varying

Product name, e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price (AUD)

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (AUD) (Note 4)

Put Option	Purchasing	150000	132	American	25-Sep-08
Call Option	Purchasing	132000	130	American	25-Sep-08
Call Option	Purchasing	120000	130	American	25-Sep-08
Call Option	Purchasing	66000	120	American	25-Sep-08
Call Option	Purchasing	66000	120	American	25-Sep-08
Call Option	Purchasing	66000	132	American	25-Sep-08
Call Option	Purchasing	50000	136	American	25-Sep-08
Call Option	Purchasing	46000	110	American	25-Sep-08
Put Option	Purchasing	46000	110	American	25-Sep-08
Call Option	Purchasing	30000	144	American	25-Sep-08
Call Option	Purchasing	20000	116	American	25-Sep-08
Put Option	Purchasing	19000	130	American	25-Sep-08
Call Option	Purchasing	17000	170	American	25-Sep-08
Call Option	Purchasing	16000	132	American	25-Sep-08
Call Option	Purchasing	4000	112	American	25-Sep-08
Call Option	Purchasing	4000	166	American	25-Sep-08
Put Option	Purchasing	175	57.14	American	24-Sep-08
Put Option	Purchasing	175	57.14	American	24-Sep-08
Put Option	Purchasing	175	57.14	American	24-Sep-08
Put Option	Purchasing	175	57.14	American	24-Sep-08
Put Option	Purchasing	175	57.14	American	24-Sep-08
Put Option	Selling	-175	57.14	American	24-Sep-08
Put Option	Selling	-175	57.14	American	24-Sep-08
Put Option	Selling	-175	57.14	American	24-Sep-08
Put Option	Selling	-175	57.14	American	24-Sep-08
Call Option	Selling	-4000	112	American	25-Sep-08
Call Option	Selling	-4000	166	American	25-Sep-08
Call Option	Selling	-16000	132	American	25-Sep-08
Call Option	Selling	-17000	170	American	25-Sep-08
Put Option	Selling	-19000	130	American	25-Sep-08
Call Option	Selling	-20000	116	American	25-Sep-08
Call Option	Selling	-30000	144	American	25-Sep-08
Put Option	Selling	-46000	110	American	25-Sep-08
Call Option	Selling	-46000	110	American	25-Sep-08
Call Option	Selling	-50000	136	American	25-Sep-08
Call Option	Selling	-66000	120	American	25-Sep-08
Call Option	Selling	-66000	132	American	25-Sep-08
Call Option	Selling	-66000	120	American	25-Sep-08
Call Option	Selling	-120000	130	American	25-Sep-08
Call Option	Selling	-132000	130	American	25-Sep-08
Put Option	Selling	-150000	132	American	25-Sep-08

(ii) Exercising

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure	25 September 2008
Contact name	Belinda Maclay
Telephone number	+61 2 93242944
Name of offeree/offeror with which connected	BHP Billiton PLC/BHP Billiton Limited
Nature of connection (Note 9)	Connected Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name, e.g. call option	Written or purchased	Number of securities to which the option or derivative relates	Exercise price (AUD) (Note 2)	Type, e.g. American, European etc.	Expiry date
Call Option	Purchased	132000	130	American	25-Sep-08
Call Option	Purchased	132000	150	American	27-Nov-08
Call Option	Purchased	100000	170	American	18-Dec-08
Call Option	Purchased	66000	132	American	25-Sep-08
Call Option	Purchased	66000	120	American	25-Sep-08
Call Option	Purchased	66000	120	American	25-Sep-08
Call Option	Purchased	50000	124	American	30-Oct-08
Call Option	Purchased	46000	110	American	25-Sep-08
Call Option	Purchased	40000	160	American	18-Dec-08
Call Option	Purchased	30000	144	American	25-Sep-08
Call Option	Purchased	20000	116	American	25-Sep-08
Call Option	Purchased	17000	170	American	25-Sep-08
Call Option	Purchased	16000	80	European	26-May-09
Call Option	Purchased	15000	158	American	18-Dec-08
Call Option	Purchased	12000	96	European	06-Nov-08
Call Option	Purchased	4000	166	American	25-Sep-08
Call Option	Purchased	4000	112	American	25-Sep-08
Call Option	Purchased	3000	170	American	18-Dec-08
Call Option	Purchased	1000	114.74	European	19-Jun-09
Call Option	Written	12000	96	European	06-Nov-08
Call Option	Written	16000	80	European	26-May-09
Call Option	Written	16000	132	American	25-Sep-08
Call Option	Written	50000	136	American	25-Sep-08
Call Option	Written	66000	132	American	25-Sep-08
Call Option	Written	66000	120	American	25-Sep-08
Call Option	Written	120000	130	American	25-Sep-08
Call Option	Written	132000	130	American	25-Sep-08
Call Warrant	Written	150	145	European	18-Dec-08
Call Warrant	Written	1717	0	European	30-Jun-14
Call Warrant	Written	2582	55	European	18-Jun-09
Call Warrant	Written	7386	100	European	06-Nov-08
Call Warrant	Written	7952	96	European	06-Nov-08
Call Warrant	Written	7975	135	European	18-Dec-08
Call Warrant	Written	16006	80	European	26-May-09
Put Option	Purchased	150000	132	American	25-Sep-08
Put Option	Purchased	150000	77	American	22-Dec-11
Put Option	Purchased	75000	110	American	18-Dec-08
Put Option	Written	72	136.98	American	17-Jun-13
Put Option	Written	73	135.65	American	22-Feb-11
Put Option	Written	78	127	American	31-Jan-13
Put Option	Written	91	109	American	22-Jan-09
Put Option	Written	94	131.31	American	30-Jun-11
Put Option	Written	101	122.94	American	29-Aug-13
Put Option	Written	119	83.55	American	11-Aug-10
Put Option	Written	125	99.48	American	29-Jul-10
Put Option	Written	125	99.59	American	28-Jun-12
Put Option	Written	126	99.07	American	07-Sep-12
Put Option	Written	127	98.35	American	22-Jun-10
Put Option	Written	128	77.89	American	21-Jun-11
Put Option	Written	130	76.7	American	19-May-11
Put Option	Written	131	94.91	American	26-Jul-12
Put Option	Written	132	97.5	American	02-Jul-12
Put Option	Written	146	98.79	American	29-Jul-10
Put Option	Written	146	102.05	American	26-Jul-12
Put Option	Written	150	99.59	American	29-Jul-10
Put Option	Written	152	98.36	American	28-Jun-12
Put Option	Written	154	129.41	American	11-Dec-12
Put Option	Written	157	99.86	American	29-Jul-10
Put Option	Written	158	99.12	American	29-Jul-10
Put Option	Written	158	78.77	American	24-Jun-11
Put Option	Written	159	78.2	American	23-Jun-09
Put Option	Written	159	78.31	American	21-Jun-11
Put Option	Written	164	91.04	American	11-May-12
Put Option	Written	168	148.37	American	30-May-13
Put Option	Written	176	113.21	American	25-Oct-12
Put Option	Written	181	101	American	29-Jul-10
Put Option	Written	183	135.98	American	30-Jun-11
Put Option	Written	185	96.8	American	28-Jun-12
Put Option	Written	198	100.52	American	16-Jun-10
Put Option	Written	203	98.47	American	22-Jun-10
Put Option	Written	203	98.08	American	22-Jun-10
Put Option	Written	209	81.14	American	28-Apr-11
Put Option	Written	214	93.26	American	28-Jun-12
Put Option	Written	218	100.49	American	28-Jun-12
Put Option	Written	227	44.05	American	22-Jun-10
Put Option	Written	240	83.48	American	18-Apr-11
Put Option	Written	243	102.51	American	26-Jul-12
Put Option	Written	246	101.6	American	24-Jun-10
Put Option	Written	257	76.5	American	17-Jun-11
Put Option	Written	265	75.38	American	22-Jun-11
Put Option	Written	271	73.66	American	10-Jun-09
Put Option	Written	271	73.76	American	05-Jun-09
Put Option	Written	283	78.34	American	19-Oct-11
Put Option	Written	286	91.6	American	30-Aug-12
Put Option	Written	296	67.43	American	15-Sep-09
Put Option	Written	298	100.5	American	25-Jun-10
Put Option	Written	300	71.7	American	02-Jan-09
Put Option	Written	305	75.25	American	25-Jun-09
Put Option	Written	310	96.73	American	23-Jun-10
Put Option	Written	325	77.02	American	21-May-09
Put Option	Written	342	102.42	American	29-Jun-12
Put Option	Written	352	98.21	American	29-Jul-10
Put Option	Written	353	70.82	American	09-Feb-09
Put Option	Written	356	70.14	American	10-Jun-09
Put Option	Written	363	82.51	American	28-Apr-09
Put Option	Written	371	99.3	American	29-Jul-10
Put Option	Written	382	98	American	26-Jul-12
Put Option	Written	396	75.01	American	08-Mar-10
Put Option	Written	400	74.9	American	22-Jun-11
Put Option	Written	404	98.86	American	24-Jun-10
Put Option	Written	413	96.82	American	24-Jun-10
Put Option	Written	413	96.75	American	21-Jun-12
Put Option	Written	419	71.59	American	19-Jan-09
Put Option	Written	425	78.61	American	30-Jun-11
Put Option	Written	429	34.96	American	18-Jun-09
Put Option	Written	434	98.52	American	29-Jul-10
Put Option	Written	460	109.66	American	31-Jan-13
Put Option	Written	465	98.9	American	28-Jun-12
Put Option	Written	472	90.6	American	29-Jul-10
Put Option	Written	484	103.17	American	26-Jul-12
Put Option	Written	509	98.07	American	29-Jul-10
Put Option	Written	510	98	American	29-Jul-10
Put Option	Written	514	77.75	American	30-Jun-11
Put Option	Written	518	96.51	American	31-May-12
Put Option	Written	528	75.48	American	29-Jun-11
Put Option	Written	538	99.08	American	26-Jul-12
Put Option	Written	547	109.66	American	27-Jan-11
Put Option	Written	555	45.04	American	22-Jun-10
Put Option	Written	562	99.67	American	29-Jul-10
Put Option	Written	564	90.39	American	22-Jun-12
Put Option	Written	566	35.33	American	22-Jun-09
Put Option	Written	567	35.27	American	19-Jun-09
Put Option	Written	573	34.9	American	18-Jun-09
Put Option	Written	591	95.3	American	29-Jul-10
Put Option	Written	598	83.69	American	22-Jun-12
Put Option	Written	600	73.45	American	30-Jun-11
Put Option	Written	601	99.71	American	25-Jun-10
Put Option	Written	628	99.44	American	29-Jul-10
Put Option	Written	634	78.7	American	27-May-09
Put Option	Written	637	139.1	American	15-Jun-11
Put Option	Written	648	97.31	American	24-Jun-09
Put Option	Written	650	92.25	American	12-Jun-12
Put Option	Written	663	75.36	American	23-Jun-11
Put Option	Written	663	75.38	American	25-Jun-09
Put Option	Written	696	99.01	American	26-Jul-12
Put Option	Written	703	85.3	American	22-Jun-12
Put Option	Written	715	139.74	American	12-Jun-13
Put Option	Written	733	102.26	American	28-Jun-12
Put Option	Written	794	75.5	American	23-Jun-11
Put Option	Written	821	103.41	American	22-Jun-12
Put Option	Written	828	98.9	American	29-Jul-10
Put Option	Written	836	99.24	American	15-Jun-10
Put Option	Written	859	77.44	American	30-Jun-11
Put Option	Written	869	75.44	American	23-Jun-11
Put Option	Written	870	97.65	American	22-Jun-12
Put Option	Written	887	98.08	American	28-Jun-12
Put Option	Written	941	42.5	American	03-Jun-10
Put Option	Written	982	74.85	American	30-Jun-11
Put Option	Written	1000	76	American	14-Jun-11
Put Option	Written	1000	76.49	American	19-Jun-09
Put Option	Written	1008	99.09	American	18-Jun-10
Put Option	Written	1020	74.54	American	01-Aug-11
Put Option	Written	1038	76.08	American	30-Jun-11
Put Option	Written	1040	96.14	American	26-May-10
Put Option	Written	1062	98.28	American	28-Jun-12
Put Option	Written	1067	101.45	American	26-Jul-12
Put Option	Written	1080	101.81	American	29-Jul-10
Put Option	Written	1083	92.25	American	28-Jun-12
Put Option	Written	1175	42.5	American	27-Jan-10
Put Option	Written	1257	99.37	American	28-Jun-12
Put Option	Written	1281	43.4	American	21-Jun-10
Put Option	Written	1334	74.99	American	22-Jun-11
Put Option	Written	1360	73.51	American	28-Jul-11
Put Option	Written	1418	91.6	American	29-Jul-10
Put Option	Written	1441	99.64	American	29-Jul-10
Put Option	Written	1500	78.2	American	22-Mar-10
Put Option	Written	1500	78.39	American	23-Mar-10
Put Option	Written	1512	99.17	American	25-Jun-10
Put Option	Written	1588	99.88	American	26-Jul-12
Put Option	Written	1594	100.35	American	26-Jul-12
Put Option	Written	1600	77.2	American	25-Feb-10
Put Option	Written	1628	102.26	American	24-Jun-10
Put Option	Written	1639	103.64	American	26-Jul-12
Put Option	Written	1656	77.02	American	30-Jun-11
Put Option	Written	1787	100.7	American	26-Jul-12
Put Option	Written	1902	98.51	American	28-Jun-12
Put Option	Written	2264	110.36	American	24-Jun-09
Put Option	Written	2450	76.54	American	28-Jul-11
Put Option	Written	2515	98.79	American	26-Jul-12
Put Option	Written	2716	78.99	American	28-Jul-11
Put Option	Written	2719	99.08	American	29-Jul-10
Put Option	Written	2739	94.91	American	29-Jul-10
Put Option	Written	2746	72.82	American	24-Jun-11
Put Option	Written	3013	101.81	American	26-Jul-12
Put Option	Written	3288	78	American	28-Jul-11
Put Option	Written	3628	67.79	American	29-Sep-11
Put Option	Written	3685	76.01	American	30-Jun-11
Put Option	Written	3883	77.32	American	30-Jun-11
Put Option	Written	3905	102.41	American	29-Jul-10
Put Option	Written	4313	78.23	American	30-Jun-11
Put Option	Written	4724	78.43	American	28-Jul-11
Put Option	Written	6000	116	American	29-Jan-09
Put Option	Written	8568	78.86	American	28-Jul-11
Put Option	Written	10000	120	American	29-Jan-09
Put Option	Written	10000	122	American	29-Jan-09
Put Option	Written	19000	130	American	25-Sep-08
Put Option	Written	38000	150	American	18-Dec-08
Put Option	Written	46000	110	American	25-Sep-08
Put Option	Written	50000	120	American	18-Dec-08
Put Option	Written	82000	130	American	29-Jan-09
Put Option	Written	100000	140	American	18-Dec-08
Put Option	Written	150000	79	American	22-Dec-11

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS

The company news service from the London Stock Exchange

END

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