3rd Dec 2008 11:14
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
British Airways Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
02/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
6,717,505 |
GBP 1.61 |
GBP 1.36 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
6,233,203 |
GBP 1.63 |
GBP 1.42 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
523,837 |
GBP 1.56 |
|
Long Swap |
LONG |
4,654 |
GBP 1.38 |
|
Long Swap |
LONG |
18,613 |
GBP 1.54 |
|
Long Swap |
LONG |
30,235 |
GBP 1.54 |
|
Long Swap |
LONG |
40,338 |
GBP 1.38 |
|
Long Swap |
LONG |
53,474 |
GBP 1.52 |
|
Long Swap |
LONG |
73,384 |
GBP 1.56 |
|
Long Swap |
LONG |
79,396 |
GBP 1.53 |
|
Long Swap |
LONG |
112,836 |
GBP 1.56 |
|
Long Swap |
LONG |
142,823 |
GBP 1.53 |
|
Long Swap |
LONG |
278,048 |
GBP 1.54 |
|
Long Swap |
LONG |
322,985 |
GBP 1.54 |
|
Long Swap |
LONG |
14 |
GBP 1.52 |
|
Long Swap |
LONG |
374,045 |
GBP 1.53 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
102 |
GBP 1.53 |
|
Short Swap |
SHORT |
380,231 |
GBP 1.53 |
|
Short Swap |
SHORT |
298,492 |
GBP 1.55 |
|
Short Swap |
SHORT |
279,517 |
GBP 1.53 |
|
Short Swap |
SHORT |
173,058 |
GBP 1.53 |
|
Short Swap |
SHORT |
79,410 |
GBP 1.53 |
|
Short Swap |
SHORT |
75,806 |
GBP 1.52 |
|
Short Swap |
SHORT |
42,529 |
GBP 1.55 |
|
Short Swap |
SHORT |
24,564 |
GBP 1.52 |
|
Short Swap |
SHORT |
4,677 |
GBP 1.52 |
|
Short Swap |
SHORT |
4,557 |
GBP 1.55 |
|
Short Swap |
SHORT |
2,222 |
GBP 1.52 |
|
Short Swap |
SHORT |
405,215 |
GBP 1.55 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
03/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
British Airways Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Axon Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
02/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
8,453 |
GBP 6.45 |
GBP 6.43 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,000 |
GBP 6.44 |
GBP 6.44 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,000 |
GBP 6.45 |
|
Long Swap |
LONG |
1,057 |
GBP 6.43 |
|
Long Swap |
LONG |
463 |
GBP 6.45 |
|
Long Swap |
LONG |
160 |
GBP 6.45 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
2,000 |
GBP 6.44 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
03/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
HCL EAS Limited |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
02/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,961,066 |
GBP 1.65 |
GBP 1.48 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,522,558 |
GBP 1.62 |
GBP 1.47 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
55,222 |
GBP 1.53 |
|
Long Swap |
LONG |
61,756 |
GBP 1.49 |
|
Long Swap |
LONG |
124,392 |
GBP 1.53 |
|
Long Swap |
LONG |
159,825 |
GBP 1.50 |
|
Long Swap |
LONG |
643,759 |
GBP 1.53 |
|
Long Swap |
LONG |
42,748 |
GBP 1.53 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
159,825 |
GBP 1.51 |
|
Short Swap |
SHORT |
200,989 |
GBP 1.53 |
|
Short Swap |
SHORT |
4,517 |
GBP 1.51 |
|
Short Swap |
SHORT |
138,433 |
GBP 1.50 |
|
Short Swap |
SHORT |
124,392 |
GBP 1.53 |
|
Short Swap |
SHORT |
61,756 |
GBP 1.50 |
|
Short Swap |
SHORT |
42,748 |
GBP 1.51 |
|
Short Swap |
SHORT |
25,462 |
GBP 1.53 |
|
Short Swap |
SHORT |
24,264 |
GBP 1.53 |
|
Short Swap |
SHORT |
643,759 |
GBP 1.53 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
03/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
02/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
246,117 |
GBP 0.91 |
GBP 0.86 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
341,754 |
GBP 0.91 |
GBP 0.86 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
163,230 |
GBP 0.90 |
|
Long Swap |
LONG |
2,511 |
GBP 0.89 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
2,511 |
GBP 0.89 |
|
Short Swap |
SHORT |
58,748 |
GBP 0.91 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
03/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
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